Initial Statement of Beneficial Ownership (3)
April 18 2022 - 9:10AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Lockwood Ryan |
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/18/2022
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3. Issuer Name and Ticker or Trading Symbol
CarParts.com, Inc. [PRTS]
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(Last)
(First)
(Middle)
2050 W. 190TH STREET, SUITE 400 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Financial Officer / |
(Street)
TORRANCE, CA 90504
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 25341 | D | |
Common Stock | 20283 | I | By IRA |
Common Stock | 1000 | I | As Custodian for Son under UTMA |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options (Right to Buy) (1) | 6/15/2020 | 6/15/2030 | Common Stock | 91409 | $8.73 | D | |
Restricted Stock Units | (2) | (2) | Common Stock | 7105 | $0 | D | |
Explanation of Responses: |
(1) | Twenty-five percent of the shares of stock subject to the option vested on the first anniversary of the grant date, and the remainder of which vest in equal monthly installments thereafter over three years, subject to such Reporting Person's continued service to the company through such dates. |
(2) | Restricted Stock Units were granted on May 12, 2021 pursuant to the CarParts.com, Inc. 2016 Equity Incentive Plan and shall vest in three equal installments on each of the next three anniversaries of the grant date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Lockwood Ryan 2050 W. 190TH STREET, SUITE 400 TORRANCE, CA 90504 |
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| Chief Financial Officer |
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Signatures
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/s/ Ryan Lockwood | | 4/18/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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