UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
SCHEDULE
13D
(Amendment
No. 1)*
UNDER
THE SECURITIES EXCHANGE ACT OF 1934
Auna
S.A.
(Name
of Issuer)
Class
A Ordinary Shares, nominal value US$0.01 per share
(Title
of Class of Securities)
L0415A
103
(CUSIP
Number)
José
Luis Alberdi Gonzalez
Camino
a Santa Teresa 1055, piso 14,
Héroes
de Padierna, La Magdalena Contreras, Mexico, 10700
(+
52 (55) 5449-7488)
With
copies to:
Cleary
Gottlieb Steen & Hamilton LLP
Attention:
Manuel Silva
One
Liberty Plaza, New York NY 10006
(212)
225-2000
(Name,
Address and Telephone Number of Person Authorized to Receive Notices and Communications)
September
10, 2024
(Date
of Event Which Requires Filing of Statement)
If
the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D,
and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☒
| * |
The remainder
of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
|
The
information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18
of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the Notes).
| CUSIP
No. L0415A 103 |
Page
2 of 15 |
| (1)
|
Name
of Reporting Persons:
Grupo
Ángeles Servicios de Salud, S.A. de C.V. |
| (2) |
Check
the Appropriate Box if a Member of a Group (See Instructions):
(a)
☐ (b) ☐ |
| (3) |
SEC Use Only: |
| (4) |
Source
of Funds (See Instructions):
WC |
| (5) |
Check
Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e):
☐ |
| (6) |
Citizenship
or Place of Organization:
United
Mexican States |
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH: |
(7)
|
Sole
Voting Power
0 |
| (8) |
Shared
Voting Power
6,660,000 |
| (9) |
Sole
Dispositive Power
0 |
| (10) |
Shared
Dispositive Power
6,660,000 |
| (11) |
Aggregate
Amount Beneficially Owned by Each Reporting Person:
6,660,000 |
| (12) |
Check
Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):
☐ |
| (13) |
Percent
of Class Represented by Amount in Row (11):
22.20%(1) |
| (14) |
Type
of Reporting Person (See Instructions):
OO |
| (1) |
The
calculation assumes that there is a total of 30,000,000 Class A Ordinary Shares (as defined below) outstanding as of March 21, 2024,
as reported in the prospectus dated March 21, 2024 filed by the Issuer (as defined below) with the Securities and Exchange
Commission (the “SEC”) on March 25, 2024 pursuant to Rule 424(b)(1) under the Securities Act of 1933, as amended
(the “Final Prospectus”). |
| CUSIP
No. L0415A 103 |
Page
3 of 15 |
| (1)
|
Name
of Reporting Persons:
Grupo
Empresarial Ángeles, S.A. de C.V. |
| (2) |
Check
the Appropriate Box if a Member of a Group (See Instructions):
(a)
☐ (b) ☐ |
| (3) |
SEC
Use Only: |
| (4) |
Source
of Funds (See Instructions):
WC |
| (5) |
Check
Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e):
☐ |
| (6) |
Citizenship
or Place of Organization:
United
Mexican States |
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH: |
(7)
|
Sole
Voting Power
0 |
| (8) |
Shared
Voting Power
6,660,000 |
| (9) |
Sole
Dispositive Power
0 |
| (10) |
Shared
Dispositive Power
6,660,000 |
| (11)
|
Aggregate
Amount Beneficially Owned by Each Reporting Person:
6,660,000 |
| (12) |
Check
Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):
☐ |
| (13) |
Percent
of Class Represented by Amount in Row (11):
22.20%(2) |
| (14) |
Type
of Reporting Person (See Instructions):
HC |
| (2) |
The
calculation assumes that there is a total of 30,000,000 Class A Ordinary Shares outstanding as of March 21, 2024, as reported in the
Final Prospectus. |
| CUSIP
No. L0415A 103 |
Page
4 of 15 |
| (1)
|
Name
of Reporting Persons:
Corpvaza,
S.A. de C.V. |
| (2) |
Check
the Appropriate Box if a Member of a Group (See Instructions):
(a)
☐ (b) ☐ |
| (3) |
