Current Report Filing (8-k)
June 22 2021 - 5:11PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported):
June 22, 2021
SEQUENTIAL BRANDS
GROUP, INC.
(Exact name of registrant as specified in its charter)
Delaware
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001-37656
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47-4452789
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(State or other
jurisdiction of incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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1407 Broadway, 38th Floor, New York,
NY 10018
(Address of Principal Executive Offices/Zip Code)
(646) 564-2577
(Registrant’s telephone number, including
area code)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b)
of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common stock, par value $0.01 per share
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SQBG
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NASDAQ Capital Market
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.02. Departure of Directors or Principal
Officers; Election of Directors; Appointment of Principal Officers; Compensatory Arrangement of Certain Officers.
On June 22, 2021, Mr. John Dionne resigned as a director of the board
of directors of Sequential Brands Group, Inc. (the “Company”). The resignation did not involve a disagreement with the Company
on any matter relating to its operations, policies or practices, or any performance related issues. The Company thanks Mr. Dionne for
his time as a director of the Company.
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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Sequential Brands Group, Inc.
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Date: June 22, 2021
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By:
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/s/ Lorraine DiSanto
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Name:
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Lorraine DiSanto
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Title:
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Chief Financial Officer
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