Initial Statement of Beneficial Ownership (3)
April 01 2020 - 4:20PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Kintiroglou Achilles B. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/1/2020
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3. Issuer Name and Ticker or Trading Symbol
AdvanSix Inc. [ASIX]
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(Last)
(First)
(Middle)
300 KIMBALL DRIVE, SUITE 100 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
SVP, General Counsel / |
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(Street)
PARSIPPANY, NJ 07054
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock, par value $0.01 | 10146 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Option (right to buy) | (2) | 3/7/2027 | Common Stock, par value $0.01 | 2530.0 | $26.66 | D | |
| Stock Option (right to buy) | (3) | 3/1/2028 | Common Stock, par value $0.01 | 1895.0 | $41.97 | D | |
| Stock Option (right to buy) | (4) | 2/26/2029 | Common Stock, par value $0.01 | 2440.0 | $33.34 | D | |
| Stock Option (right to buy) | (5) | 2/26/2030 | Common Stock, par value $0.01 | 22416.0 | $14.29 | D | |
| Explanation of Responses: |
| (1) | Includes 8,942 restricted stock units scheduled to vest as follows: 652 on March 2, 2021, 854 on February 29, 2022; and 7,436 on February 26, 2023. |
| (2) | Grant of stock options pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, which vested in full on March 8, 2020. |
| (3) | Grant of stock options pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, which vest in three equal annual installments on the first three anniversaries of the March 2, 2018 grant date. |
| (4) | Grant of stock options pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, which vest in three equal annual installments on the first three anniversaries of the February 27, 2019 grant date. |
| (5) | Grant of stock options pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, which vest in three equal annual installments on the first three anniversaries of the February 26, 2020 grant date. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Kintiroglou Achilles B.
300 KIMBALL DRIVE, SUITE 100
PARSIPPANY, NJ 07054 |
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| SVP, General Counsel |
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Signatures
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| /s/ Achilles B. Kintiroglou | | 4/1/2020 |
| **Signature of Reporting Person | Date |
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