Calls on CPC to Update its Deficient 13D
Filing to Include Accurate and Transparent Information About its
Plan for Obtaining a Majority of the Board and its Recently Filed
Litigation
Stockholders Are Not
Required to Take Any Action at This Time
XWELL, Inc. (Nasdaq: XWEL) (“XWELL” or the “Company”), an
authority in wellness solutions for people on the go, today
announced that the notice materials submitted by CPC Pain &
Wellness SPV, LLC (“CPC”), which purported to provide notice of
CPC’s intent to nominate four candidates for election to the
Company’s five-member Board of Directors (the “Board”) at the 2024
Annual Meeting of Stockholders, is invalid.
CPC, a special purpose vehicle that was recently formed by two
principals of private equity firm Caydan Capital Partners, LLC,
rapidly accumulated a 9.42% equity stake in XWELL last month and
subsequently filed a Schedule 13D on June 17th without including
specific details pertaining to its plans for the Company. The
Company offered CPC opportunities to cure the deficiencies in its
purported notice and went out of its way to provide clarity on what
information CPC needed to submit to comply with the advance notice
provisions of our plainly stated bylaws. Additionally, XWELL
entered into a non-disclosure agreement with CPC to initiate
discussions about a negotiated resolution that could be in the best
interests of all stockholders.
Despite the aforementioned efforts, CPC did not cure the
deficiencies in its notice and opted to file litigation against
XWELL in an apparent attempt to advance its own objectives. For
instance, since receipt of the purported notice, XWELL has had
reason to believe that CPC and its private equity partners are
seeking to obtain control of a majority of the Board to engineer a
transaction involving one of their underperforming affiliates in
the pain and wellness space that has not been monetized via a
reverse merger or sale (despite many attempts to do so). XWELL
maintains that any such ‘Take-Under’ deal pursued by CPC could:
- Severely undervalue the Company.
- Significantly dilute current stockholders.
- Siphon tremendous value to CPC, as well as its affiliates, at
the expense of fellow stockholders, who would be deprived of an
adequate control premium.
In violation of XWELL’s bylaws, CPC’s purported notice is bereft
of even a passing reference of its plans. XWELL also maintains that
CPC’s Schedule 13D disclosure is woefully deficient, representing a
violation of the rules and regulations promulgated by the U.S.
Securities and Exchange Commission (“SEC”) for such public filings.
In particular, CPC appears to have failed to update the filing in a
timely manner to account for its plans. XWELL calls on CPC to
promptly update its Schedule 13D to transparently inform all of the
Company’s stockholders and the broader investing public of its
plans and related legal action, which XWELL intends to dispute
vigorously.
Stockholders are not required to take any action at this time.
However, XWELL encourages stockholders to be on alert and question
any communications from CPC given the entity’s actions to date.
About XWELL, Inc.
XWELL, Inc. (Nasdaq: XWEL) is a leading global wellness holding
company operating multiple brands: XpresSpa®, Treat™, Naples Wax
Center®, XpresCheck® and HyperPointe™.
- XpresSpa is a leading retailer of wellness services and related
products, with 33 locations in 16 airports globally.
- Naples Wax Center is a group of upscale skin care boutiques,
with three locations currently operating.
- XpresCheck is a provider of screening and diagnostic testing in
partnership with the CDC and Concentric by Ginkgo, conducting
biosurveillance monitoring in its airport locations to identify new
SARS-CoV-2 variants of interest and concern as well as other
pathogens entering the country from across the world.
- HyperPointe is a leading digital healthcare and data analytics
relationship company serving the global healthcare industry.
Forward Looking Statements
This press release may contain "forward-looking" statements
within the meaning of Section 27A of the Securities Act of 1933 and
Section 21E of the Securities Exchange Act of 1934. These include
statements preceded by, followed by or that otherwise include the
words "believes," "expects," "anticipates," "estimates,"
"projects," "intends," "should," "seeks," "future," "continue," or
the negative of such terms, or other comparable terminology.
Forward-looking statements relating to expectations about future
results or events are based upon information available to XWELL as
of today's date and are not guarantees of the future performance of
the Company, and actual results may vary materially from the
results and expectations discussed. Additional information
concerning these and other risks is contained in the Company’s
Annual Report on Form 10-K, Quarterly Reports on Form 10-Q and
Current Reports on Form 8-K, and other SEC filings (which reports
were filed under the Company’s former name, XpresSpa Group, Inc.,
prior to its previously announced name change effective October 25,
2022). All subsequent written and oral forward-looking statements
concerning XWELL, or other matters and attributable to XWELL or any
person acting on its behalf are expressly qualified in their
entirety by the cautionary statements above. XWELL does not
undertake any obligation to publicly update any of these
forward-looking statements to reflect events or circumstances that
may arise after the date hereof.
