Form N-PX - Annual Report of proxy voting record of management investment companies
August 21 2023 - 6:33AM
Edgar (US Regulatory)
FORM N-PX
ANNUAL
REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22971
Nuveen NASDAQ 100 Dynamic Overwrite Fund
(Exact name of
registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of
principal executive offices) (Zip Code)
David J. Lamb Chief Administrative Officer
(Name and
address of agent for service)
Registrants telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2023
Item 1. Proxy Voting Record
FORM N-PX
ICA File Number: 811-22971
Registrant Name: Nuveen NASDAQ 100 Dynamic Overwrite Fund
Reporting Period: 07/01/2022 -
06/30/2023
Nuveen NASDAQ 100 Dynamic Overwrite Fund
|
ACCENTURE PLC Meeting Date: FEB 01, 2023 Record Date: DEC 06, 2022 Meeting Type: ANNUAL |
Ticker: ACN Security ID: G1151C101 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Jaime Ardila |
Management |
For |
For |
1b |
Elect Director Nancy McKinstry |
Management |
For |
For |
1c |
Elect Director Beth E. Mooney |
Management |
For |
For |
1d |
Elect Director Gilles C. Pelisson |
Management |
For |
For |
1e |
Elect Director Paula A. Price |
Management |
For |
For |
1f |
Elect Director Venkata (Murthy) Renduchintala |
Management |
For |
For |
1g |
Elect Director Arun Sarin |
Management |
For |
For |
1h |
Elect Director Julie Sweet |
Management |
For |
For |
1i |
Elect Director Tracey T. Travis |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
4 |
Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
5 |
Renew the Board's Authority to Issue Shares Under Irish Law |
Management |
For |
For |
6 |
Authorize Board to Opt-Out of Statutory Pre-Emption Rights |
Management |
For |
For |
7 |
Determine Price Range for Reissuance of Treasury Shares |
Management |
For |
For |
|
AUTOZONE, INC. Meeting Date: DEC 14, 2022 Record Date: OCT 17, 2022 Meeting Type: ANNUAL |
Ticker: AZO Security ID: 053332102 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Michael A. George |
Management |
For |
For |
1.2 |
Elect Director Linda A. Goodspeed |
Management |
For |
For |
1.3 |
Elect Director Earl G. Graves, Jr. |
Management |
For |
For |
1.4 |
Elect Director Enderson Guimaraes |
Management |
For |
For |
1.5 |
Elect Director Brian P. Hannasch |
Management |
For |
For |
1.6 |
Elect Director D. Bryan Jordan |
Management |
For |
For |
1.7 |
Elect Director Gale V. King |
Management |
For |
For |
1.8 |
Elect Director George R. Mrkonic, Jr. |
Management |
For |
For |
1.9 |
Elect Director William C. Rhodes, III |
Management |
For |
For |
1.10 |
Elect Director Jill A. Soltau |
Management |
For |
For |
2 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
|
BECTON, DICKINSON AND COMPANY Meeting Date: JAN 24, 2023 Record Date: DEC 05, 2022 Meeting Type: ANNUAL |
Ticker: BDX Security ID: 075887109 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director William M. Brown |
Management |
For |
For |
1.2 |
Elect Director Catherine M. Burzik |
Management |
For |
For |
1.3 |
Elect Director Carrie L. Byington |
Management |
For |
For |
1.4 |
Elect Director R. Andrew Eckert |
Management |
For |
For |
1.5 |
Elect Director Claire M. Fraser |
Management |
For |
For |
1.6 |
Elect Director Jeffrey W. Henderson |
Management |
For |
For |
1.7 |
Elect Director Christopher Jones |
Management |
For |
For |
1.8 |
Elect Director Marshall O. Larsen |
Management |
For |
For |
1.9 |
Elect Director Thomas E. Polen |
Management |
For |
For |
1.10 |
Elect Director Timothy M. Ring |
Management |
For |
For |
1.11 |
Elect Director Bertram L. Scott |
Management |
For |
For |
2 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
5 |
Amend Omnibus Stock Plan |
Management |
For |
For |
6 |
Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
Shareholder |
Against |
Against |
|
BED BATH & BEYOND INC. Meeting Date: JUL 14, 2022 Record Date: MAY 16, 2022 Meeting Type: ANNUAL |
Ticker: BBBY Security ID: 075896100 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Harriet Edelman |
