As filed with the Securities and Exchange Commission on March 7, 2022
Registration No. 333-199957
Registration No. 333-239158
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1 TO
FORM S-3 REGISTRATION STATEMENT (REG. NO. 333-199957)
FORM S-3 REGISTRATION STATEMENT (REG.
NO. 333-239158)
UNDER
THE SECURITIES ACT OF 1933
ZOGENIX, INC.
(Exact name of registrant as specified in its charter)
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Delaware |
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20-5300780 |
(State or other jurisdiction of
incorporation or organization) |
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(I.R.S. Employer
Identification Number) |
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5959 Horton Street, Suite 500
Emeryville, California |
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94608 |
(Address of Principal Executive Offices) |
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(Zip Code) |
Stephen J. Farr, Ph.D.
President and Chief Executive Officer
Zogenix, Inc.
5959
Horton Street, Suite 500
Emeryville, CA 94608
(Name and address of agent for service)
(510) 550-8300
(Telephone number, including area code, of agent for service)
Copies to:
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J. D. Weinberg |
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Stephen J. Farr |
Covington & Burling LLP |
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President |
The New York Times Building |
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and Chief Executive Officer |
620 Eighth Avenue |
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Zogenix, Inc. |
New York, New York 10018 |
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5959 Horton Street, Suite 500 |
(212) 841-1037 |
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Emeryville, California 94608 |
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(510) 550-8300 |
Approximate date of commencement of proposed sale to the public: Not applicable
If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following
box: ☐
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415
under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box: ☐
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and
list the Securities Act registration statement number of the earlier effective registration statement for the same offering: ☐
If this
Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same
offering. ☐
If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that
shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box. ☐
If
this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the
following box. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting company, and
emerging growth company in Rule 12b-2 of the Securities Exchange Act of 1934, as amended (the Exchange Act).
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Large accelerated filer |
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Accelerated filer |
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☐ |
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Non-accelerated filer |
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☐ |
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Smaller reporting company |
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☐ |
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Emerging growth company |
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☐ |
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