Woodward Governor Co - Initial Statement of Beneficial Ownership (3)
October 07 2008 - 2:58PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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February 28, 2011
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Preiss Chad Robert
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2. Date of Event Requiring Statement (MM/DD/YYYY)
10/1/2008
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3. Issuer Name
and
Ticker or Trading Symbol
WOODWARD GOVERNOR CO [WGOV]
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(Last)
(First)
(Middle)
1000 E. DRAKE ROAD
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Group Vice President /
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(Street)
FORT COLLINS, CO 80525
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Woodward Governor Company Common Stock
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10960
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I
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By Stock Plan
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Nonqualified Employee Stock Option (Right to Buy)
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(1)
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10/1/2011
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Woodward Governor Company Common Stock
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18000
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$8.1667
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D
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Nonqualified Employee Stock Option (Right to Buy)
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(1)
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1/7/2012
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Woodward Governor Company Common Stock
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18000
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$7.9534
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D
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Nonqualified Employee Stock Option (Right to Buy)
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(1)
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11/21/2013
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Woodward Governor Company Common Stock
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36000
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$7.7367
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D
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Nonqualified Employee Stock Option (Right to Buy)
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(2)
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11/24/2014
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Woodward Governor Company Common Stock
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48000
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$11.9084
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D
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Nonqualified Employee Stock Option (Right to Buy)
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(3)
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11/23/2015
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Woodward Governor Company Common Stock
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43500
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$13.50
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D
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Nonqualified Employee Stock Option (Right to Buy)
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(4)
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11/15/2016
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Woodward Governor Company Common Stock
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29000
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$18.49
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D
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Nonqualified Employee Stock Option (Right to Buy)
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(5)
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11/16/2017
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Woodward Governor Company Common Stock
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10400
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$32.73
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D
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Phantom Stock Units
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(6)
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(6)
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Woodward Governor Company Common Stock
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1283
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(6)
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D
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Explanation of Responses:
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(
1)
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Options are fully vested.
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(
2)
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Options became exercisable at the rate of 25% per year beginning 11/24/2005.
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(
3)
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Options became exercisable at the rate of 25% per year beginning 11/23/2006.
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(
4)
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Options became exercisable at the rate of 25% per year beginning 11/15/2007.
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(
5)
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Options become exercisable at the rate of 25% per year beginning 11/16/2008.
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(
6)
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The reporting person participates in the Woodward Executive Benefit Plan. Phantom stock units are accrued under the Plan and are to be settled in 100% stock on a one-for-one basis upon separation from the Company. The total shown represents the account balance in dollars divided by the current share price and, therefore, the number of shares reported may fluctuate from period to period. The total shown also includes shares acquired under the Company's Dividend Reinvestment Plan.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Preiss Chad Robert
1000 E. DRAKE ROAD
FORT COLLINS, CO 80525
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Group Vice President
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Signatures
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Kathleen A Waelti by Power of Attorney
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10/7/2008
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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