SEC
Use Only: |
| (4) |
Source
of Funds (See Instructions):
WC |
| (5) |
Check
Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e):
☐ |
| (6) |
Citizenship
or Place of Organization:
United
Mexican States |
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH: |
(7)
|
Sole
Voting Power
0 |
| (8) |
Shared
Voting Power
6,660,000 |
| (9) |
Sole
Dispositive Power
0 |
| (10) |
Shared
Dispositive Power
6,660,000 |
| (11)
|
Aggregate
Amount Beneficially Owned by Each Reporting Person:
6,660,000 |
| (12) |
Check
Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):
☐ |
| (13) |
Percent
of Class Represented by Amount in Row (11):
22.20%(3) |
| (14) |
Type
of Reporting Person (See Instructions):
HC |
| (3) |
The
calculation assumes that there is a total of 30,000,000 Class A Ordinary Shares outstanding as of March 21, 2024, as reported in the
Final Prospectus. |
| CUSIP
No. L0415A 103 |
Page
5 of 15 |
| (1)
|
Name
of Reporting Persons:
Mr.
Olegario Vázquez Aldir |
| (2) |
Check
the Appropriate Box if a Member of a Group (See Instructions):
(a)
☐ (b) ☐ |
| (3) |
SEC
Use Only: |
| (4) |
Source
of Funds (See Instructions):
WC |
| (5) |
Check
Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e):
☐ |
| (6) |
Citizenship
or Place of Organization:
United
Mexican States |
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH: |
(7)
|
Sole
Voting Power
6,660,000 |
| (8) |
Shared
Voting Power
0 |
| (9) |
Sole
Dispositive Power
6,660,000 |
| (10) |
Shared
Dispositive Power
0 |
| (11)
|
Aggregate
Amount Beneficially Owned by Each Reporting Person:
6,660,000 |
| (12) |
Check
Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):
☐ |
| (13) |
Percent
of Class Represented by Amount in Row (11):
22.20%
(4) |
| (14) |
Type
of Reporting Person (See Instructions):
IN |
| (4) |
The
calculation assumes that there is a total of 30,000,000 Class A Ordinary Shares outstanding as of March 21, 2024, as reported in the
Final Prospectus. |
| CUSIP
No. L0415A 103 |
Page
6 of 15 |
ITEM 1. SECURITY AND ISSUER
Pursuant to Rule 13d-2 of the Securities
Exchange Act of 1934, as amended, this Amendment No. 1 (this “Amendment”) amends and supplements the Schedule 13D originally
filed by Grupo Ángeles Servicios de Salud, S.A. de C.V. (“GASS”), Grupo Empresarial Ángeles, S.A. de
C.V. (“GEA”), Corpvaza, S.A. de. C.V. (“Corpvaza”), and Mr. Olegario Vásquez Aldir (“Mr.
Vásquez Aldir,” and collectively with GASS, GEA, and Corpvaza, the “Reporting Persons”), on August
22, 2024 (the “Schedule 13D”) relating to the Class A Ordinary Shares, nominal value US$0.01 per share (the “Class
A Ordinary Shares”), of Auna S.A., a public limited liability company incorporated in Grand Duchy of Luxembourg (“Auna”,
or the “Issuer”). This Amendment amends the Schedule 13D on behalf of the Reporting Persons to furnish the information
set forth herein, and except as set forth below, all Items of the Original Schedule 13D remain unchanged. Capitalized terms used in this
Amendment and not otherwise defined shall have the same meanings ascribed to them in the Schedule 13D.
ITEM 2. IDENTITY AND BACKGROUND
This Amendment amends and supplements the following
subsections of Item 2 of the Schedule 13D by inserting the below regarding the directors and executive officers of GASS (each a “Covered
Person” and, collectively, the “Covered Persons”). Additionally, sections (d) and (e) of Item 2 of the Schedule
13D are amended and supplemented to refer to the Covered Persons. Any disclosures herein with respect to the Covered Persons and any additional
persons other than the Reporting Persons are made on information and belief after making inquiry to the appropriate party.
