Initial Statement of Beneficial Ownership (3)
September 13 2019 - 4:29PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Pintozzi John C |
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/3/2019
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3. Issuer Name and Ticker or Trading Symbol
ALLSTATE CORP [ALL]
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(Last)
(First)
(Middle)
C/O THE ALLSTATE CORPORATION, 2775 SANDERS ROAD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
SVP, Controller, and CAO / |
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(Street)
NORTHBROOK, IL 60062
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 9000 | D | |
| Common Stock | 1756 | I | By 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Employee Stock Option (Right to Buy) | (1) | 2/9/2027 | Common Stock | 9662 | $78.35 | D | |
| Employee Stock Option (Right to Buy) | (2) | 2/22/2028 | Common Stock | 8451 | $92.80 | D | |
| Employee Stock Option (Right to Buy) | (3) | 2/8/2029 | Common Stock | 12349 | $92.46 | D | |
| Explanation of Responses: |
| (1) | Stock option award granted on February 9, 2017, for 9,662 shares of common stock vesting in three equal increments. The first and second increments vested on February 9, 2018, and February 9, 2019. The remaining increment will vest on February 9, 2020. |
| (2) | Stock option award granted on February 22, 2018, for 8,451 shares of common stock vesting in three equal increments. The first increment vested on February 22, 2019. The remaining two increments will vest on February 22, 2020, and February 22, 2021. |
| (3) | Stock option award granted on February 8, 2019, for 12,349 shares of common stock vesting in three equal increments, with any fractional shares to be rounded as provided for in award agreement, on February 8, 2020, February 8, 2021, and February 8, 2022. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Pintozzi John C
C/O THE ALLSTATE CORPORATION
2775 SANDERS ROAD
NORTHBROOK, IL 60062 |
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| SVP, Controller, and CAO |
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Signatures
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| /s/ Efie Vainikos, attorney-in-fact for Mr. Pintozzi | | 9/13/2019 |
| **Signature of Reporting Person | Date |
Allstate Corp. Prfd F (NYSE:ALLPF)
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