Vion Pharmaceuticals to Implement a One-for-Ten Reverse Stock Split
February 20 2008 - 2:00PM
PR Newswire (US)
NEW HAVEN, Conn., Feb. 20 /PRNewswire-FirstCall/ -- VION
PHARMACEUTICALS, INC. (NASDAQ:VION) today announced that the
Company would implement a one-for-ten reverse split of its common
stock, effective at 5:00 p.m. Eastern Time on Wednesday, February
20, 2008. On a pre-split basis, Vion Pharmaceuticals has 81,017,569
shares outstanding as of February 19, 2008. As a result of the
reverse stock split, every 10 shares of Vion Common Stock will be
combined into one share of Vion Pharmaceuticals' Common Stock,
reducing the total number of outstanding shares to approximately
8.1 million shares. Shares held electronically through a brokerage
will be automatically adjusted for the reverse split. Shareholders
of record will receive a letter of transmittal from the Company's
stock transfer agent, American Stock Transfer & Trust Company,
with instructions about how to exchange their shares. Vion will pay
cash in lieu of issuing fractional shares. When the reverse split
becomes effective, Vion Pharmaceuticals' 7.75% Convertible Senior
Notes due 2012 (the "Notes") will have a conversion rate of 52.0833
shares of common stock per $1,000 Note. Holders of Vion
Pharmaceuticals' warrants will receive a notice detailing
post-split warrant shares and exercise prices. Beginning on
February 21, 2008, a "D" will be added to the Vion trading symbol
for 20 trading days to designate that shares are trading on a post-
split basis. After such time, the symbol will revert to "VION".
Alan Kessman, Chief Executive Officer, said, "This adjustment to
our capital structure is important to implement in order to attempt
to restore compliance with NASDAQ listing requirements, which we
believe is in the best interest of our shareholders." He added, "We
will now continue to move forward towards our goal of filing a New
Drug Application for Cloretazine(R) (VNP40101M) in 2008." This
action follows shareholder approval, at a Special Meeting of
Stockholders held on February 13, 2008, of the grant of
discretionary authority to the Board to implement a reverse stock
split and decrease the total numbers of shares and the number of
shares of common stock the Company is authorized to issue. The
Board determined the exact ratio of the reverse split at a meeting
of the Board on February 19, 2008. Vion Pharmaceuticals, Inc. is
committed to extending the lives and improving the quality of life
of cancer patients worldwide by developing and commercializing
innovative cancer therapeutics. Vion has two agents in clinical
trials. Cloretazine(R) (VNP40101M), a unique alkylating agent, is
being evaluated in a pivotal Phase II trial as a single agent in
elderly patients with de novo poor-risk acute myelogenous leukemia.
Clinical trials of Cloretazine(R) (VNP40101M) as a single agent in
small cell lung cancer, with temozolomide in brain tumors, and with
stem cell transplantation in advanced hematologic malignancies, are
also being conducted. Triapine(R), a potent inhibitor of a key step
in DNA synthesis, is being evaluated in clinical trials sponsored
by the National Cancer Institute. For additional information on
Vion and its product development programs, visit the Company's
Internet web site at http://www.vionpharm.com/. This news release
contains forward-looking statements. Such statements are subject to
certain risk factors which may cause Vion's plans to differ or
results to vary from those expected, including Vion's potential
inability to obtain regulatory approval for its products, delayed
or unfavorable results of drug trials, the possibility that
favorable results of earlier preclinical studies or clinical trials
are not predictive of safety and efficacy results in later clinical
trials, the need for additional research and testing, the potential
inability to secure external sources of funding to continue
operations, the inability to access capital and funding on
favorable terms, continued operating losses and the inability to
continue operations as a result, and a variety of other risks set
forth from time to time in Vion's filings with the Securities and
Exchange Commission, including but not limited to the risks
attendant to the forward-looking statements included under Item 1A,
"Risk Factors" in Vion's Form 10-K for the year ended December 31,
2006 and the Company's Form 10-Q for the quarter ended September
30, 2007. In particular, there can be no assurance as to the
results of any of the Company's clinical trials, that any of these
trials will continue to full accrual, or that any of these trials
will not be discontinued, modified, delayed or ceased altogether.
Except in special circumstances in which a duty to update arises
under law when prior disclosure becomes materially misleading in
light of subsequent events, Vion does not intend to update any of
these forward-looking statements to reflect events or circumstances
after the date hereof or to reflect the occurrence of unanticipated
events. COMPANY CONTACT: Vion Pharmaceuticals, Inc. Alan Kessman,
Chief Executive Officer Howard B. Johnson, President & CFO
(203) 498-4210 phone DATASOURCE: Vion Pharmaceuticals, Inc.
CONTACT: Alan Kessman, Chief Executive Officer, or Howard B.
Johnson, President & CFO, both of Vion Pharmaceuticals, Inc.,
+1-203-498-4210 Web site: http://www.vionpharm.com/
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