(a), (b), (f) The name of each Covered Person, as
well as his country of citizenship, present principal occupation, and the name, principal business, and address of the organization in
which such occupation is conducted, is set forth on Schedule 1 hereto.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
This Amendment amends and restates Item 3 of the Schedule
13D as follows:
From the date of its first acquisition of the Class A Ordinary Shares (as reported on the Schedule 13G filed on April 12, 2024 (SEC File No. 005-94489)) until September 12, 2024, GASS purchased 6,660,000 Class A Ordinary Shares for a total purchase price of USD$55,887,612
GASS used available cash on hand to acquire such Class A Ordinary Shares.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
This Amendment amends and restates Item 5 of the Schedule
13D as follows:
The information set forth in rows 7, 8, 9, 10, 11,
and 13 on the respective cover pages of this Schedule 13D and the information set forth or incorporated in Items 2 and 3 of this Schedule
13D is hereby incorporated by reference in its entirety into this Item 5.
(a), (b) The following disclosure assumes there are
30,000,000 Class A Ordinary Shares outstanding as of March 21, 2024, as reported in the prospectus dated March 21, 2024 filed by the Issuer
with the SEC on March 25, 2024 pursuant to the Final Prospectus. Pursuant to Rule 13d-3 under the Act, the Reporting Persons may be deemed
to beneficially own 6,660,000 shares of Class A Ordinary Shares, which constitutes approximately 22.20% of the outstanding Class A Ordinary
Shares.
(c) All transactions in Class A Ordinary Shares effected
by the Reporting Persons and, to the best knowledge of the Reporting Persons, the Covered Persons within the prior 60-day window for which
disclosure is required by Schedule 13D are listed in Schedule 2 hereto and incorporated herein by reference.
(d) To the best knowledge of the Reporting Persons,
no person other than the Reporting Persons and their respective members, shareholders, and affiliates has the right to receive or the
power to direct the receipt of dividends from, or the proceeds from the sale of, the securities beneficially owned by the Reporting Persons
identified in this Item 5.
(e) Not applicable.
| CUSIP
No. L0415A 103 |
Page
7 of 15 |
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, each of the undersigned certifies that the information set forth in this
Schedule 13D is true, complete, and correct.
Dated
as of September 12, 2024
| |
Grupo Angeles
Servicios de Salud, S.A. de C.V. |
| |
|
| |
/s/
Jose Luis Alberdi Gonzalez |
| |
Name:
Jose Luis Alberdi Gonzalez |
| |
Title: Legal Vice President
|
| |
|
| |
|
| |
Grupo Empresarial Angeles,
S.A. de C.V. |
| |
|
| |
/s/
Jose Luis Alberdi Gonzalez |
| |
Name: Jose Luis Alberdi Gonzalez
|
| |
Title: Legal Vice President
|
| |
|
| |
Corpvaza S.A. de C.V. |
| |
|
| |
/s/
Jose Luis Alberdi Gonzalez |
| |
Name: Jose Luis Alberdi Gonzalez
|
| |
Title: Legal Vice President |
| |
|
| |
|
| |
Olegario Vázquez
Aldir |
| |
|
| |
/s/
Jose Luis Alberdi Gonzalez |
| |
Name: Jose Luis Alberdi Gonzalez
(5) |
| |
Title: Authorized Signatory
|
(5)
Jose Luis Alberdi Gonzalez is signing on behalf of Mr. Vázquez Aldir pursuant to a power of attorney dated April 12, 2024, which
was previously filed with the SEC as an exhibit to a Schedule 13G filed by Mr. Vázquez Aldir on April 12, 2024 (SEC File
No. 005-94489).
