Initial Statement of Beneficial Ownership (3)
April 03 2023 - 4:20PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Zirk Angela R |
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/1/2023
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3. Issuer Name and Ticker or Trading Symbol
SUMMIT FINANCIAL GROUP, INC. [SMMF]
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(Last)
(First)
(Middle)
PO BOX 23 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
EVP & Chief Experience Officer / |
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(Street)
OLD FIELDS, WV 26845
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 1185.80060 | D | |
| Common Stock | 3547.49 | I | By ESOP |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock-Settled Stock Appreciation Rights | 4/23/2016 (1) | 4/23/2025 | Common Stock | 2400 | $12.0100 | D | |
| Stock-Settled Stock Appreciation Rights | 2/9/2018 (1) | 2/9/2027 | Common Stock | 2074 | $26.0100 | D | |
| Stock-Settled Stock Appreciation Rights | 2/7/2020 (1) | 2/7/2029 | Common Stock | 4213 | $23.9400 | D | |
| Stock-Settled Stock Appreciation Rights | 7/15/2022 (1) | 7/15/2031 | Common Stock | 5096 | $21.8500 | D | |
| Stock-Settled Stock Appreciation Rights | 2/9/2024 (1) | 2/9/2033 | Common Stock | 5578 | $26.3700 | D | |
| Explanation of Responses: |
| (1) | SAR vests in 5 equal annual installments with the beginning date indicated |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Zirk Angela R
PO BOX 23
OLD FIELDS, WV 26845 |
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| EVP & Chief Experience Officer |
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Signatures
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| /s/ Teresa D Ely, Lmtd POA, Attorney-in-Fact | | 4/3/2023 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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