Initial Statement of Beneficial Ownership (3)
September 06 2019 - 9:47AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
ODS Capital LLC |
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/27/2019
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3. Issuer Name and Ticker or Trading Symbol
SEARS HOMETOWN & OUTLET STORES, INC. [SHOS]
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(Last)
(First)
(Middle)
78 LIGHTHOUSE DRIVE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
JUPITER, FL 33469
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $.01 par value | 4294732 | I | See Footnote (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | ODS Capital LLC is a wholly (100%) owned and managed LLC by its managing member Hilary L. Shane. ODS Capital and Dr. Shane are collectively the "Reporting Person". The securities disclosed in this Form 3 are owned by ODS Capital LLC and Hilary Shane. Under Rule 16a-1 under the Securities Exchange Act of 1934, as amended, ODS Capital LLC and Dr. Shane may be deemed to be the beneficial owners of the securities beneficially owned by ODS Capital LLC. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
ODS Capital LLC 78 LIGHTHOUSE DRIVE JUPITER, FL 33469 |
| X |
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Signatures
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/s/ Hilary Shane | | 9/6/2019 |
**Signature of Reporting Person | Date |
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