Statement of Changes in Beneficial Ownership (4)
January 27 2022 - 1:54PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Alpert Jordan M. |
2. Issuer Name and Ticker or Trading Symbol
SUPERIOR GROUP OF COMPANIES, INC.
[
SGC
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Sr VP General Counsel & Secy |
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(Last)
(First)
(Middle)
SUPERIOR GROUP OF COMPANIES, INC., 10055 SEMINOLE BLVD. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/25/2022 |
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(Street)
SEMINOLE, FL 33772
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 1/25/2022 | | M | | 5892 (1) | A | $16.97 | 58615 (2) | D | |
| Common Stock | 1/25/2022 | | F | | 4812 (3) | D | $20.78 | 53803 (2) | D | |
| Common Stock | 1/25/2022 | | M | | 3308 (4) | A | $16.97 | 57111 (2) | D | |
| Common Stock | 1/25/2022 | | D | | 2702 (5) | D | $20.78 | 54409 (2) | D | |
| Common Stock | 1/25/2022 | | F | | 180 (6) | D | $20.78 | 54229 (2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Options (Right to Buy) | $16.97 | 1/25/2022 | | M | | | 5892 | 2/3/2017 | 2/3/2022 | Common Stock | 5892 | $0 | 0 | D | |
| Stock Appreciation Rights | $16.97 | 1/25/2022 | | M | | | 3308 | 2/3/2017 | 2/3/2022 | Common Stock | 3308 | $0 | 0 | D | |
| Explanation of Responses: |
| (1) | Shares acquired upon exercise of stock options. |
| (2) | Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 22,007 continue to be subject to forfeiture as of the date of this filing. |
| (3) | These shares were delivered to the issuer to satisfy the exercise price of 5,892 stock options. |
| (4) | Shares acquired upon exercise of stock-settled stock appreciation rights. |
| (5) | Shares disposed of to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights. |
| (6) | Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Alpert Jordan M.
SUPERIOR GROUP OF COMPANIES, INC.
10055 SEMINOLE BLVD.
SEMINOLE, FL 33772 |
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| Sr VP General Counsel & Secy |
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Signatures
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| /s/ Melinda Barreiro | | 1/27/2022 |
| **Signature of Reporting Person | Date |
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