- Notification that Quarterly Report will be submitted late (NT 10-Q)
November 10 2008 - 3:36PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
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SEC File Number 0-8176
CUSIP Number 845331
(Check
one):
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o
Form 10-K
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o
Form 20-F
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o
Form 11-K
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x
Form 10-Q
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o
Form 10-D
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o
Form N-SAR
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o
Form N-CSR
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For Period
Ended:
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September 30, 2008
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o
Transition Report on Form 10-K
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o
Transition Report on Form 20-F
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o
Transition Report on Form 11-K
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o
Transition Report on Form 10-Q
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o
Transition Report on Form N-SAR
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For the
Transition Period Ended:
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(Not Applicable)
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Nothing in this form shall be
construed to imply that the Commission has verified any information contained
herein.
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If the
notification relates to a portion of the filing checked above, identify the
Item(s) to which notification relates:
PART I REGISTRANT INFORMATION
SouthWest
Water Company
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Full Name of
Registrant
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Former Name if
Applicable
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624
South Grand Avenue, Suite 2900
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Address of
Principal Executive Office
(Street and
Number)
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Los Angeles,
CA 90017
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City, State and
Zip Code
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PART II RULES 12b-25(b) AND (c)
If the subject
report could not be filed without unreasonable effort or expense and the
registrant seeks relief pursuant to Rule 12b-25(b), the following should
be completed. (Check box if appropriate)
x
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(a)
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The reasons
described in reasonable detail in Part III of this form could not be
eliminated without unreasonable effort or expense;
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o
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(b)
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The subject
annual report, semi-annual report, transition report of Form 10-K,
Form 20-F, Form 11-K, Form N-SAR or Form N-CSR,
or portion thereof, will be filed on or before the fifteenth calendar day
following the prescribed due date; or the subject quarterly report or
transition report on Form 10-Q or subject distribution report on
Form 10-D, or portion thereof, will be filed on or before the
fifth calendar day following the prescribed due date; and
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o
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(c)
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The accountants
statement or other exhibit required by Rule 12b-25(c) has been
attached if applicable.
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PART III NARRATIVE
State below in reasonable detail why Forms 10
-
K, 20
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F, 11
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K, 10
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Q, 10
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D, N
-
SAR, N
-
CSR or the transition report
or
portion thereof,
could not be filed within the prescribed time period.
Southwest Water Company (the Company) is
unable to timely file its quarterly report on Form 10-Q for the period ended
September 30, 2008 (the Report).
As described in a Form 8-K filed on November
10, 2008, SouthWest Water Company (the Company) announced that on November 6,
2008 the Audit Committee of its Board of Directors, acting upon managements
recommendation, concluded that the Companys previously issued financial
statements included in its Annual Report on Form 10-K for the year ended
December 31, 2007 and the Quarterly Reports on Form 10-Q for the quarterly
periods ended March 31, 2008 and June 30, 2008 need to be restated.
As a result of the decision to restate
previously issued financial statements, the Company will be unable to file its
Quarterly Report on Form 10-Q for the period ended September 30, 2008 with the
Securities and Exchange Commission by the required deadline.
The Company does not expect to file the
Report on or before the expiration of the five-day extension period granted
pursuant to Rule 12b-25.
PART IV OTHER INFORMATION
(1)
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Name and telephone
number of person to contact in regard to this notification:
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Cheryl L Clary
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213
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929-1800
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(Name)
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(Area Code)
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(Telephone Number)
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(2)
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Have all other
periodic reports required under Section 13 or 15(d) of the Securities
Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940
during the preceding 12 months or for such shorter period that the registrant
was required to file such report(s) been filed? If the answer is no, identify
report(s).
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x
Yes
o
No
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(3)
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Is it
anticipated that any significant change in results of operations from the
corresponding period for the last fiscal year will be reflected by the
earnings statements to be included in the subject report or portion thereof?
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o
Yes
x
No
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If so, attach an
explanation of the anticipated change, both narratively and quantitatively,
and, if appropriate, state the reasons why a reasonable estimate of the
results cannot be made.
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Southwest Water Company
Name of Registrant as
Specified in Charter
has caused this
notification to be signed on its behalf by the undersigned hereunto duly
authorized.
Date:
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November 10,
2008
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By:
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/s/ CHERYL L.
CLARY
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Cheryl L. Clary
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Chief Financial
Officer
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Southwest Water (NASDAQ:SWWC)
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