Form SC 13G - Statement of Beneficial Ownership by Certain Investors
November 14 2024 - 3:39PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
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SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )* |
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RECON TECHNOLOGY, LTD |
(Name of Issuer) |
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Ordinary Shares |
(Title of Class of Securities) |
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G7415M124 |
(CUSIP Number) |
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February 2, 2024 |
(Date of Event Which Requires Filing of This Statement) |
Check the appropriate box to designate the rule
pursuant to which this Schedule is filed:
¨ |
Rule 13d-1(b) |
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x |
Rule 13d-1(c) |
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¨ |
Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise
subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13D
CUSIP No. G7415M124
1 |
Name of reporting person |
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Haotian Venture Capital LLC |
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2 |
Check the appropriate box if a member of a Group (See Instructions) ¨ (a) x (b) |
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3 |
SEC use only |
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4 |
Citizenship or Place of Organization |
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USA |
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With: |
5 Sole Voting Power |
666,667 |
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6 Shared Voting Power |
0 |
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7 Sole Dispositive Power |
666,667 |
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8 Shared Dispositive Power |
0 |
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9 |
Aggregate amount beneficially owned by each reporting person |
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666,667 |
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10 |
Check if the aggregate amount in Row (9) excludes certain shares (See Instructions) ¨ |
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11 |
Percent of class represented by amount in Row (9) |
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8.346% |
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12 |
Type of Reporting Person (See Instructions) |
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¨ |
Broker Dealer (BD) |
¨ |
Bank (BK) |
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¨ |
Church Plan (CP) |
¨ |
Corporation (CO) |
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¨ |
Employee Benefit Plan or Endowment Fund (EP) |
¨ |
Individual (IN) |
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¨ |
Investment Adviser (IA) |
¨ |
Insurance Company (IC) |
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¨ |
Investment Company (IV) |
¨ |
Non-U.S. Instruction (FI) |
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¨ |
Parent Holding Company/Control Person (HC)) |
¨ |
Partnership (PN) |
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¨ |
Savings Association (SA) |
x |
Other (OO) |
SCHEDULE 13G
Item 1. |
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(a) |
Name of issuer: |
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Recon Technology, Ltd. |
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(b) |
Address of issuer's principal executive offices: |
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Room 601, No. 1 Shui’an South Street, Chaoyang District,
Beijing 100012, People’s Republic of China |
Item 2. |
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(a) |
Name of person filing: |
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Haotian Venture Capital LLC |
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(b) |
Address or principal business office or, if none, residence: |
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25700 Interstate 45 #4119, The Woodlands, Montgomery,
Texas, TX 77386 |
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(c) |
Citizenship: |
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USA |
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(d) |
Title of class of securities: |
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Class A Ordinary Shares (the Ordinary Shares) |
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(e) |
CUSIP No.: |
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G7415M124 |
Item 3. |
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
If this statement is filed pursuant to §§ 240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is a:
¨ |
(a) |
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
¨ |
(b) |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
¨ |
(c) |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
¨ |
(d) |
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
¨ |
(e) |
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |
¨ |
(f) |
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
¨ |
(g) |
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
¨ |
(h) |
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
¨ |
(i) |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
¨ |
(j) |
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: |
¨ |
(k) |
Group, in accordance with § 240.13d-1(b)(1)(ii)(K). |
Please provide the following information regarding the aggregate numbers
and percentage of the class of securities of the issuer identified in Item. 1 instruction. For computations regarding securities which
represent a right to acquire an underlying security see § 240.13d-3(d)(1).
(a) |
Amount beneficially owned: |
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666,667 shares |
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(b) |
Percent of class: |
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8.346%
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(c) |
Number of shares as to which the person has: |
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(i) |
Sole power to vote or to direct the vote: |
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666,667 |
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(ii) |
Shared power to vote or to direct the vote: |
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0 |
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(iii) |
Sole power to dispose or to direct the disposition of: |
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666,667 |
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(iv) |
Shared power to dispose or to direct the disposition of: |
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0 |
Item 5. |
Ownership of 5 Percent or Less of a Class. |
If the statement is being filed to report the
fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities,
check the following.
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¨ |
Ownership of 5 Percent or less of a class |
Instruction, Dissolution of a group requires a response to this
item.
Item 6. |
Ownership of More Than Five Percent on Behalf of Another Person. |
If any other person is known to have the right
to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that
effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should
be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries
of employee benefit plan, pension fund or endowment fund is not required.
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
If a parent holding company has filed this schedule,
pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification
of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an
exhibit stating the identification of the relevant subsidiary.
Item 8. |
Identification and Classification of Members of the Group. |
If a group has filed this schedule pursuant to
§240.13d-1(b)(1)(ii)(K), so indicate under Item 3(k) and attach an exhibit stating the identity and Item 3 classification of each
member of the group. If a group has filed this schedule pursuant to §240.13d-1(c) or §240.13d-1(d), attach an exhibit stating
the identity of each member of the group.
Item 9. |
Notice of Dissolution of Group. |
Notice of dissolution of a group may be furnished
as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on
will be filed, if required, by members of the group, in their individual capacity. See Item 5.
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(a) |
The following certification shall be included if the statement is filed pursuant to § 240.1Jd-1(b): |
By signing below I certify that, to
the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and
were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities
and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other
than activities solely in connection with a nomination under § 240.14a-11240.14.,A.-11.
[Add Certification]
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(b) |
The following certification shall be included if the statement is filed pursuant to § 240.1Jd-1(b)(1)(ii)(J)240.13d-1(b)(1)( 1 1 )(J),or if the statement is filed pursuant to § 240.1Jd-1(b)(1)(ii)(K)240.13d-1(b)(1)( 1 1 )(K) and a member of the group is a non-U.S. institution eligible to file pursuant to § 240.1Jd-1(b)(1)(ii)(J)240.13d-1(b)(1)( 1 1 )(J): |
By signing below I certify that, to
the best of my knowledge and belief, the foreign regulatory scheme applicable to _______________________________ is substantially comparable
to the regulatory scheme applicable to the functionally equivalent U.S. institution(s).I also undertake to furnish to the Commission staff,
upon request, information that would otherwise be disclosed in a Schedule 13D.
[Add Certification]
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(c) |
The following certification shall be included if the statement is filed pursuant to § 240.1Jd-1(c): |
By signing below I certify that, to
the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the
effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with
or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under
§ 240.14a-11240.14.,A.-11.
[Add Certification]
Applicable Certification(s):
Material to filed as Exhibit:
Exhibit description or URL to incorporate filings by reference.
Schedule 13G: Signature
The original statement shall be signed by each
person on whose behalf the statement is filed or such person ·s authorized representative. If the statement is signed on behalf
of a person by such person's authorized representative (other than an executive officer or general partner of the filing person), evidence
of the representative’s authority to sign on behalf of such person shall be filed with the statement; provided, however, that a
power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title
of each person who signs the statement shall be typed or printed beneath such person's signature.
Attention - Intentional misstatements or omissions
of fact constitute Federal criminal violations (See 18 U.S.C. 1001).
Reporting Person/Group Name: |
Haotian Venture Capital LLC |
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct.
By (Signature)
Name: XUEYING WU
Title: Manager
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By (Name/Title)
Date
If you need to incorporate by reference your power of attorney, specify
the information below.
Comments (Optional)
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