| CUSIP
No. L0415A 103 |
Page
8 of 15 |
Exhibit
Index
| 1. | Agreement of Joint Filing by Grupo Ángeles Servicios de Salud, S.A. de C.V., Grupo Empresarial Ángeles, S.A. de C.V., Corpvaza S.A. de C.V. and Olegario Vázquez Aldir dated as of August 22, 2024 (incorporated herein by reference to Exhibit 1 to Amendment No. 1 of the Schedule 13D filed by Grupo Ángeles Servicios de Salud, S.A. de C.V., Grupo Empresarial Ángeles, S.A. de C.V., Corpvaza S.A. de C.V. and Olegario Vázquez Aldir on August 22, 2024 with respect to the ordinary shares of Auna S.A.). |
| CUSIP
No. L0415A 103 |
Page
9 of 15 |
Schedule
1
Members
of the Board of Directors of GASS
| Name |
Principal Business
Address of Employer |
Present Principal Occupation or
Employment |
Citizenship |
| Jesús Ruíz López |
Grupo Ángeles Servicios de Salud, S.A. de C.V., Camino a Santa Teresa 1055, piso 14, Héroes de Padierna, La Magdalena Contreras, Mexico, 10700 |
President of the Board of Directors GASS / Deputy Chief Executive Officer GASS |
United Mexican States |
| Javier Santoveña Raña |
Grupo Ángeles Servicios de Salud, S.A. de C.V., Camino a Santa Teresa 1055, piso 14, Héroes de Padierna, La Magdalena Contreras, Mexico, 10700 |
Member of the Board of Directors GASS |
United Mexican States |
| Victor Manuel Ramírez González |
Grupo Ángeles Servicios de Salud, S.A. de C.V., Camino a Santa Teresa 1055, piso 14, Héroes de Padierna, La Magdalena Contreras, Mexico, 10700 |
Member of the Board of Directors GASS |
United Mexican States |
Executive
Officers and Directors of GASS
| Name |
Principal Business
Address of Employer |
Present Principal Occupation or
Employment |
Citizenship |
| Olegario Vázquez Aldir |
Grupo Ángeles Servicios de Salud, S.A. de C.V., Camino a Santa Teresa 1055, piso 15, Héroes de Padierna, La Magdalena Contreras, Mexico, 10700 |
Chief Executive Officer GASS |
United Mexican States |
| Jesús Ruíz López |
Grupo Ángeles Servicios de Salud, S.A. de C.V., Camino a Santa Teresa 1055, piso 15, Héroes de Padierna, La Magdalena Contreras, Mexico, 10700 |
Deputy Chief Executive Officer GASS |
United Mexican States |
| Carlos Alejandro De Luna Morales |
Grupo Ángeles Servicios de Salud, S.A. de C.V., Camino a Santa Teresa 1055, piso 15, Héroes de Padierna, La Magdalena Contreras, Mexico, 10700 |
Vice President M&A |
United Mexican States |
| Jorge Subirachs Cortés |
Grupo Ángeles Servicios de Salud, S.A. de C.V., Camino a Santa Teresa 1055, piso 14, Héroes de Padierna, La Magdalena Contreras, Mexico, 10700 |
Chief Financial Officer GASS |
United Mexican States |
| Víctor Manuel Ramírez González |
Grupo Ángeles Servicios de Salud, S.A. de C.V., Camino a Santa Teresa 1055, piso 14, Héroes de Padierna, La Magdalena Contreras, Mexico, 10700 |
Chief Operating Officer GASS |
United Mexican States |
| CUSIP
No. L0415A 103 |
Page
10 of 15 |
Schedule
2
The Reporting Persons effected the transactions in Class A Ordinary Shares
on the New York Stock Exchange set forth below. The prices below reflect the price paid by the purchasers per Class A Ordinary Shares
on the relevant trade date.