Management |
For |
For |
1b |
Elect Director Mark J. Tritton *Withdrawn Resolution* |
Management |
None |
None |
1c |
Elect Director Marjorie Bowen |
Management |
For |
For |
1d |
Elect Director Sue E. Gove |
Management |
For |
For |
1e |
Elect Director Jeffrey A. Kirwan |
Management |
For |
For |
1f |
Elect Director Shelly Lombard |
Management |
For |
For |
1g |
Elect Director Benjamin Rosenzweig |
Management |
For |
For |
1h |
Elect Director Joshua E. Schechter |
Management |
For |
For |
1i |
Elect Director Minesh Shah |
Management |
For |
For |
1j |
Elect Director Andrea M. Weiss |
Management |
For |
For |
1k |
Elect Director Ann Yerger |
Management |
For |
For |
2 |
Ratify KPMG LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
|
BLACK KNIGHT, INC. Meeting Date: SEP 21, 2022 Record Date: AUG 12, 2022 Meeting Type: SPECIAL |
Ticker: BKI Security ID: 09215C105 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Merger Agreement |
Management |
For |
For |
2 |
Advisory Vote on Golden Parachutes |
Management |
For |
Against |
3 |
Adjourn Meeting |
Management |
For |
For |
|
BRIDGFORD FOODS CORPORATION Meeting Date: OCT 05, 2022 Record Date: AUG 25, 2022 Meeting Type: ANNUAL |
Ticker: BRID Security ID: 108763103 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director William L. Bridgford |
Management |
For |
Withhold |
1.2 |
Elect Director Allan L. Bridgford, Sr. |
Management |
For |
Withhold |
1.3 |
Elect Director Todd C. Andrews |
Management |
For |
For |
1.4 |
Elect Director Raymond F. Lancy |
Management |
For |
Withhold |
1.5 |
Elect Director Keith A. Ross |
Management |
For |
Withhold |
1.6 |
Elect Director Mary Schott |
Management |
For |
For |
1.7 |
Elect Director D. Gregory Scott |
Management |
For |
For |
1.8 |
Elect Director John V. Simmons |
Management |
For |
Withhold |
2 |
Ratify Baker Tilly US, LLP as Auditors |
Management |
For |
For |
|
CASEY'S GENERAL STORES, INC. Meeting Date: AUG 30, 2022 Record Date: JUN 30, 2022 Meeting Type: ANNUAL |
Ticker: CASY Security ID: 147528103 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director H. Lynn Horak |
Management |
For |
For |
1b |
Elect Director Diane C. Bridgewater |
Management |
For |
For |
1c |
Elect Director Sri Donthi |
Management |
For |
For |
1d |
Elect Director Donald E. Frieson |
Management |
For |
For |
1e |
Elect Director Cara K. Heiden |
Management |
For |
For |
1f |
Elect Director David K. Lenhardt |
Management |
For |
For |
1g |
Elect Director Darren M. Rebelez |
Management |
For |
For |
1h |
Elect Director Larree M. Renda |
Management |
For |
For |
1i |
Elect Director Judy A. Schmeling |
Management |
For |
For |
1j |
Elect Director Gregory A. Trojan |
Management |
For |
For |
1k |
Elect Director Allison M. Wing |
Management |
For |
For |
2 |
Ratify KPMG LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
|
CISCO SYSTEMS, INC. Meeting Date: DEC 08, 2022 Record Date: OCT 10, 2022 Meeting Type: ANNUAL |
Ticker: CSCO Security ID: 17275R102 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director M. Michele Burns |
Management |
For |
For |
1b |
Elect Director Wesley G. Bush |
Management |
For |
For |
1c |
Elect Director Michael D. Capellas |
Management |
For |
For |
1d |
Elect Director Mark Garrett |
Management |
For |
For |
1e |
Elect Director John D. Harris, II |
Management |
For |
For |
1f |
Elect Director Kristina M. Johnson |
Management |
For |
For |
1g |
Elect Director Roderick C. McGeary |
Management |
For |
For |
1h |
Elect Director Sarah Rae Murphy |
Management |
For |
For |
1i |
Elect Director Charles H. Robbins |
Management |
For |
For |
1j |
Elect Director Brenton L. Saunders |
Management |
For |
For |
1k |
Elect Director Lisa T. Su |
Management |
For |
For |
1l |
Elect Director Marianna Tessel |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
4 |
Report on Tax Transparency Set Forth in the Global Reporting Initiative's Tax Standard |
Shareholder |
Against |
Against |
|
COPART, INC. Meeting Date: OCT 31, 2022 Record Date: OCT 03, 2022 Meeting Type: SPECIAL |
