VPC Impact Acquisition Holdings (NASDAQ: VIHAU, VIH and VIHAW)
(“VIH”), announced today that it has filed with the U.S. Securities
and Exchange Commission (“SEC”) a registration statement on Form
S-4 (the “Registration Statement”), which includes a preliminary
proxy statement of VIH in connection with the proposed Business
Combination with Bakkt Holdings, LLC (“Bakkt”), a digital asset
marketplace.
Upon the consummation of the proposed transaction, VIH will be
renamed “Bakkt Holdings, Inc.” Bakkt Holdings, Inc. is anticipated
to become a NYSE-listed public company trading under the ticker
symbol “BKKT.”
The Business Combination, which was announced on January 11,
2021, has been unanimously approved by the VIH Board of Directors
and is expected to close in the second quarter of 2021, subject to
VIH shareholder approval, the Registration Statement being declared
effective by the SEC, and other regulatory and customary closing
conditions.
PJ Solomon is serving as financial advisor and Shearman &
Sterling is serving as legal advisor to Bakkt. Jefferies and
Citigroup are serving as financial and capital markets advisors to
VIH. White & Case LLP is serving as legal advisor to VIH.
About VPC Impact Acquisition Holdings
VPC Impact Acquisition Holdings’ sponsor is an affiliate of
Victory Park Capital, a global investment firm with a long track
record of executing debt and equity financing transactions with
some of the largest global Fintech companies. The firm was founded
in 2007 and is headquartered in Chicago with additional resources
in New York, Los Angeles and San Francisco. Victory Park Capital is
privately held and a Registered Investment Advisor with the
SEC.
About Bakkt
Bakkt is a trusted digital asset marketplace that enables
institutions and consumers to buy, sell, store and spend digital
assets. Bakkt’s retail platform, now widely available through the
new Bakkt App, will amplify consumer spending, reduce traditional
payment costs and bolster loyalty programs, adding value for all
key stakeholders within the payments and digital assets ecosystem.
Launched in 2018 by Intercontinental Exchange, Inc., Bakkt is
headquartered in Atlanta, GA. For more information, visit:
https://www.bakkt.com/
Additional Information and Where to Find It
In connection with the Business Combination, VIH has filed a
Registration Statement on Form S-4 (the “Form S-4”) with the SEC
which includes a prospectus with respect to changing VIH's
jurisdiction of incorporation from the Cayman Islands to the State
of Delaware, and a proxy statement with respect to VIH’s
stockholder meeting at which VIH stockholders will be asked to vote
on the proposed Business Combination. VIH and Bakkt urge investors,
stockholders and other interested persons to read the Form S-4,
including the proxy statement/prospectus, as well as other
documents filed with the SEC, because these documents will contain
important information about the Business Combination.
When available, the definitive proxy statement/prospectus and
other relevant materials for the Business Combination will be
mailed to shareholders of VIH as of a record date to be established
for voting on the Business Combination. VIH’s shareholders will
also be able to obtain copies of the preliminary proxy
statement/prospectus, the definitive proxy statement/prospectus and
other documents filed with the SEC, without charge, once available,
at the SEC’s website at www.sec.gov. These documents (when they are
available) can also be obtained free of charge from VIH upon
written request to VIH by emailing vihinfo@victoryparkcapital.com
or by directing a request to VIH’s secretary at c/o Victory Park
Capital Advisors, LLC, 150 North Riverside Plaza, Suite 5200,
Chicago, IL 60606.
Participants in Solicitation
VIH, Bakkt and their respective directors, managers, executive
officers and other members of their management and employees, under
SEC rules, may be deemed to be participants in the solicitation of
proxies of VIH stockholders in connection with the Business
Combination. Information regarding the persons who may, under SEC
rules, be deemed participants in the solicitation of proxies to
VIH’s stockholders in connection with the Business Combination is
set forth in the preliminary proxy statement/prospectus contained
in the Form S-4, and will also be included in the definitive proxy
statement/prospectus for the Business Combination when available.
Information concerning the interests of VIH and Bakkt’s
participants in the solicitation, which may, in some cases, be
different than those of VIH and Bakkt’s equity holders generally,
is also set forth in the proxy statement/prospectus contained in
the Form S-4, and will also be included in the definitive proxy
statement/prospectus for the Business Combination when
available.
Non-Solicitation
This communication is for informational purposes only and is not
intended to and shall not constitute an offer to sell or the
solicitation of an offer to sell or the solicitation of an offer to
buy or subscribe for any securities or a solicitation of any vote
of approval, nor shall there be any sale, issuance or transfer of
securities in any jurisdiction in which such offer, solicitation or
sale would be unlawful prior to registration or qualification under
the securities laws of any such jurisdiction. No offer of
securities shall be made except by means of a prospectus meeting
the requirements of Section 10 of the Securities Act of 1933, as
amended, and otherwise in accordance with applicable law.