| Reporting Person |
Type of Transaction |
Trade Date |
Number of Shares |
Price per Share |
| GASS |
Purchase |
06/24/2024 |
66,114 |
$7.922 (1) |
| GASS |
Purchase |
06/25/2024 |
180,909 |
$7.840 (2) |
| GASS |
Purchase |
06/26/2024 |
113,910 |
$7.967 (3) |
| GASS |
Purchase |
06/27/2024 |
75,336 |
$8.004 (4) |
| GASS |
Purchase |
06/28/2024 |
90,464 |
$7.930 (5) |
| GASS |
Purchase |
07/02/2024 |
43,835 |
$7.956 (6) |
| GASS |
Purchase |
07/03/2024 |
10,000 |
$8.000 (7) |
| GASS |
Purchase |
07/05/2024 |
164,252 |
$7.968 (8) |
| GASS |
Purchase |
07/08/2024 |
52,739 |
$7.937 (9) |
| GASS |
Purchase |
07/09/2024 |
157,130 |
$7.871 (10) |
| GASS |
Purchase |
07/10/2024 |
114,829 |
$7.785 (11) |
| GASS |
Purchase |
07/11/2024 |
15,825 |
$7.783 (12) |
| GASS |
Purchase |
07/12/2024 |
16,221 |
$7.800 (13) |
| GASS |
Purchase |
07/15/2024 |
60,471 |
$7.941 (14) |
| GASS |
Purchase |
07/16/2024 |
57,345 |
$8.361 (15) |
| GASS |
Purchase |
07/17/2024 |
61,764 |
$8.775 (16) |
| GASS |
Purchase |
07/22/2024 |
31,913 |
$8.785 (17) |
| GASS |
Purchase |
07/23/2024 |
1,506 |
$8.550 (18) |
| GASS |
Purchase |
07/24/2024 |
13,257 |
$8.701 (19) |
| GASS |
Purchase |
07/25/2024 |
57,558 |
$8.933 (20) |
| GASS |
Purchase |
07/26/2024 |
99,394 |
$8.989 (21) |
| GASS |
Purchase |
07/29/2024 |
44,620 |
$8.997 (22) |
| GASS |
Purchase |
07/30/2024 |
49,127 |
$8.990 (23) |
| GASS |
Purchase |
07/31/2024 |
71,990 |
$8.820 (24) |
| GASS |
Purchase |
08/01/2024 |
10,000 |
$8.700 (25) |
| GASS |
Purchase |
08/02/2024 |
10,000 |
$8.596 (26) |
| GASS |
Purchase |
08/06/2024 |
25,000 |
$7.627 (27) |
| GASS |
Purchase |
08/07/2024 |
20,000 |
$7.588 (28) |
| GASS |
Purchase |
08/08/2024 |
38,320 |
$7.523 (29) |
| GASS |
Purchase |
08/09/2024 |
15,103 |
$7.426 (30) |
| GASS |
Purchase |
08/12/2024 |
15,185 |
$7.427 (31) |
| GASS |
Purchase |
08/14/2024 |
3,439 |
$7.445 (32) |
| GASS |
Purchase |
08/15/2024 |
2,874 |
$7.719 (33) |
| GASS |
Purchase |
08/16/2024 |
928 |
$7.760 (34) |
| GASS |
Purchase |
08/19/2024 |
26,904 |
$7.695 (35) |
| GASS |
Purchase |
08/20/2024 |
15,000 |
$7.602 (36) |
| GASS |
Purchase |
08/21/2024 |
10,000 |
$7.593 (37) |
| GASS |
Purchase |
08/22/2024 |
144,118 |
$7.304 (38) |
| GASS |
Purchase |
09/03/2024 |
98,881 |
$6.783 (39) |
| GASS |
Purchase |
09/04/2024 |
87,827 |
$6.893 (40) |
| GASS |
Purchase |
09/05/2024 |
22,092 |
$6.818 (41) |
| GASS |
Purchase |
09/06/2024 |
58,822 |
$6.785 (42) |
| GASS |
Purchase |
09/09/2024 |
27,076 |
$6.714 (43) |
| GASS |
Purchase |
09/10/2024 |
79,162 |
$6.766 (44) |
| GASS |
Purchase |
09/11/2024 |
121,969 |
$7.035 (45) |
| GASS |
Purchase |
09/12/2024 |
25,182 |
$7.549 (46) |
| CUSIP
No. L0415A 103 |
Page
11 of 15 |
| 1. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.09
to $7.70 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (1). |
| 2. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.02
to $7.21 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (2). |
| 3. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.98
to $7.95 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (3). |
| 4. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.05
to $7.95 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (4). |
| 5. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.00
to $7.80 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (5). |
| 6. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.99
to $7.85 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (6). |
| 7. | Weighted average price. These shares were purchased in multiple transactions at a price of $8.00. The
reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information
regarding the shares purchased at each separate price within the range set forth in this footnote (7). |
| 8. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.00
to $7.80 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (8). |
| 9. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.95
to $7.85 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (9). |
| CUSIP
No. L0415A 103 |
Page
12 of 15 |
| 10. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.94
to $7.75 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (10). |
| 11. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.85
to $7.70 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (11). |
| 12. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.80
to $7.75 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (12). |
| 13. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.80
to $7.80 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (13). |
| 14. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.06
to $7.75 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (14). |
| 15. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.44
to $8.26 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (15). |
| 16. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.96
to $8.57 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (16). |
| 17. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.80
to $8.76 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (17). |
