- Amended Statement of Ownership (SC 13G/A)
December 10 2010 - 4:25PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Amendment # 1
Under the Securities and Exchange Act of 1934
Res-Care, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
760943100
(CUSIP Number)
November 30, 2010
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
This Schedule is filed pursuant to Rule 13d-1(b)
The information required in the remainder of this cover page
(except any items to which the form provides a cross-reference) shall not be deemed to be “filed” for the
purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of the Act.
TABLE OF CONTENTS
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1)
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NAME OF REPORTING PERSON
Ameriprise Financial, Inc.
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S.S. or I.R.S. Identification No. of Above Person
IRS No. 13-3180631
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2)
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
o
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(b)
þ
*
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3)
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SEC USE ONLY
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4)
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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5)
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SOLE VOTING POWER
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NUMBER OF
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-0-
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SHARES
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6)
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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115,057
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EACH
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7)
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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-0-
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WITH
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8)
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SHARED DISPOSITIVE POWER
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137,043
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9)
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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137,043
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10)
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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Not Applicable
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11)
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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0.47%
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12)
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TYPE OF REPORTING PERSON
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CO
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* This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.
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1)
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NAME OF REPORTING PERSON
Columbia Management Investment Advisers, LLC
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S.S. or I.R.S. Identification No. of
Above Person
IRS No. 41-1533211
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2)
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
o
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(b)
þ
*
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3)
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SEC USE ONLY
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4)
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Minnesota
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5)
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SOLE VOTING POWER
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NUMBER OF
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-0-
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SHARES
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6)
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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115,057
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EACH
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7)
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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-0-
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WITH
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8)
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SHARED DISPOSITIVE POWER
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137,043
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9)
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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137,043
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10)
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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Not Applicable
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11)
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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0.47%
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12)
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TYPE OF REPORTING PERSON
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IA
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* This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.
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1(a)
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Name of Issuer:
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Res-Care, Inc.
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1(b)
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Address of Issuer’s Principal
Executive Offices:
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10140 Linn Station Rd.
Louisville, KY 40223
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2(a)
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Name of Person Filing:
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(a) Ameriprise Financial, Inc. (“AFI”)
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(b) Columbia Management Investment
Advisers, LLC (formerly known as RiverSource
Investments, LLC) (“CMIA”)
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2(b)
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Address of Principal Business Office:
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(a) Ameriprise Financial, Inc. 145
Ameriprise Financial Center
Minneapolis, MN 55474
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(b) 100 Federal St.
Boston, MA 02110
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2(c)
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Citizenship:
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(a) Delaware
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(b) Minnesota
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2(d)
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Title of Class of Securities:
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Common Stock
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2(e)
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Cusip Number:
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760943100
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3
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Information if statement is filed pursuant to Rules 13d-1(b) or 13d-2(b):
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(a) Ameriprise Financial, Inc.
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A parent holding company in accordance with Rule 13d-1(b)(1)(ii)(G). (Note: See Item 7)
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(b) Columbia Management Investment Advisers, LLC (formerly known as RiverSource
Investments, LLC)
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An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E)
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4
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Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each
reporting person.
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AFI, as the parent company of CMIA, may be deemed to beneficially own the shares reported
herein by CMIA. Accordingly, the shares reported herein by AFI include those shares
separately reported herein by CMIA.
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Each of AFI and CMIA disclaims beneficial ownership of any shares reported on this Schedule.
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5
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Ownership of 5% or Less of a Class:
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If this statement is being filed to report the fact as of the date hereof the reporting
person has ceased to be the beneficial owner of more than five percent of the class of
securities, check the following
þ
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6
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Ownership of more than 5% on Behalf of Another Person: Not Applicable
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7
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Identification and Classification of the Subsidiary Which Acquired the Security Being
Reported on by the Parent Holding Company:
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AFI: See Exhibit I
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8
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Identification and Classification of Members of the Group:
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Not Applicable
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9
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Notice of Dissolution of Group:
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Not Applicable
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10
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Certification:
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By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired in the ordinary
course of business and were not acquired for the purpose of and do not
have the effect of changing or influencing the control of the issuer
of such securities and were not acquired in connection with or as a
participant in any transaction having such purposes or effect.
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Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and correct.
Dated: December 10, 2010
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Ameriprise Financial, Inc.
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By:
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/s/ Wade M. Voigt
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Name:
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Wade M. Voigt
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Title:
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Director — Fund Administration
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Columbia Management Investment Advisers, LLC
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By:
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/s/ Amy Johnson
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Name:
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Amy Johnson
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Title:
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Chief Operating Officer
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Contact Information
Wade M. Voigt
Director — Fund Administration
Telephone: (612) 671-5682
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Exhibit Index
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Exhibit I
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Identification and Classification of the Subsidiary which
Acquired the Security Being Reported on by the Parent Holding
Company.
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Exhibit II
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Joint Filing Agreement
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