Form SC 13G/A - Statement of Beneficial Ownership by Certain Investors: [Amend]
October 02 2024 - 5:28PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1 Exit Filing)*
REZOLVE AI
LIMITED
(Name of Issuer)
Ordinary Shares, par value £0.0001 per share
(Title of Class of Securities)
G75398 100
(CUSIP
Number)
August 23, 2024
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
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* |
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of
Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. G75398 100 |
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SCHEDULE 13G |
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Page 2 of 6 Pages |
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1 |
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NAME OF REPORTING PERSONS
Aston Wagner |
2 |
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP (a) ☐ (b) ☐
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3 |
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SEC USE ONLY
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4 |
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CITIZENSHIP OR PLACE OF
ORGANIZATION United
Kingdom |
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NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
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5 |
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SOLE VOTING POWER
5,288,394 |
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6 |
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SHARED VOTING POWER
0 |
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7 |
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SOLE DISPOSITIVE POWER
5,288,394 |
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8 |
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SHARED DISPOSITIVE POWER
0 |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,288,394 |
10 |
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CHECK IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES ☐ |
11 |
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9) 3.07% |
12 |
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TYPE OF REPORTING PERSON
IN |
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CUSIP No. G75398 100 |
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SCHEDULE 13G |
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Page 3 of 6 Pages |
Item 1. |
(a) Name of Issuer |
Rezolve AI Limited
Item 1. |
(b) Address of Issuers Principal Executive Offices |
3rd Floor, 80 New Bond Street
London, WIS 1SB
United Kingdom
(A) NAME OF PERSON FILING:
Aston Wagner
(B) ADDRESS OR PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
Flat 1, 15 Wedderburn Road
London NW3 5QS
United Kingdom
(C) CITIZENSHIP:
United Kingdom
Item 2. |
(d) Title of Class of Securities |
Ordinary Shares, par value £0.0001 per share (the Ordinary Shares)
G75398 100
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CUSIP No. G75398 100 |
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SCHEDULE 13G |
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Page 4 of 6 Pages |
Item 3. |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
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(a) |
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
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(b) |
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
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(c) |
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
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(d) |
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
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(e) |
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
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(f) |
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
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(g) |
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); |
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(h) |
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
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(i) |
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
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(j) |
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A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J); |
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(k) |
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A group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with
§240.13d-1(b)(1)(ii)(J), please specify the type of institution: |
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Not applicable. |
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CUSIP No. G75398 100 |
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SCHEDULE 13G |
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Page 5 of 6 Pages |
Information with respect to the Reporting Persons ownership of the Ordinary Shares are incorporated herein by reference to Items 5 through 11 of the
cover pages for the Reporting Person.
The amount beneficially owned by the Reporting Person is determined based on 172,182,769 shares of Ordinary Shares
outstanding as of September 6, 2024, as reported on the Issuers Registration Statement on Form F-1 filed with the U.S. Securities and Exchange Commission on September 6, 2024.
Item 5. |
Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five
percent of the class of securities, check the following ☒.
Item 6. |
Ownership of More Than Five Percent on Behalf of Another Person |
Not applicable.
Item 7. |
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the
Parent Holding Company or Control Person |
Not Applicable.
Item 8. |
Identification and Classification of Members of the Group |
Not Applicable.
Item 9. |
Notice of Dissolution of Group |
Not Applicable.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of
business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any
transaction having that purpose or effect.
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CUSIP No. G75398 100 |
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SCHEDULE 13G |
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Page 6 of 6 Pages |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: October 2, 2024
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/s/ Aston Wagner |
Aston Wagner |
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