Forward Looking Statements
This communication contains “forward-looking statements” within
the meaning of the Private Securities Litigation Reform Act of
1995. Such statements include, but are not limited to, statements
about future financial and operating results, our plans,
objectives, expectations and intentions with respect to future
operations, products and services; and other statements identified
by words such as “will likely result,” “are expected to,” “will
continue,” “is anticipated,” “estimated,” “believe,” “intend,”
“plan,” “projection,” “outlook” or words of similar meaning. These
forward-looking statements include, but are not limited to,
statements regarding Bakkt’s industry and market sizes, future
opportunities for VIH, Bakkt and the combined company, VIH’s and
Bakkt’s estimated future results and the Business Combination,
including the implied enterprise value, the expected transaction
and ownership structure and the likelihood and ability of the
parties to successfully consummate the Business Combination. Such
forward-looking statements are based upon the current beliefs and
expectations of our management and are inherently subject to
significant business, economic and competitive uncertainties and
contingencies, many of which are difficult to predict and generally
beyond our control. Actual results and the timing of events may
differ materially from the results anticipated in these
forward-looking statements.
In addition to factors previously disclosed in VIH’s reports
filed with the SEC and those identified elsewhere in this
communication, the following factors, among others, could cause
actual results and the timing of events to differ materially from
the anticipated results or other expectations expressed in the
forward-looking statements: (i) inability to meet the closing
conditions to the Business Combination, including the occurrence of
any event, change or other circumstances that could give rise to
the termination of the definitive agreement; (ii) the inability to
complete the Business Combination due to the failure to obtain
approval of VIH’s shareholders or Bakkt’s members, the failure to
achieve the minimum amount of cash available following any
redemptions by VIH’s shareholders or the failure to meet the
national stock exchange’s listing standards in connection with the
consummation of the Business Combination; (iii) costs related to
the Business Combination; (iv) a delay or failure to realize the
expected benefits from the Business Combination; (v) risks related
to disruption of management time from ongoing business operations
due to the Business Combination; (vi) the impact of the ongoing
COVID-19 pandemic; (vii) changes in the markets in which Bakkt
competes, including with respect to its competitive landscape,
technology evolution or regulatory changes; (viii) changes in the
markets that Bakkt targets; (ix) risk that Bakkt may not be able to
execute its growth strategies, including identifying and executing
acquisitions; (x) risks relating to data security; and (xi) risk
that Bakkt may not be able to develop and maintain effective
internal controls. The foregoing list of factors is not exhaustive.
You should carefully consider the foregoing factors and the other
risks and uncertainties described in the “Risk Factors” section of
VIH’s final prospectus dated September 22, 2020 relating to its
initial public offering, the registration statement on Form S-4 and
proxy statement/prospectus discussed above and other documents
filed by VIH from time to time with the SEC. These filings identify
and address, or will identify and address, other important risks
and uncertainties that could cause actual events and results to
differ materially from those contained in the forward-looking
statements.
Actual results, performance or achievements may differ
materially, and potentially adversely, from any projections and
forward-looking statements and the assumptions on which those
forward-looking statements are based. There can be no assurance
that the data contained herein is reflective of future performance
to any degree. You are cautioned not to place undue reliance on
forward-looking statements as a predictor of future performance as
projected financial information and other information are based on
estimates and assumptions that are inherently subject to various
significant risks, uncertainties and other factors, many of which
are beyond our control. All information set forth herein speaks
only as of the date hereof in the case of information about VIH and
Bakkt or the date of such information in the case of information
from persons other than VIH or Bakkt, and we disclaim any intention
or obligation to update any forward-looking statements as a result
of developments occurring after the date of this communication.
Forecasts and estimates regarding Bakkt’s industry and end markets
are based on sources we believe to be reliable, however there can
be no assurance these forecasts and estimates will prove accurate
in whole or in part. Annualized, pro forma, projected and estimated
numbers are used for illustrative purpose only, are not forecasts
and may not reflect actual results.
View source
version on businesswire.com: https://www.businesswire.com/news/home/20210401005155/en/
For Bakkt: Investors BakktIR@edelman.com Media Rachel
Ford rachel.ford@bakkt.com For VIH: Investors
vihinfo@victoryparkcapital.com Media Julia Fisher (Sahin)
Julia.Fisher@edelman.com
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