Important Additional Information
The Company intends to file a proxy statement and a
WHITE Proxy Card with the SEC
in connection with the Company’s 2024 annual meeting of
stockholders (the “Annual Meeting”). STOCKHOLDERS OF THE COMPANY
ARE STRONGLY ENCOURAGED TO READ SUCH PROXY STATEMENT, ACCOMPANYING
WHITE PROXY CARD AND ALL OTHER
DOCUMENTS FILED WITH THE SEC CAREFULLY AND IN THEIR ENTIRETY WHEN
THEY BECOME AVAILABLE AS THEY WILL CONTAIN IMPORTANT INFORMATION
ABOUT THE ANNUAL MEETING. Stockholders will be able to obtain
the definitive proxy statement, any amendments or supplements to
the proxy statement and other documents filed by the Company with
the SEC at no charge at the SEC’s website at www.sec.gov. Copies
will also be available at no charge at the Company’s website at
https://www.xwell.com/sec-filings.
Participant Information
The Company, its directors and certain of its executive officers
(as set forth below) are or may be deemed to be “participants” (as
defined in Section 14(a) of the Securities Exchange Act of 1934, as
amended) in the solicitation of proxies from the Company’s
stockholders in connection with the matters to be considered at the
Annual Meeting. Information about the compensation of our named
executive officers and our non‑employee directors is set forth in
the sections entitled “Executive Compensation” and “Director
Compensation” in the Company’s Amendment No. 2 to the Annual Report
on Form 10-K/A for the year ended December 31, 2023, filed on April
29, 2024 (the “Form 10-K/A”), commencing on pages 11 and 16,
respectively, and available here. Information regarding the
participants’ holdings of the Company’s securities can be found in
the section entitled “Security Ownership of Certain Beneficial
Owners and Management” in the Form 10-K/A on pages 18–19 and
available here, and as reflected in the table below. If any filings
are made by the Company with the SEC on Forms 3, 4, and 5 with
respect to the participants’ holdings of the Company’s securities,
the Company will provide updates to the table and such filings will
be available on the Company’s website at
https://www.xwell.com/sec-filings or through the SEC’s website at
www.sec.gov. Updated information regarding the identity of
potential participants, and their direct or indirect interests, by
security holdings or otherwise, will be set forth in the section
entitled “Security Ownership of Certain Beneficial Owners and
Management” of the Company’s proxy statement on Schedule 14A and
other materials to be filed with the SEC.
Directors(1)
Name
Ownership
Date of Filing
Filing Type
Hyperlink
Bruce T. Bernstein (Chairman)
81,467(2)
04/29/2024
Form 10-K/A
https://www.sec.gov/ix?doc=/Archives/edgar/data/1410428/000155837024006040/xwel-20231231x10ka.htm
Michael Lebowitz
34,970(2)
04/29/2024
Form 10-K/A
https://www.sec.gov/ix?doc=/Archives/edgar/data/1410428/000155837024006040/xwel-20231231x10ka.htm
Scott R. Milford (President and Chief
Executive Officer)
59,055(3)
04/29/2024
Form 10-K/A
https://www.sec.gov/ix?doc=/Archives/edgar/data/1410428/000155837024006040/xwel-20231231x10ka.htm
Robert Weinstein
30,403(4)
04/29/2024
Form 10-K/A
https://www.sec.gov/ix?doc=/Archives/edgar/data/1410428/000155837024006040/xwel-20231231x10ka.htm
Gaëlle Wizenberg
299
07/22/2024
Form 4
N/A
(1) The business address for each of the “participants” set
forth in the table above is c/o XWELL, Inc., 254 West 31st Street,
11th Floor, New York, New York 10001. (2) Includes 38,956 shares of
the Company’s common stock and options to purchase 42,511 shares of
the Company’s common stock, which are exercisable within 60 days of
July 21, 2024. (3) Includes 2,058 shares of the Company’s common
stock and options to purchase 56,997 shares of the Company’s common
stock, which are exercisable within 60 days of July 21, 2024. (4)
Includes 7,824 shares of the Company’s common stock and options to
purchase 22,579 shares of the Company’s common stock, which are
exercisable within 60 days of July 21, 2024.
View source
version on businesswire.com: https://www.businesswire.com/news/home/20240722260560/en/
Longacre Square Partners Jessica McDougall / Christina Spellman,
(646) 386-0091 XWELL@longacresquare.com
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