Statement of Changes in Beneficial Ownership (4)
August 19 2021 - 4:32PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Pan Tuo |
2. Issuer Name and Ticker or Trading Symbol
Sino-Global Shipping America, Ltd.
[
SINO
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Financial Officer |
(Last)
(First)
(Middle)
1044 NORTHERN, BOULEVARD, SUITE 305 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/13/2021 |
(Street)
ROSLYN, NY 11576-1514
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 8/13/2021 | | A | | 200000 (1) | A | $0 | 239000 | D | |
Common Stock | | | | | | | | 40000 (2) | I | By spouse |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | On August 13, 2021, Tuo PAN, the Reporting Person was granted 200,000 shares of common stock, vested immediately. The grant was made under the Company's 2014 Equity Incentive Plan. |
(2) | On June 30, 2020, Lei NIE, the Reporting Person's husband and the Company's employee, was granted 200,000 shares of common stock, vested immediately. The grant was made under the Company's 2014 Equity Incentive Plan. On July 7, 2020, the Company effected a 1-for-5 reverse stock split of the Company's issued and outstanding shares of common stock. With the reverse stock split, the number of shares held by Lei NIE changed from 200,000 to 40,000. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Pan Tuo 1044 NORTHERN BOULEVARD, SUITE 305 ROSLYN, NY 11576-1514 |
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| Chief Financial Officer |
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Signatures
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/s/ Tuo PAN | | 8/19/2021 |
**Signature of Reporting Person | Date |
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