Current Report Filing (8-k)
September 03 2019 - 9:00AM
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Common Stock, par value $0.01 per share
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ALL
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New York Stock Exchange
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Common Stock, par value $0.01 per share
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ALL
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Chicago Stock Exchange
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Series A Preferred Stock
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Series D Preferred Stock
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Series E Preferred Stock
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Series F Preferred Stock
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Series G Preferred Stock
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New York Stock Exchange, Inc.
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Chicago Stock Exchange, Inc.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): August 30, 2019
THE ALLSTATE CORPORATION
(Exact Name of Registrant as Specified in Its Charter)
Delaware
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1-11840
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36-3871531
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(State or Other Jurisdiction
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(Commission
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(IRS Employer
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of Incorporation)
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File Number)
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Identification No.)
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2775 Sanders Road, Northbrook, Illinois
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60062
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(Address of Principal Executive Offices)
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(Zip Code)
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(847) 402-5000
(Registrant’s
Telephone Number, Including Area Code)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under
the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered
pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbols
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Name of each exchange on which registered
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Common Stock, par value $0.01 per share
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ALL
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New York Stock Exchange
Chicago Stock Exchange
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5.100% Fixed-to-Floating Rate Subordinated Debentures due 2053
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ALL.PR.B
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New York Stock Exchange
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Depositary Shares represent 1/1,000th of a share of 5.625% Noncumulative Preferred Stock, Series A
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ALL PR A
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New York Stock Exchange
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Depositary Shares represent 1/1,000th of a share of 6.625% Noncumulative Preferred Stock, Series D
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ALL PR D
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New York Stock Exchange
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Depositary Shares represent 1/1,000th of a share of 6.625% Noncumulative Preferred Stock, Series E
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ALL PR E
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New York Stock Exchange
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Depositary Shares represent 1/1,000th of a share of 6.250% Noncumulative Preferred Stock, Series F
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ALL PR F
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New York Stock Exchange
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Depositary Shares represent 1/1,000th of a share of 5.625% Noncumulative Preferred Stock, Series G
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ALL PR G
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New York Stock Exchange
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Depositary Shares represent 1/1,000th of a share of 5.100% Noncumulative Preferred Stock, Series H
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ALL PR H
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New York Stock Exchange
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
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¨
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If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Section 5 –
Corporate Governance and Management
Item 5.02. Departure
of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain
Officers.
On August 30, 2019, the Board of Directors
of the Registrant elected John C. Pintozzi to serve as Senior Vice President, Controller and Chief Accounting Officer of the Registrant,
effective September 3, 2019. Mr. Pintozzi will succeed Eric K. Ferren as the Registrant’s controller and principal accounting
officer. Mr. Ferren will assume the new role of Chief Financial and Strategy Officer, Service Businesses of Allstate Insurance
Company (“Allstate”).
Mr. Pintozzi, age 54, has served as Allstate’s
Senior Vice President and Chief Financial Officer of Allstate Investments since May 2012.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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THE ALLSTATE CORPORATION
(Registrant)
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By:
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/s/ Daniel G. Gordon
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Name:
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Daniel G. Gordon
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Title:
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Vice President, Assistant General Counsel and Assistant Secretary
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Date: September 3, 2019
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