UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

 

FORM 15 

 

 

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER
SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934
OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934.

 

Commission File Number 001-35006

 

 

Spectrum Pharmaceuticals, Inc.

 

(Exact name of registrant as specified in its charter)

 

 

Pilot House – Lewis Wharf, 2 Atlantic Ave, 6th Floor

Boston, Massachusetts 02110

(617) 586-3900

 

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices) 

 

Common Stock, Par Value $0.001 Per Share

 

(Title of each class of securities covered by this Form) 

 

None

 

(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

   

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

  

Rule 12g-4(a)(1) x
Rule 12g-4(a)(2) ¨
Rule 12h-3(b)(1)(i) x
Rule 12h-3(b)(1)(ii) ¨
Rule 15d-6 ¨
Rule 15d-22(b) ¨

 

Approximate number of holders of record as of the certification or notice date: One (1)

 

 

 

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, Spectrum Pharmaceuticals, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

 

    SPECTRUM PHARMACEUTICALS, INC.
   
Date: August 6, 2023 By: /s/ Daniel A. Peisert
    Daniel A. Peisert
    President and Chief Executive Officer, Assertio Holdings, Inc. (sole stockholder of Spectrum Pharmaceuticals, Inc.)

  

 

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