- Amended Statement of Changes in Beneficial Ownership (4/A)
January 30 2012 - 6:38PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Ray Michael F
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2. Issuer Name
and
Ticker or Trading Symbol
RENTECH INC /CO/
[
RTK
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
10877 WILSHIRE BLVD., SUITE 600
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3. Date of Earliest Transaction
(MM/DD/YYYY)
5/11/2011
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(Street)
LOS ANGELES, CA 90024
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
5/13/2011
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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7500
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I
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By Spouse
(1)
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Common Stock
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10000
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D
(2)
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Common Stock
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5/11/2011
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A
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55000
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A
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$
0
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337337
(4)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Option to Purchase Common Stock
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$1.85
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7/27/2005
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7/26/2010
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Common Stock
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40000
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40000
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D
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Option to Purchase Common Stock
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$3.35
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3/22/2007
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4/12/2012
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Common Stock
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15000
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15000
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D
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Option to Purchase Common Stock
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$2.68
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3/22/2008
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3/13/2013
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Common Stock
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15000
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15000
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D
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Common Stock Warrants
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$2
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4/8/2008
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4/7/2010
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Common Stock
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62248
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62248
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D
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Option to Purchase Common Stock
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$1.39
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4/17/2009
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4/16/2014
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Common Stock
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15000
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15000
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D
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Option to Purchase Common Stock
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$0.6
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5/11/2010
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5/27/2015
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Common Stock
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15000
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15000
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D
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Option to Purchase Common Stock
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$1.2
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5/11/2011
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5/10/2016
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Common Stock
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26500
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26500
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D
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Restricted Stock Unit
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(3)
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(3)
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5/10/2012
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Common Stock
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27500
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27500
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D
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Explanation of Responses:
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(
1)
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Shares held by spouse in an IRA in which the reporting person shares investment control.
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(
2)
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Shares held in reporting person's IRA.
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(
3)
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Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock unit vests on May 11, 2012, subject to the reporting person's continued service on the Company's board of directors, provided that the restricted stock unit shall be fully vested as of the date of the Company's 2012 Annual Meeting of Shareholders.
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(
4)
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The amount of securities beneficially owned in column 5 reported on the Form 4 filed May 13, 2011 did not take into account reporting person's gift of 3,000 shares that were reported on a Form 5 filed November 4, 2010.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Ray Michael F
10877 WILSHIRE BLVD., SUITE 600
LOS ANGELES, CA 90024
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X
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Signatures
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/s/ Nicole M. Powe, by Power of Attorney
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1/27/2012
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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