Statement of Changes in Beneficial Ownership (4)
May 05 2020 - 4:18PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Heller John E. |
2. Issuer Name and Ticker or Trading Symbol
PAE Inc
[
PAE
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President & CEO |
(Last)
(First)
(Middle)
C/O PAE INCORPORATED, 7799 LEESBURG PIKE, SUITE 300 NORTH |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/1/2020 |
(Street)
FALLS CHURCH, VA 22043
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | | | | | | | | 112663 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock
Units | (1)(2) | | | | | | | (3) | (3) | Class A Common Stock | 797500 | | 797500 | D | |
Restricted Stock
Units | (2) | 5/1/2020 | | A | | 132546 | | (4) | (4) | Class A Common Stock | 132546 | $0.00 | 132546 | D | |
Restricted Stock
Units | (2) | 5/1/2020 | | A | | 120000 | | (5) | (5) | Class A Common Stock | 120000 | $0.00 | 120000 | D | |
Explanation of Responses: |
(1) | These restricted stock units were granted on April 14, 2020 and previously reported on a Form 4 filed April 15, 2020. |
(2) | Each restricted stock unit represents a contingent right to receive one share of PAE Incorporated's Class A Common Stock. |
(3) | The restricted stock units vest on February 10, 2021. |
(4) | The restricted stock units vest in four equal annual installments beginning February 10, 2021. |
(5) | The restricted stock units vest on February 10, 2022. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Heller John E. C/O PAE INCORPORATED 7799 LEESBURG PIKE, SUITE 300 NORTH FALLS CHURCH, VA 22043 | X |
| President & CEO |
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Signatures
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By: /s/ Paul W. Cobb, Jr., as attorney-in-fact for John E. Heller | | 5/5/2020 |
**Signature of Reporting Person | Date |
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