Ticker: CPRT Security ID: 217204106 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Increase Authorized Common Stock |
Management |
For |
For |
2 |
Adjourn Meeting |
Management |
For |
For |
|
COPART, INC. Meeting Date: DEC 02, 2022 Record Date: OCT 11, 2022 Meeting Type: ANNUAL |
Ticker: CPRT Security ID: 217204106 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Willis J. Johnson |
Management |
For |
For |
1.2 |
Elect Director A. Jayson Adair |
Management |
For |
For |
1.3 |
Elect Director Matt Blunt |
Management |
For |
For |
1.4 |
Elect Director Steven D. Cohan |
Management |
For |
For |
1.5 |
Elect Director Daniel J. Englander |
Management |
For |
For |
1.6 |
Elect Director James E. Meeks |
Management |
For |
For |
1.7 |
Elect Director Thomas N. Tryforos |
Management |
For |
For |
1.8 |
Elect Director Diane M. Morefield |
Management |
For |
For |
1.9 |
Elect Director Stephen Fisher |
Management |
For |
For |
1.10 |
Elect Director Cherylyn Harley LeBon |
Management |
For |
For |
1.11 |
Elect Director Carl D. Sparks |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
Against |
3 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
|
DARDEN RESTAURANTS, INC. Meeting Date: SEP 21, 2022 Record Date: JUL 27, 2022 Meeting Type: ANNUAL |
Ticker: DRI Security ID: 237194105 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Margaret Shan Atkins |
Management |
For |
For |
1.2 |
Elect Director Ricardo 'Rick' Cardenas |
Management |
For |
For |
1.3 |
Elect Director Juliana L. Chugg |
Management |
For |
For |
1.4 |
Elect Director James P. Fogarty |
Management |
For |
For |
1.5 |
Elect Director Cynthia T. Jamison |
Management |
For |
For |
1.6 |
Elect Director Eugene I. Lee, Jr. |
Management |
For |
For |
1.7 |
Elect Director Nana Mensah |
Management |
For |
For |
1.8 |
Elect Director William S. Simon |
Management |
For |
For |
1.9 |
Elect Director Charles M. Sonsteby |
Management |
For |
For |
1.10 |
Elect Director Timothy J. Wilmott |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify KPMG LLP as Auditors |
Management |
For |
For |
|
DEERE & COMPANY Meeting Date: FEB 22, 2023 Record Date: DEC 27, 2022 Meeting Type: ANNUAL |
Ticker: DE Security ID: 244199105 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Leanne G. Caret |
Management |
For |
For |
1b |
Elect Director Tamra A. Erwin |
Management |
For |
For |
1c |
Elect Director Alan C. Heuberger |
Management |
For |
For |
1d |
Elect Director Charles O. Holliday, Jr. |
Management |
For |
For |
1e |
Elect Director Michael O. Johanns |
Management |
For |
For |
1f |
Elect Director Clayton M. Jones |
Management |
For |
For |
1g |
Elect Director John C. May |
Management |
For |
For |
1h |
Elect Director Gregory R. Page |
Management |
For |
For |
1i |
Elect Director Sherry M. Smith |
Management |
For |
For |
1j |
Elect Director Dmitri L. Stockton |
Management |
For |
For |
1k |
Elect Director Sheila G. Talton |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
4 |
Ratify Deloitte & Touche LLP as Auditors |
Management |
For |
For |
5 |
Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
Shareholder |
Against |
Against |
|
EMBECTA CORP. Meeting Date: FEB 09, 2023 Record Date: DEC 12, 2022 Meeting Type: ANNUAL |
Ticker: EMBC Security ID: 29082K105 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director David J. Albritton |
Management |
For |
For |
1b |
Elect Director Carrie L. Anderson |
Management |
For |
For |
1c |
Elect Director Christopher R. Reidy |
Management |
For |
For |
2 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
|
FEDEX CORPORATION Meeting Date: SEP 19, 2022 Record Date: JUL 25, 2022 Meeting Type: ANNUAL |
Ticker: FDX Security ID: 31428X106 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Marvin R. Ellison |
Management |
For |
For |
1b |
Elect Director Stephen E. Gorman |
Management |
For |
For |
1c |
Elect Director Susan Patricia Griffith |
Management |
For |
For |
1d |
Elect Director Kimberly A. Jabal |
