Form 8-K - Current report
June 18 2024 - 4:10PM
Edgar (US Regulatory)
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0001463972
0001463972
2024-06-13
2024-06-13
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported)
June 13, 2024
VUZIX CORPORATION
(Exact name of registrant as specified in
its charter)
Delaware
(State or Other Jurisdiction of Incorporation)
001-35955 |
04-3392453 |
(Commission File Number) |
(IRS Employer Identification No.) |
25 Hendrix Road, Suite A,
West
Henrietta, New York 14586
(Address of principal executive offices)
(Zipcode)
(585) 359-5900
(Registrant’s Telephone Number, Including
Area Code)
Not Applicable
(Former Name or Former Address, if Changed
Since Last Report)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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¨ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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¨ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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¨ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class: |
|
Trading Symbol(s) |
|
Name of each exchange on which registered: |
Common Stock, par value $0.001 |
|
VUZI |
|
Nasdaq Capital Market |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the
Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ¨
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 13, 2024, Vuzix Corporation (the “Company”)
held its annual meeting of stockholders. At the annual meeting, (i) Paul J. Travers, Grant Russell, Edward Kay, Timothy Harned, and Paula
Whitten-Doolin were each elected as directors of the Company to serve until the next annual meeting of stockholders or until their successors
have been elected and qualified, (ii) stockholders ratified the board of directors’ appointment of Freed Maxick, CPAs, P.C. as the
Company’s independent registered public accounting firm for 2024, and (iii) stockholders approved, on an advisory basis, the compensation
disclosed in the Company’s proxy statement of the Company’s named executive officers..
The final voting results on these matters were as follows:
1. Election of Directors:
Name | |
Votes For | | |
Votes
Against | | |
Votes
Abstained | | |
Broker
Non-Votes | |
Paul J. Travers | |
| 17,735,849 | | |
| 1,125,766 | | |
| 342,674 | | |
| 16,300,292 | |
Grant Russell | |
| 16,418,151 | | |
| 2,481,979 | | |
| 304,159 | | |
| 16,300,292 | |
Edward Kay | |
| 17,379,614 | | |
| 1,512,581 | | |
| 312,094 | | |
| 16,300,292 | |
Timothy Harned | |
| 15,422,826 | | |
| 3,463,802 | | |
| 317,661 | | |
| 16,300,292 | |
Paula Whitten-Doolin | |
| 17,646,681 | | |
| 1,171,388 | | |
| 386,220 | | |
| 16,300,292 | |
2. Ratification of appointment of Freed Maxick, CPAs, P.C. as the Company’s
independent registered public accounting firm for 2024:
Votes For | |
Votes Against | |
Votes Abstained |
| 33,213,135 | |
735,464 | |
1,555,982 |
3. Approval, on an advisory basis, of the compensation
disclosed in the Company’s proxy statement of the Company’s named executive officers:
Votes For | |
Votes Against | |
Votes Abstained | |
Broker Non-Votes |
| 15,755,691 | |
3,249,403 | |
| 199,195 | |
16,300,292 |
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No. | | |
Description |
| 104 | | |
Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
Date: June 18, 2024 |
VUZIX CORPORATION |
|
|
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|
By: |
/s/ Grant Russell |
|
|
Grant Russell
Chief Financial Officer |
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