Statement of Changes in Beneficial Ownership (4)
February 19 2013 - 2:37PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Boornazian Brian
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2. Issuer Name
and
Ticker or Trading Symbol
ASPEN INSURANCE HOLDINGS LTD
[
AHL
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chairman Aspen Re
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(Last)
(First)
(Middle)
ASPEN INSURANCE HOLDINGS LIMITED, 141 FRONT STREET
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3. Date of Earliest Transaction
(MM/DD/YYYY)
2/15/2013
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(Street)
HAMILTON, D0 HM19
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Ordinary Shares
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2/15/2013
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M
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7868
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A
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$24.44
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63360
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D
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Ordinary Shares
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2/15/2013
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M
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51862
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A
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$23.65
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115222
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D
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Ordinary Shares
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2/15/2013
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M
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45593
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A
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$27.28
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160815
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D
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Ordinary Shares
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2/15/2013
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S
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300
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D
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$35.55
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160515
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D
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Ordinary Shares
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2/15/2013
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S
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1200
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D
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$35.555
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159315
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D
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Ordinary Shares
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2/15/2013
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S
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16414
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D
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$35.56
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142901
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D
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Ordinary Shares
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2/15/2013
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S
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100
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D
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$35.5605
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142801
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D
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Ordinary Shares
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2/15/2013
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S
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200
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D
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$35.5625
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142601
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D
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Ordinary Shares
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2/15/2013
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S
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700
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D
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$35.565
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141901
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D
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Ordinary Shares
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2/15/2013
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S
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2300
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D
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$35.57
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139601
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D
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Ordinary Shares
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2/15/2013
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S
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100
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D
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$35.575
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139501
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D
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Ordinary Shares
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2/15/2013
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S
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100
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D
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$35.58
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139401
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D
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Ordinary Shares
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2/15/2013
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S
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18694
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D
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$35.60
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120707
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D
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Ordinary Shares
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2/15/2013
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S
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1200
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D
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$35.6025
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119507
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D
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Ordinary Shares
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2/15/2013
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S
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900
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D
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$35.605
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118607
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D
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Ordinary Shares
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2/15/2013
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S
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2900
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D
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$35.6083
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115707
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D
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Ordinary Shares
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2/15/2013
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S
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3006
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D
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$35.61
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112701
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D
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Ordinary Shares
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2/15/2013
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S
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100
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D
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$35.6125
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112601
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D
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Ordinary Shares
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2/15/2013
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S
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200
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D
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$35.614
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112401
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D
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Ordinary Shares
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2/15/2013
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S
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800
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D
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$35.615
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111601
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D
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Ordinary Shares
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2/15/2013
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S
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8600
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D
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$35.62
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103001
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D
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Ordinary Shares
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2/15/2013
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S
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300
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D
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$35.6217
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102701
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D
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Ordinary Shares
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2/15/2013
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S
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500
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D
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$35.6225
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102201
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D
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Ordinary Shares
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2/15/2013
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S
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1400
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D
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$35.625
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100801
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D
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Ordinary Shares
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2/15/2013
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S
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4520
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D
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$35.63
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96281
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D
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Ordinary Shares
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2/15/2013
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S
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100
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D
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$35.65
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96181
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D
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Ordinary Shares
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2/15/2013
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S
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1300
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D
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$35.70
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94881
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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2004 Options
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$24.44
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2/15/2013
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M
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7868
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2/22/2007
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12/22/2014
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Ordinary Shares
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7868
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$0.00
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0
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D
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2006 Options
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$23.65
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2/15/2013
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M
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51862
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2/26/2009
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2/16/2016
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Ordinary Shares
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51862
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$0.00
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0
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D
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2007 Options
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$27.28
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2/15/2013
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M
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45593
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5/4/2010
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5/4/2014
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Ordinary Shares
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45593
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$0.00
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0
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D
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Explanation of Responses:
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Boornazian Brian
ASPEN INSURANCE HOLDINGS LIMITED
141 FRONT STREET
HAMILTON, D0 HM19
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Chairman Aspen Re
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Signatures
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/s/ Patricia Roufca as Attorney-in-fact for Brian Boornazian
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2/19/2013
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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