Management |
For |
For |
1e |
Elect Director Amy B. Lane |
Management |
For |
For |
1f |
Elect Director R. Brad Martin |
Management |
For |
For |
1g |
Elect Director Nancy A. Norton |
Management |
For |
For |
1h |
Elect Director Frederick P. Perpall |
Management |
For |
For |
1i |
Elect Director Joshua Cooper Ramo |
Management |
For |
For |
1j |
Elect Director Susan C. Schwab |
Management |
For |
For |
1k |
Elect Director Frederick W. Smith |
Management |
For |
For |
1l |
Elect Director David P. Steiner |
Management |
For |
For |
1m |
Elect Director Rajesh Subramaniam |
Management |
For |
For |
1n |
Elect Director V. James Vena |
Management |
For |
For |
1o |
Elect Director Paul S. Walsh |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
4 |
Amend Omnibus Stock Plan |
Management |
For |
For |
5 |
Require Independent Board Chair |
Shareholder |
Against |
For |
6 |
Report on Alignment Between Company Values and Electioneering Contributions |
Shareholder |
Against |
For |
7 |
Report on Lobbying Payments and Policy |
Shareholder |
Against |
For |
8 |
Report on Racism in Corporate Culture |
Shareholder |
Against |
Against |
9 |
Report on Climate Lobbying |
Shareholder |
Against |
For |
|
HORMEL FOODS CORPORATION Meeting Date: JAN 31, 2023 Record Date: DEC 02, 2022 Meeting Type: ANNUAL |
Ticker: HRL Security ID: 440452100 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Prama Bhatt |
Management |
For |
For |
1b |
Elect Director Gary C. Bhojwani |
Management |
For |
For |
1c |
Elect Director Stephen M. Lacy |
Management |
For |
For |
1d |
Elect Director Elsa A. Murano |
Management |
For |
For |
1e |
Elect Director Susan K. Nestegard |
Management |
For |
For |
1f |
Elect Director William A. Newlands |
Management |
For |
For |
1g |
Elect Director Christopher J. Policinski |
Management |
For |
For |
1h |
Elect Director Jose Luis Prado |
Management |
For |
For |
1i |
Elect Director Sally J. Smith |
Management |
For |
For |
1j |
Elect Director James P. Snee |
Management |
For |
For |
1k |
Elect Director Steven A. White |
Management |
For |
For |
2 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
5 |
Comply with World Health Organization Guidelines on Antimicrobial Use Throughout Supply Chains |
Shareholder |
Against |
Against |
|
JACK HENRY & ASSOCIATES, INC. Meeting Date: NOV 15, 2022 Record Date: SEP 19, 2022 Meeting Type: ANNUAL |
Ticker: JKHY Security ID: 426281101 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director David B. Foss |
Management |
For |
For |
1.2 |
Elect Director Matthew C. Flanigan |
Management |
For |
For |
1.3 |
Elect Director Thomas H. Wilson, Jr. |
Management |
For |
For |
1.4 |
Elect Director Jacque R. Fiegel |
Management |
For |
For |
1.5 |
Elect Director Thomas A. Wimsett |
Management |
For |
For |
1.6 |
Elect Director Laura G. Kelly |
Management |
For |
For |
1.7 |
Elect Director Shruti S. Miyashiro |
Management |
For |
For |
1.8 |
Elect Director Wesley A. Brown |
Management |
For |
For |
1.9 |
Elect Director Curtis A. Campbell |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
|
MCKESSON CORPORATION Meeting Date: JUL 22, 2022 Record Date: MAY 27, 2022 Meeting Type: ANNUAL |
Ticker: MCK Security ID: 58155Q103 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Richard H. Carmona |
Management |
For |
For |
1b |
Elect Director Dominic J. Caruso |
Management |
For |
For |
1c |
Elect Director W. Roy Dunbar |
Management |
For |
For |
1d |
Elect Director James H. Hinton |
Management |
For |
For |
1e |
Elect Director Donald R. Knauss |
Management |
For |
For |
1f |
Elect Director Bradley E. Lerman |
Management |
For |
For |
1g |
Elect Director Linda P. Mantia |
Management |
For |
For |
1h |
Elect Director Maria Martinez |
Management |
For |
For |
1i |
Elect Director Susan R. Salka |
Management |
For |
For |
1j |
Elect Director Brian S. Tyler |
Management |
For |
For |
1k |
Elect Director Kathleen Wilson-Thompson |
Management |
For |
For |
2 |
Ratify Deloitte & Touche LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Approve Omnibus Stock Plan |