| 18. | Weighted average price. These shares were purchased in multiple transactions at a price of $8.55. The
reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information
regarding the shares purchased at each separate price within the range set forth in this footnote (18). |
| 19. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.74
to $8.65 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (19). |
| 20. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.00
to $8.80 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (20). |
| CUSIP
No. L0415A 103 |
Page
13 of 15 |
| 21. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.00
to $8.80 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (21). |
| 22. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.00
to $9.00 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (22). |
| 23. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.99
to $8.90 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (23). |
| 24. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.90
to $8.80 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (24). |
| 25. | Weighted average price. These shares were purchased in multiple transactions at a price of $8.70. The
reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information
regarding the shares purchased at each separate price within the range set forth in this footnote (25). |
| 26. | Weighted average price. These shares were purchased in multiple transactions at a price of $8.60. The
reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information
regarding the shares purchased at each separate price within the range set forth in this footnote (26). |
| 27. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.70
to $7.57 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (27). |
| 28. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.64
to $7.51 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (28). |
| 29. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.56
to $7.48 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (29). |
| 30. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.46
to $7.38 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (30). |
| 31. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.44
to $7.38 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (31). |
| CUSIP
No. L0415A 103 |
Page
14 of 15 |
| 32. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.50
to $7.39 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (32). |
| 33. | Weighted average price. These shares were purchased in multiple transactions at a price of $7.72. The
reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information
regarding the shares purchased at each separate price within the range set forth in this footnote (33). |
| 34. | Weighted average price. These shares were purchased in multiple transactions at a price of $7.76. The
reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information
regarding the shares purchased at each separate price within the range set forth in this footnote (34). |
| 35. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.80
to $7.55 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (35). |
| 36. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.61
to $7.59 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (36). |
| 37. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.60
to $7.59 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (37). |
| 38. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.49
to $7.25 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (38). |
| 39. | 6Weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.83
to $6.56 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (39). |
| 40. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.90
to $6.80 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (40). |
| 41. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.85
to $6.77 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (41). |
| 42. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.80
to $6.75 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (42). |
| CUSIP
No. L0415A 103 |
Page
15 of 15 |
| 43. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.74
to $6.68 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (43). |
| 44. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.80
to $6.68 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (44). |
| 45. | Weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.09
to $6.90 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC,
upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (45). |
| 46. | Weighted average price. These shares were purchased in multiple transactions at a price of $7.55. The
reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information
regarding the shares purchased at each separate price within the range set forth in this footnote (46). |
Auna (NYSE:AUNA)
Historical Stock Chart
From Nov 2024 to Dec 2024
Auna (NYSE:AUNA)
Historical Stock Chart
From Dec 2023 to Dec 2024
