Post-effective Amendment to an S-8 Filing (s-8 Pos)
October 02 2017 - 9:21AM
Edgar (US Regulatory)
As
filed with the Securities and Exchange Commission on October 2, 2017
Registration No. 333-147580
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8 REGISTRATION STATEMENT
UNDER
THE SECURITIES
ACT OF 1933
Astoria
Financial Corporation
(Exact Name of Registrant as Specified
in Its Charter)
Delaware
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11-3170868
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification Number)
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One Astoria
Bank Plaza, Lake Success, New York 11042
(Address, including
Zip Code, of Principal Executive Offices)
Astoria Financial Corporation 2007 Non-Employee
Directors Stock Plan
(Full title of the plan)
James P. Blose, Esq.
Executive Vice President and General
Counsel
Sterling Bancorp
400 Rella Boulevard
Montebello, New York 10901
(845) 369-8040
(Name, Address and Telephone Number of Agent
for Service)
Indicate by check mark whether the registrant
is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions
of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging
growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer
þ
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Accelerated filer
¨
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Non-accelerated filer
¨
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(Do not check if a smaller reporting company)
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Smaller reporting company
¨
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Emerging growth company
¨
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EXPLANATORY
NOTE
This
Post-Effective Amendment relates to the following registration statement (the “Registration Statement”) filed with
the Securities and Exchange Commission on November 21, 2007 by Astoria Financial Corporation, a Delaware corporation (the “Registrant”):
Registration
Statement on Form S-8, File No. 333-147580, registering 100,000 shares of common stock, $0.01 par value per share, for issuance
under the Astoria Financial Corporation 2007 Non-Employee Directors Stock Plan.
On
October 2, 2017, pursuant to the Agreement and Plan of Merger, dated as of March 6, 2017, by and between the Registrant and Sterling
Bancorp (“Sterling”), the Registrant merged with and into Sterling, with Sterling being the surviving entity (the “Merger”).
In connection with the Merger, the Registrant has terminated any offering of the Registrant’s
securities pursuant to the Registration Statement. In accordance with the undertakings made by the Registrant in the Registration
Statement to remove from registration by means of a post-effective amendment any of the securities that remain unsold or unissued
at the termination of the offering, the Registrant hereby amends the Registration Statement by deregistering all shares that remain
unsold or unissued under such Registration Statement, if any.
SIGNATURES
Pursuant
to the requirements of the Securities Act of 1933, as amended, and Rule 478 thereunder, the Registrant certifies that it has reasonable
grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this post-effective amendment
to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized in the City of Yonkers,
State of New York on October 2, 2017.
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STERLING BANCORP
As successor to Astoria Financial Corporation
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By:
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/s/ James P. Blose
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Name:
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James P. Blose
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Title:
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Executive Vice President and General Counsel
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