Management |
For |
For |
5 |
Amend Qualified Employee Stock Purchase Plan |
Management |
For |
For |
6 |
Reduce Ownership Threshold for Shareholders to Call Special Meeting |
Shareholder |
Against |
For |
7 |
Adopt Policy on 10b5-1 Plans |
Shareholder |
Against |
For |
|
MICROSOFT CORPORATION Meeting Date: DEC 13, 2022 Record Date: OCT 12, 2022 Meeting Type: ANNUAL |
Ticker: MSFT Security ID: 594918104 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Reid G. Hoffman |
Management |
For |
For |
1.2 |
Elect Director Hugh F. Johnston |
Management |
For |
For |
1.3 |
Elect Director Teri L. List |
Management |
For |
For |
1.4 |
Elect Director Satya Nadella |
Management |
For |
For |
1.5 |
Elect Director Sandra E. Peterson |
Management |
For |
For |
1.6 |
Elect Director Penny S. Pritzker |
Management |
For |
For |
1.7 |
Elect Director Carlos A. Rodriguez |
Management |
For |
For |
1.8 |
Elect Director Charles W. Scharf |
Management |
For |
For |
1.9 |
Elect Director John W. Stanton |
Management |
For |
For |
1.10 |
Elect Director John W. Thompson |
Management |
For |
For |
1.11 |
Elect Director Emma N. Walmsley |
Management |
For |
For |
1.12 |
Elect Director Padmasree Warrior |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify Deloitte & Touche LLP as Auditors |
Management |
For |
For |
4 |
Report on Cost/Benefit Analysis of Diversity and Inclusion |
Shareholder |
Against |
Against |
5 |
Report on Hiring of Persons with Arrest or Incarceration Records |
Shareholder |
Against |
Against |
6 |
Assess and Report on the Company's Retirement Funds' Management of Systemic Climate Risk |
Shareholder |
Against |
Against |
7 |
Report on Government Use of Microsoft Technology |
Shareholder |
Against |
Against |
8 |
Report on Development of Products for Military |
Shareholder |
Against |
Against |
9 |
Report on Tax Transparency |
Shareholder |
Against |
Against |
|
NETAPP, INC. Meeting Date: SEP 09, 2022 Record Date: JUL 13, 2022 Meeting Type: ANNUAL |
Ticker: NTAP Security ID: 64110D104 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director T. Michael Nevens |
Management |
For |
For |
1b |
Elect Director Deepak Ahuja |
Management |
For |
For |
1c |
Elect Director Gerald Held |
Management |
For |
For |
1d |
Elect Director Kathryn M. Hill |
Management |
For |
For |
1e |
Elect Director Deborah L. Kerr |
Management |
For |
For |
1f |
Elect Director George Kurian |
Management |
For |
For |
1g |
Elect Director Carrie Palin |
Management |
For |
For |
1h |
Elect Director Scott F. Schenkel |
Management |
For |
For |
1i |
Elect Director George T. Shaheen |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify Deloitte & Touche LLP as Auditors |
Management |
For |
For |
4 |
Reduce Ownership Threshold for Shareholders to Call Special Meeting |
Shareholder |
Against |
For |
|
NEWS CORPORATION Meeting Date: NOV 15, 2022 Record Date: SEP 21, 2022 Meeting Type: ANNUAL |
Ticker: NWSA Security ID: 65249B208 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director K. Rupert Murdoch |
Management |
For |
For |
1b |
Elect Director Lachlan K. Murdoch |
Management |
For |
For |
1c |
Elect Director Robert J. Thomson |
Management |
For |
For |
1d |
Elect Director Kelly Ayotte |
Management |
For |
For |
1e |
Elect Director Jose Maria Aznar |
Management |
For |
Against |
1f |
Elect Director Natalie Bancroft |
Management |
For |
For |
1g |
Elect Director Ana Paula Pessoa |
Management |
For |
For |
1h |
Elect Director Masroor Siddiqui |
Management |
For |
For |
2 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Report on Lobbying Payments and Policy |
Shareholder |
Against |
For |
|
NUTANIX, INC. Meeting Date: DEC 09, 2022 Record Date: OCT 11, 2022 Meeting Type: ANNUAL |
Ticker: NTNX Security ID: 67059N108 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Declassify the Board of Directors |
Management |
For |
For |
2 |
Eliminate Supermajority Vote Requirements |
Management |
For |
For |
3 |
