Pagaya Announces Public Offering of Class A Ordinary Shares
March 13 2024 - 4:40PM
Business Wire
Pagaya Technologies Ltd. (NASDAQ: PGY) (“Pagaya,” the “Company”
or “we”), a global technology company delivering artificial
intelligence infrastructure for the financial ecosystem, today
announced that it has commenced an underwritten public offering
(the “Offering”) of 6,500,000 Class A ordinary shares, no par value
(“Class A Ordinary Shares”). The Company intends to grant the
underwriters a 30-day option to purchase up to 975,000 additional
Class A Ordinary Shares. The Company intends to use the net
proceeds from the Offering for general corporate purposes and to
support future growth, which may include working capital expenses
and associated investments. The Offering is subject to market and
other conditions.
Citigroup and Jefferies are active joint book-running managers
of the Offering. Keefe, Bruyette & Woods, A Stifel Company is a
book-runner of the Offering. B. Riley Securities is acting as a
co-manager of the Offering.
The Offering is being made pursuant to an effective shelf
registration statement on Form F-3, filed with the Securities and
Exchange Commission (“SEC”) on October 4, 2023, with an effective
date of October 16, 2023. The Offering will be made only by means
of a prospectus supplement and the accompanying prospectus. Before
investing, prospective investors should read the prospectus, the
prospectus supplement and the documents incorporated by reference
therein for more complete information about the Company and the
Offering. These documents may be obtained for free by visiting the
SEC’s website at www.sec.gov. Alternatively, copies of the
prospectus supplement and accompanying prospectus, when available,
may be obtained from: Citigroup Global Markets Inc., c/o Broadridge
Financial Solutions, 1155 Long Island Avenue, Edgewood, NY 11717 or
by telephone at 1-800-831-9146; or from Jefferies LLC, Attn: Equity
Syndicate Prospectus Department, 520 Madison Avenue, New York, New
York 10022, or by telephone at (877) 821-7388 or by email at
Prospectus_Department@Jefferies.com.
This press release shall not constitute an offer to sell or the
solicitation of an offer to buy, nor shall there be any sale of
these securities in any state or jurisdiction in which such offer,
solicitation or sale would be unlawful prior to registration or
qualification under the securities laws of any such state or
jurisdiction.
About Pagaya Technologies
Pagaya (NASDAQ: PGY) is a global technology company making
life-changing financial products and services available to more
people nationwide. By using machine learning, a vast data network
and a sophisticated AI-driven approach, Pagaya provides
comprehensive consumer credit and residential real estate solutions
for its partners, their customers, and investors. Its proprietary
API and capital solutions integrate into its network of partners to
deliver seamless user experiences and greater access to the
mainstream economy. Pagaya has offices in New York and Tel
Aviv.
Cautionary Note About Forward-Looking Statements
This document contains forward-looking statements within the
meaning of Section 27A of the Securities Act of 1933, as amended,
and Section 21E of the Securities Exchange Act of 1934, as amended,
that involve risks and uncertainties. These forward-looking
statements generally are identified by the words “anticipate,”
“believe,” “continue,” “can,” “could,” “estimate,” “expect,”
“intend,” “may,” “opportunity,” “future,” “strategy,” “might,”
“outlook,” “plan,” “possible,” “potential,” “predict,” “project,”
“should,” “strive,” “will,” “would,” “will be,” “will continue,”
“will likely result,” and similar expressions. These statements are
based on the Company’s current beliefs and expectations. Such
forward-looking statements include, but are not limited to,
statements relating to the offering, including the timing and size
of the offering and the anticipated use of proceeds therefrom and
the grant of the underwriters’ 30-day option to purchase additional
shares. Actual results may differ from those set forth in this
press release due to the risks and uncertainties associated with
market conditions and the satisfaction of customary closing
conditions related to the proposed public offering and the other
risks and uncertainties described in the Company’s filings with the
SEC, included under the heading “Risk Factors” in the Company’s
Annual Report on Form 20-F and any subsequent filings with the SEC.
These forward-looking statements involve known and unknown risks,
uncertainties and other important factors that may cause the
Company’s actual results, performance or achievements to be
materially different from any future results, performance or
achievements expressed or implied by the forward-looking
statements. These forward-looking statements reflect the Company’s
views with respect to future events as of the date hereof and are
based on assumptions and subject to risks and uncertainties. Given
these uncertainties, investors should not place undue reliance on
these forward-looking statements. The forward-looking statements
made as of the date hereof reflect the Company’s current beliefs
and are based on information currently available as of the date
they are made, and the Company assumes no obligation and does not
intend to update these forward-looking statements. All
forward-looking statements are qualified in their entirety by this
cautionary statement, which is made under the safe harbor
provisions of the Private Securities Litigation Reform Act of
1995.
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