- Current report filing (8-K)
April 13 2012 - 9:21AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of
1934
Date of Report (date of earliest event reported): April 13, 2012
RF MONOLITHICS, INC.
(Exact Name of Registrant as Specified in its Charter)
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Delaware
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0-24414
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75-1638027
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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4441 Sigma Road
Dallas, Texas 75244
(Address of Principal Executive Offices, including
Zip Code)
(972) 233-2903
(Registrants telephone number, including area code)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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x
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 8.01. Other Events.
On April 13, 2012, RF Monolithics, Inc. (the Company) held a meeting with employees to provide supplemental information regarding the Agreement and Plan of Merger
(the Merger Agreement), dated as of April 12, 2012 among the Company, Murata Electronics North America, Inc., a Texas corporation (Parent), and Ryder Acquisition Company, Limited, a Delaware corporation and a
wholly-owned subsidiary of Parent, which provides for the merger of Merger Sub with and into the Company with the Company being the surviving company as a wholly-owned subsidiary of Parent (the Merger). A copy of the Employee Meeting
Presentation is attached hereto as Exhibit 99.1 and is incorporated herein by reference. A copy of the Employee Meeting Script is attached hereto as Exhibit 99.2 and is incorporated herein by reference.
Cautionary Statements Regarding Forward-Looking Information
Certain statements contained in this Current Report on Form 8-K and the exhibits filed herewith contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of
1995. Such forward-looking statements include statements regarding the intent, belief or current expectations of the Company and members of its management team, as well as the assumptions on which such statements are based, and generally are
identified by the use of words such as anticipates, believes, estimates, expects, forecasts, intends, may, plans, projects,
seeks, should, targets, will, or similar expressions. Forward-looking statements involve assumptions, estimates, expectations, forecasts, goals, projections, risks and uncertainties. Forward-looking
statements are not guarantees of future performance and involve risks and uncertainties that actual results may differ materially from those contemplated by such forward-looking statements. Many of these factors are beyond the Companys ability
to control or predict. Such factors include, but are not limited to, any conditions imposed in connection with the Merger, approval of the Merger Agreement by the Companys stockholders, the satisfaction of various other conditions to the
closing of the Merger contemplated by the Merger Agreement, the outcome of any legal proceedings that may be instituted against the Company related to the Merger Agreement, risks related to economic conditions as relate to the Companys
customer base, the collection of receivables from the Companys customers who may be affected by economic conditions, the highly competitive market in which the Company operates, rapid changes in technologies that may displace products sold by
the Company, declining prices of products, the Companys reliance on distributors, delays in product development efforts, uncertainty in consumer acceptance of the Companys products, changes in the Companys level of sales or
profitability, manufacturing and sourcing risks, availability of materials, cost of components for the Companys products, product defects and returns, and other factors discussed in the Companys Annual Report on Form 10-K for the fiscal
year ended August 31, 2011 filed with the Securities and Exchange Commission (the SEC), and in all filings made by the Company with the SEC subsequent to the filing of the Form 10-K. These risks and uncertainties should be
considered in evaluating any forward-looking statements contained herein. These risks, as well as other risks associated with the Merger, will be more fully disclosed in the proxy statement that will be filed with the SEC in connection with the
Merger. Additional risks and uncertainties are identified and discussed in the Companys reports filed with the SEC and available at the SECs website at www.sec.gov. Each forward-looking statement speaks only as of the date of the
particular statement and the Company does not undertake any obligation to update or revise such forward-looking statements, whether as a result of new information, future events or otherwise.
Additional Information and Where to Find It
In connection with the proposed Merger and
required stockholder approval, the Company will file a proxy statement with the SEC and will deliver the proxy statement to its stockholders. Investors and security holders are advised to read carefully and in their entirety the proxy statement and
other relevant materials
when they become available because such materials will contain important information about the Company and the proposed Merger. Investors and security holders may obtain free copies of these
documents (when they are available) and other documents filed with the SEC at the SECs website at www.sec.gov. In addition, the documents filed by the Company with the SEC may be obtained free of charge by contacting the Company at Corporate
Secretary, RF Monolithics, Inc., 4441 Sigma Road, Dallas, Texas 75244. The Companys filings with the SEC are also available on our website at www.rfm.com.
Participants in the Solicitation
The Company and its directors, executive officers and
other members of its management and employees may be deemed to be participants in the solicitation of proxies from the Companys stockholders with respect to the proposed Merger. Information regarding the interests of the Companys
participants in the solicitation and their ownership of the Companys common stock is, or will be, set forth in the Companys proxy statements and Annual Reports on Form 10-K, previously filed with the SEC, and in the preliminary and
definitive proxy statement related to the proposed Merger, which will be filed with the SEC. Investors and security holders may obtain more detailed information regarding the direct and indirect interests of the Company and its officers and
directors in the proposed Merger by reading the proxy statement regarding the proposed Merger when it becomes available. Investors and security holders may obtain free copies of these documents from the Company using the contact information set
forth above.
Item 9.01. Financial Statements and Exhibits.
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Exhibit No.
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Description
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99.1
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Employee Meeting Presentation Slides
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99.2
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Employee Meeting Script
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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RF MONOLITHICS, INC.
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Date: April 13, 2012
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By:
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/s/ Harley E Barnes III
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Name:
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Harley E Barnes III
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Title:
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Chief Financial Officer
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EXHIBIT INDEX
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Exhibit No.
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Description
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99.1
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Employee Meeting Presentation Slides
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99.2
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Employee Meeting Script
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