Amend Certificate of Incorporation to Eliminate Inoperative Provisions in Relation to Class B Common Stock and Update Certain Other Miscellaneous Provisions |
Management |
For |
For |
4a |
Elect Director David Humphrey |
Management |
For |
For |
4b |
Elect Director Rajiv Ramaswami |
Management |
For |
For |
4c |
Elect Director Gayle Sheppard |
Management |
For |
For |
5 |
Ratify Deloitte & Touche LLP as Auditors |
Management |
For |
For |
6 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
7 |
Amend Qualified Employee Stock Purchase Plan |
Management |
For |
For |
|
OPEN TEXT CORPORATION Meeting Date: SEP 15, 2022 Record Date: AUG 04, 2022 Meeting Type: ANNUAL |
Ticker: OTEX Security ID: 683715106 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director P. Thomas Jenkins |
Management |
For |
For |
1.2 |
Elect Director Mark J. Barrenechea |
Management |
For |
For |
1.3 |
Elect Director Randy Fowlie |
Management |
For |
For |
1.4 |
Elect Director David Fraser |
Management |
For |
For |
1.5 |
Elect Director Gail E. Hamilton |
Management |
For |
For |
1.6 |
Elect Director Robert (Bob) Hau |
Management |
For |
For |
1.7 |
Elect Director Ann M. Powell |
Management |
For |
For |
1.8 |
Elect Director Stephen J. Sadler |
Management |
For |
For |
1.9 |
Elect Director Michael Slaunwhite |
Management |
For |
For |
1.10 |
Elect Director Katharine B. Stevenson |
Management |
For |
For |
1.11 |
Elect Director Deborah Weinstein |
Management |
For |
For |
2 |
Ratify KPMG LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote on Executive Compensation Approach |
Management |
For |
Against |
4 |
Approve Shareholder Rights Plan |
Management |
For |
For |
|
ORACLE CORPORATION Meeting Date: NOV 16, 2022 Record Date: SEP 19, 2022 Meeting Type: ANNUAL |
Ticker: ORCL Security ID: 68389X105 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Awo Ablo |
Management |
For |
For |
1.2 |
Elect Director Jeffrey S. Berg |
Management |
For |
For |
1.3 |
Elect Director Michael J. Boskin |
Management |
For |
For |
1.4 |
Elect Director Safra A. Catz |
Management |
For |
For |
1.5 |
Elect Director Bruce R. Chizen |
Management |
For |
Withhold |
1.6 |
Elect Director George H. Conrades |
Management |
For |
For |
1.7 |
Elect Director Lawrence J. Ellison |
Management |
For |
For |
1.8 |
Elect Director Rona A. Fairhead |
Management |
For |
For |
1.9 |
Elect Director Jeffrey O. Henley |
Management |
For |
For |
1.10 |
Elect Director Renee J. James |
Management |
For |
For |
1.11 |
Elect Director Charles W. Moorman |
Management |
For |
For |
1.12 |
Elect Director Leon E. Panetta |
Management |
For |
For |
1.13 |
Elect Director William G. Parrett |
Management |
For |
For |
1.14 |
Elect Director Naomi O. Seligman |
Management |
For |
For |
1.15 |
Elect Director Vishal Sikka |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
Against |
3 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
|
PALO ALTO NETWORKS, INC. Meeting Date: DEC 13, 2022 Record Date: OCT 14, 2022 Meeting Type: ANNUAL |
Ticker: PANW Security ID: 697435105 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Helene D. Gayle |
Management |
For |
For |
1b |
Elect Director James J. Goetz |
Management |
For |
For |
2 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Amend Omnibus Stock Plan |
Management |
For |
For |
|
PELOTON INTERACTIVE, INC. Meeting Date: DEC 06, 2022 Record Date: OCT 10, 2022 Meeting Type: ANNUAL |
Ticker: PTON Security ID: 70614W100 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Elect Director Karen Boone |
Management |
For |
Against |
2 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
|
PTC INC. Meeting Date: FEB 16, 2023 Record Date: DEC 09, 2022 Meeting Type: ANNUAL |
Ticker: PTC Security ID: 69370C100 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Mark Benjamin |
Management |
For |
For |
1.2 |
Elect Director Janice Chaffin |
Management |
For |
For |
1.3 |
Elect Director Amar Hanspal |
Management |
For |
For |
1.4 |
Elect Director James Heppelmann |
Management |
For |
For |
1.5 |
