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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_____________________________________
Form 8-K
_____________________________________
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): June 23, 2020
 
ADVANSIX INC.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction
of incorporation)

1-37774
(Commission File Number)

81-2525089
(I.R.S. Employer
Identification No.)
300 Kimball Drive, Suite 101
Parsippany, New Jersey 07054
(Address of principal executive offices)
 
Registrant’s telephone number, including area code: (973) 526-1800

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol Name of each exchange on which registered
Common Stock, par value $0.01 per share ASIX New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company   ☐               
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐


ITEM 5.02  Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

At the Annual Meeting of Stockholders of AdvanSix Inc. (the “Company”) held on June 23, 2020, the stockholders of the Company approved and adopted the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated (the “Incentive Plan”). A summary of the material terms of the Incentive Plan was included in the Proxy Statement filed with the Securities and Exchange Commission on April 29, 2020 (the “2020 Proxy Statement”), and is qualified in its entirety by reference to the full text of the Incentive Plan, filed as Exhibit 10.1 to this Current Report on Form 8-K, which is incorporated herein by reference.

ITEM 5.07  Submission of Matters to a Vote of Security Holders.

The Company held its Annual Meeting of Stockholders on June 23, 2020. The following matters set forth in the 2020 Proxy Statement were voted upon with the results set forth below.

1. Election of Directors. The Company’s stockholders elected the following director nominees to serve for a term ending at the 2021 Annual Meeting of Stockholders with the respective votes set forth opposite their names:
Nominee For Against Abstain Broker Non-Votes
Erin N. Kane 21,864,124 209,734 18,709 2,847,748
Michael L. Marberry 21,828,553 243,550 20,464 2,847,748
Paul E. Huck 21,764,505 307,321 20,741 2,847,748
Darrell K. Hughes 21,772,970 299,170 20,427 2,847,748
Todd D. Karran 21,836,210 235,707 20,650 2,847,748
Daniel F. Sansone 21,679,489 392,295 20,783 2,847,748
Sharon S. Spurlin 21,162,728 910,487 19,352 2,847,748
Patrick S. Williams 21,865,092 207,199 20,276 2,847,748


2. Ratification of Appointment of Independent Accountants. The Company’s stockholders voted upon and approved the ratification of the appointment of PricewaterhouseCoopers LLP to serve as the Company’s independent registered public accountants for 2020. The votes on this proposal were as follows:
For Against Abstain
24,849,358 50,469 40,488


3. Advisory Vote to Approve Executive Compensation. The Company’s stockholders voted upon and approved, on an advisory basis, the compensation of the Company’s named executive officers, as described in the 2020 Proxy Statement. The votes on this proposal were as follows:
For Against Abstain Broker Non-Votes
20,915,320 1,125,584 51,663 2,847,748

4. Approval of the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated. The Company’s stockholders voted upon and approved the Incentive Plan. The votes on this proposal were as follows:
For Against Abstain Broker Non-Votes
20,449,946 1,599,347 43,274 2,847,748




ITEM 9.01  Financial Statements and Exhibits.

(d) Exhibits

Exhibit Number Description
10.1
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)


SIGNATURE
 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: June 23, 2020


AdvanSix Inc.




By: /s/ Achilles B. Kintiroglou

Name: Achilles B. Kintiroglou

Title:
Senior Vice President, General
Counsel and Corporate Secretary


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