- Statement of Changes in Beneficial Ownership (4)
December 09 2008 - 6:57PM
Edgar (US Regulatory)
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Expires:
February 28, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
HATHAWAY PETER S
|
2. Issuer Name
and
Ticker or Trading Symbol
ALLIED WASTE INDUSTRIES INC
[
AW
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
__
X
__ Other (specify below)
Executive Vice President
/
Chief Financial Officer
|
(Last)
(First)
(Middle)
18500 NORTH ALLIED WAY
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/5/2008
|
(Street)
PHOENIX, AZ 85054
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock, $.01 par value
|
12/5/2008
|
|
M
|
|
72855
|
A
(1)
|
$0.00
|
249563
|
D
|
|
Common Stock, $.01 par value
|
12/5/2008
|
|
M
|
|
24285
|
A
(1)
|
$0.00
|
273848
|
D
|
|
Common Stock, $.01 par value
|
12/5/2008
|
|
M
|
|
12000
|
A
(1)
|
$0.00
|
285848
|
D
|
|
Common Stock, $.01 par value
|
12/5/2008
|
|
M
|
|
5400
|
A
(1)
|
$0.00
|
291248
|
D
|
|
Common Stock, $.01 par value
|
12/5/2008
|
|
M
|
|
13333
|
A
(1)
|
$0.00
|
304581
|
D
|
|
Common Stock, $.01 par value
|
12/5/2008
|
|
M
|
|
6667
|
A
(1)
|
$0.00
|
311248
|
D
|
|
Common Stock, $.01 par value
|
12/5/2008
|
|
F
(2)
|
|
59674
(2)
|
D
|
$10.10
|
251574
|
D
|
|
Common Stock, $.01 par value
|
12/5/2008
|
|
D
(3)
|
|
251574
|
D
|
(3)
|
0
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Employee stock option (right to buy)
|
$21.0625
|
12/5/2008
|
|
D
(4)
|
|
|
125000
|
12/29/2002
|
12/29/2008
|
Common Stock
|
125000
|
(4)
|
0
|
D
|
|
Employee stock option (right to buy)
|
$13.3125
|
12/5/2008
|
|
D
(5)
|
|
|
150000
|
7/30/2003
|
4/6/2009
|
Common Stock
|
150000
|
(5)
|
0
|
D
|
|
Employee stock option (right to buy)
|
$10.32
|
12/5/2008
|
|
D
(6)
|
|
|
60000
|
12/11/2005
|
12/11/2012
|
Common Stock
|
60000
|
(6)
|
0
|
D
|
|
Employee stock option (right to buy)
|
$9.03
|
12/5/2008
|
|
D
(7)
|
|
|
100000
|
5/22/2006
|
5/22/2013
|
Common Stock
|
100000
|
(7)
|
0
|
D
|
|
Employee stock option (right to buy)
|
$8.74
|
12/5/2008
|
|
D
(8)
|
|
|
63000
|
12/5/2008
(9)
|
12/30/2015
|
Common Stock
|
63000
|
(8)
|
0
|
D
|
|
Employee stock option (right to buy)
|
$12.91
|
12/5/2008
|
|
D
(10)
|
|
|
83300
|
12/5/2008
(11)
|
12/5/2016
|
Common Stock
|
83300
|
(10)
|
0
|
D
|
|
Employee stock option (right to buy)
|
$11.48
|
12/5/2008
|
|
D
(12)
|
|
|
100000
|
12/5/2008
(13)
|
12/11/2017
|
Common Stock
|
100000
|
(12)
|
0
|
D
|
|
Restricted Stock Units
|
(14)
|
12/5/2008
|
|
M
|
|
|
72855
|
12/5/2008
(15)
|
12/5/2008
|
Common Stock
|
72855
|
$0.00
|
0
|
D
|
|
Restricted Stock Units
|
(14)
|
12/5/2008
|
|
M
|
|
|
24285
|
12/5/2008
(16)
|
12/5/2008
|
Common Stock
|
24285
|
$0.00
|
0
|
D
|
|
Restricted Stock Units
|
(14)
|
12/5/2008
|
|
M
|
|
|
12000
|
12/5/2008
(17)
|
12/5/2008
|
Common Stock
|
12000
|
$0.00
|
0
|
D
|
|
Restricted Stock Units
|
(14)
|
12/5/2008
|
|
M
|
|
|
5400
|
12/5/2008
(18)
|
12/5/2008
|
Common Stock
|
5400
|
$0.00
|
0
|
D
|
|
Restricted Stock Units
|
(14)
|
12/5/2008
|
|
M
|
|
|
13333
|
12/5/2008
(19)
|
12/5/2008
|
Common Stock
|
13333
|
$0.00
|
0
|
D
|
|
Restricted Stock Units
|
(14)
|
12/5/2008
|
|
M
|
|
|
6667
|
12/5/2008
(20)
|
12/5/2008
|
Common Stock
|
6667
|
$0.00
|
0
|
D
|
|
Explanation of Responses:
|
(
1)
|
Shares issued upon the vesting of restricted stock units.