Elect Director Michal Katz |
Management |
For |
For |
1.6 |
Elect Director Paul Lacy |
Management |
For |
For |
1.7 |
Elect Director Corinna Lathan |
Management |
For |
For |
1.8 |
Elect Director Blake Moret |
Management |
For |
For |
1.9 |
Elect Director Robert Schechter |
Management |
For |
For |
2 |
Amend Omnibus Stock Plan |
Management |
For |
For |
3 |
Amend Qualified Employee Stock Purchase Plan |
Management |
For |
For |
4 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
5 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
6 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
|
ROCKWELL AUTOMATION, INC. Meeting Date: FEB 07, 2023 Record Date: DEC 12, 2022 Meeting Type: ANNUAL |
Ticker: ROK Security ID: 773903109 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
A1 |
Elect Director William P. Gipson |
Management |
For |
For |
A2 |
Elect Director Pam Murphy |
Management |
For |
For |
A3 |
Elect Director Donald R. Parfet |
Management |
For |
For |
A4 |
Elect Director Robert W. Soderbery |
Management |
For |
For |
B |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
C |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
D |
Ratify Deloitte & Touche LLP as Auditors |
Management |
For |
For |
|
SPOK HOLDINGS, INC. Meeting Date: JUL 26, 2022 Record Date: JUN 01, 2022 Meeting Type: ANNUAL |
Ticker: SPOK Security ID: 84863T106 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Bobbie Byrne |
Management |
For |
For |
1b |
Elect Director Christine M. Cournoyer |
Management |
For |
For |
1c |
Elect Director Randy H. Hyun |
Management |
For |
For |
1d |
Elect Director Vincent D. Kelly |
Management |
For |
For |
1e |
Elect Director Brett Shockley |
Management |
For |
For |
1f |
Elect Director Todd Stein |
Management |
For |
For |
2 |
Ratify Grant Thornton LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
|
SUMO LOGIC, INC. Meeting Date: JUL 21, 2022 Record Date: MAY 23, 2022 Meeting Type: ANNUAL |
Ticker: SUMO Security ID: 86646P103 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Sandra E. Bergeron |
Management |
For |
Withhold |
1.2 |
Elect Director Randy S. Gottfried |
Management |
For |
Withhold |
1.3 |
Elect Director John D. Harkey, Jr. |
Management |
For |
For |
1.4 |
Elect Director Tracey Newell |
Management |
For |
Withhold |
2 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
|
SYSCO CORPORATION Meeting Date: NOV 18, 2022 Record Date: SEP 19, 2022 Meeting Type: ANNUAL |
Ticker: SYY Security ID: 871829107 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Daniel J. Brutto |
Management |
For |
For |
1b |
Elect Director Ali Dibadj |
Management |
For |
For |
1c |
Elect Director Larry C. Glasscock |
Management |
For |
For |
1d |
Elect Director Jill M. Golder |
Management |
For |
For |
1e |
Elect Director Bradley M. Halverson |
Management |
For |
For |
1f |
Elect Director John M. Hinshaw |
Management |
For |
For |
1g |
Elect Director Kevin P. Hourican |
Management |
For |
For |
1h |
Elect Director Hans-Joachim Koerber |
Management |
For |
For |
1i |
Elect Director Alison Kenney Paul |
Management |
For |
For |
1j |
Elect Director Edward D. Shirley |
Management |
For |
For |
1k |
Elect Director Sheila G. Talton |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
Against |
3 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
4 |
Report on Third-Party Civil Rights Audit |
Shareholder |
Against |
For |
5 |
Commission Third Party Report Assessing Company's Supply Chain Risks |
Shareholder |
Against |
Against |
6 |
Report on Efforts to Reduce Plastic Use |
Shareholder |
None |
For |
|
TESLA, INC. Meeting Date: AUG 04, 2022 Record Date: JUN 06, 2022 Meeting Type: ANNUAL |
Ticker: TSLA Security ID: 88160R101 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Ira Ehrenpreis |
Management |
For |
Against |
1.2 |
Elect Director Kathleen Wilson-Thompson |
Management |
For |
Against |
2 |
Reduce Director Terms from Three to Two Years |
Management |
For |
For |
3 |
Eliminate Supermajority Voting Provisions |
