Blackstone Executive Charged Criminally In Insider Trading Case
January 14 2009 - 7:02PM
Dow Jones News
A Blackstone Group (BX) executive has been arrested and charged
with fraud in an insider trading scheme involving shares of
Albertson's Inc. that allegedly netted more than $3.5 million in
illicit profits, according to court documents made public
Wednesday.
Ramesh Chakrapani has been charged criminally with conspiracy
and securities fraud, according to a criminal complaint made public
Wednesday. He was arrested Monday, according to the court's
electronic docket.
Chakrapani appeared before a federal magistrate judge on Tuesday
and bail was set at $300,000. His travel was restricted to New York
City and California.
A lawyer appointed to represent Chakrapani at the hearing didn't
immediately return a call seeking comment Wednesday. It was unclear
Wednesday if Chakrapani had retained other counsel.
Chakrapani was still in custody at the Metropolitan Correctional
Center in Manhattan late Wednesday, according to the U.S. Bureau of
Prisons Web site.
The U.S. Securities and Exchange Commission sued Chakrapani in a
separate civil insider trading lawsuit on Tuesday.
Prosecutors have alleged Chakrapani tipped a co-conspirator with
material nonpublic information concerning the acquisition of
Albertson's Inc. prior to the public announcement of the deal in
January 2006.
Chakrapani was privy to nonpublic information about the deal
because he worked as a member of the team assigned to advise
Albertson's on the transaction, the government said.
Prosecutors said the co-conspirator then traded shares in his
personal account and caused trades of Albertsons's shares in his
firm's proprietary trading accounts and an account held by the
co-conspirator's parents.
In its lawsuit, the SEC has alleged Chakrapani tipped a friend,
who works as a financial analyst.
Albertson's was sold in 2006 to a consortium of investors that
included Supervalu Inc. (SVU), CVS Caremark Corp. (CVS) and an
investor group led by Cerberus Capital Management LP.
Chakrapani, 33 years old, works as a managing director in
Blackstone's corporate and mergers-and-acquisitions advisory group
in London. He worked in Blackstone's New York office from 2001
until his transfer to London last year.
On Tuesday, a Blackstone spokesman said the company was "shocked
by this alleged breach of the law and violation of our own
compliance policies and ethical standards," adding the company was
fully cooperating with the investigation.
-By Chad Bray, Dow Jones Newswires; 212-227-2017;
chad.bray@dowjones.com
Click here to go to Dow Jones NewsPlus, a web front
page of today's most important business and market news, analysis
and commentary. You can use this link on the day this article is
published and the following day.