|
(
2)
|
Common stock delivered as payment for tax liability incurred upon the vesting of restricted stock units.
|
(
3)
|
Disposed of pursuant to merger agreement with Republic Services, Inc. at an exchange ratio of .45 shares of Republic Services, Inc. common stock, having a fair market value of $22.60 per share at the effective time of the merger, for each share of Allied Waste Industries, Inc. common stock.
|
(
4)
|
Converted into an option to purchase 56,250 shares of Republic Services, Inc. common stock at an exercise price of $46.81 per share.
|
(
5)
|
Converted into an option to purchase 67,500 shares of Republic Services, Inc. common stock at an exercise price of $29.58 per share.
|
(
6)
|
Converted into an option to purchase 27,000 shares of Republic Services, Inc. common stock at an exercise price of $22.93 per share.
|
(
7)
|
Converted into an option to purchase 45,000 shares of Republic Services, Inc. common stock at an exercise price of $20.07 per share.
|
(
8)
|
Converted into an option to purchase 28,350 shares of Republic Services, Inc. common stock at an exercise price of $19.42 per share.
|
(
9)
|
The vesting schedule was accelerated for 37,800 options pursuant to merger agreement with Republic Services, Inc.
|
(
10)
|
Converted into an option to purchase 37,485 shares of Republic Services, Inc. common stock at an exercise price of $28.69 per share.
|
(
11)
|
The vesting schedule was accelerated for 41,650 options pursuant to merger agreement with Republic Services, Inc.
|
(
12)
|
Converted into an option to purchase 45,000 shares of Republic Services, Inc. common stock at an exercise price of $25.51 per share.
|
(
13)
|
The vesting schedule was accelerated for 100,000 options pursuant to merger agreement with Republic Services, Inc.
|
(
14)
|
1-for-1 conversion (i.e., one (1) restricted stock unit was converted into one (1) share of Issuer common stock).
|
(
15)
|
The vesting schedule for 72,855 restricted stock units was accelerated pursuant to the merger agreement with Republic Services, Inc.
|
(
16)
|
The vesting schedule for 24,285 restricted stock units was accelerated pursuant to merger agreement with Republic Services, Inc.
|
(
17)
|
The vesting schedule for 12,000 restricted stock units was accelerated pursuant to merger agreement with Republic Services, Inc.
|
(
18)
|
The vesting schedule for 5,400 restricted stock units was accelerated pursuant to merger agreement with Republic Services, Inc.
|
(
19)
|
The issuance date for 13,333 restricted stock units was accelerated pursuant to merger agreement with Republic Services, Inc.
|
(
20)
|
The vesting schedule for 6,667 restricted stock units was accelerated pursuant to merger agreement with Republic Services, Inc.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
HATHAWAY PETER S
18500 NORTH ALLIED WAY
PHOENIX, AZ 85054
|
|
|
Executive Vice President
|
Chief Financial Officer
|
Signatures
|
/s/ Jo Lynn White, Attorney-in-Fact
|
|
12/9/2008
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Allied Waste (NYSE:AW)
Historical Stock Chart
From Jul 2024 to Aug 2024
Allied Waste (NYSE:AW)
Historical Stock Chart
From Aug 2023 to Aug 2024