Management |
For |
For |
4 |
Increase Authorized Common Stock |
Management |
For |
For |
5 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
6 |
Adopt Proxy Access Right |
Shareholder |
Against |
For |
7 |
Report on Efforts to Prevent Harassment and Discrimination in the Workplace |
Shareholder |
Against |
For |
8 |
Report on Racial and Gender Board Diversity |
Shareholder |
Against |
Against |
9 |
Report on the Impacts of Using Mandatory Arbitration |
Shareholder |
Against |
For |
10 |
Report on Corporate Climate Lobbying in line with Paris Agreement |
Shareholder |
Against |
For |
11 |
Adopt a Policy on Respecting Rights to Freedom of Association and Collective Bargaining |
Shareholder |
Against |
For |
12 |
Report on Eradicating Child Labor in Battery Supply Chain |
Shareholder |
Against |
Against |
13 |
Report on Water Risk Exposure |
Shareholder |
Against |
For |
|
TWITTER, INC. Meeting Date: SEP 13, 2022 Record Date: JUL 22, 2022 Meeting Type: SPECIAL |
Ticker: TWTR Security ID: 90184L102 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Merger Agreement |
Management |
For |
For |
2 |
Advisory Vote on Golden Parachutes |
Management |
For |
For |
3 |
Adjourn Meeting |
Management |
For |
For |
|
VISA INC. Meeting Date: JAN 24, 2023 Record Date: NOV 25, 2022 Meeting Type: ANNUAL |
Ticker: V Security ID: 92826C839 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Lloyd A. Carney |
Management |
For |
For |
1b |
Elect Director Kermit R. Crawford |
Management |
For |
For |
1c |
Elect Director Francisco Javier Fernandez-Carbajal |
Management |
For |
For |
1d |
Elect Director Alfred F. Kelly, Jr. |
Management |
For |
For |
1e |
Elect Director Ramon Laguarta |
Management |
For |
For |
1f |
Elect Director Teri L. List |
Management |
For |
For |
1g |
Elect Director John F. Lundgren |
Management |
For |
For |
1h |
Elect Director Denise M. Morrison |
Management |
For |
For |
1i |
Elect Director Linda J. Rendle |
Management |
For |
For |
1j |
Elect Director Maynard G. Webb, Jr. |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
4 |
Ratify KPMG LLP as Auditors |
Management |
For |
For |
5 |
Require Independent Board Chair |
Shareholder |
Against |
Against |
|
WOLFSPEED, INC. Meeting Date: OCT 24, 2022 Record Date: SEP 02, 2022 Meeting Type: ANNUAL |
Ticker: WOLF Security ID: 977852102 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Glenda M. Dorchak |
Management |
For |
For |
1.2 |
Elect Director John C. Hodge |
Management |
For |
For |
1.3 |
Elect Director Clyde R. Hosein |
Management |
For |
For |
1.4 |
Elect Director Darren R. Jackson |
Management |
For |
For |
1.5 |
Elect Director Duy-Loan T. Le |
Management |
For |
For |
1.6 |
Elect Director Gregg A. Lowe |
Management |
For |
For |
1.7 |
Elect Director John B. Replogle |
Management |
For |
For |
1.8 |
Elect Director Marvin A. Riley |
Management |
For |
For |
1.9 |
Elect Director Thomas H. Werner |
Management |
For |
For |
2 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
|
ZENDESK INC. Meeting Date: AUG 17, 2022 Record Date: JUN 27, 2022 Meeting Type: ANNUAL |
Ticker: ZEN Security ID: 98936J101 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Michael Frandsen |
Management |
For |
Against |
1b |
Elect Director Brandon Gayle |
Management |
For |
Against |
1c |
Elect Director Ronald Pasek |
Management |
For |
For |
2 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
|
ZENDESK INC. Meeting Date: SEP 19, 2022 Record Date: AUG 04, 2022 Meeting Type: SPECIAL |
Ticker: ZEN Security ID: 98936J101 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Merger Agreement |
Management |
For |
For |
2 |
Advisory Vote on Golden Parachutes |
Management |
For |
For |
3 |
Adjourn Meeting |
Management |
For |
For |
END NPX REPORT
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
Nuveen NASDAQ 100 Dynamic Overwrite Fund
|
|
|
By |
|
/s/ David J. Lamb |
|
|
David J. Lamb Chief Administrative Officer |
|
|
Date |
|
|
August 21, 2023
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