KINETICS PORTFOLIOS TRUST - MASTER INVESTMENT PORTFOLIOS
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The Multi-Disciplinary Portfolio
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Portfolio of Options Written - September 30, 2012 (Unaudited)
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Identifier
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PUT OPTIONS WRITTEN
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Contracts*
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Value
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Accommodation
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Royal Caribbean Cruises Ltd.
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RCL 130119P00023000
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Expiration: January 2013, Exercise Price: $23.00
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30
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$
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1,365
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RCL 130119P00025000
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Expiration: January 2013, Exercise Price: $25.00
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42
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3,108
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4,473
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Administrative and Support Services
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Expedia, Inc.
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EXPE1 130119P00025000
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Expiration: January 2013, Exercise Price: $25.00
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45
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563
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EXPE 140118P00050000
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Expiration: January 2014, Exercise Price: $50.00
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2
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1,560
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2,123
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Asset Management
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Affiliated Managers Group, Inc.
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AMG 121222P00090000
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Expiration: December 2012, Exercise Price: $90.00
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17
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723
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AllianceBernstein Holding LP
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AB 121020P00012500
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Expiration: October 2012, Exercise Price: $12.50
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45
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563
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BlackRock, Inc.
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BLK 130119P00150000
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Expiration: January 2013, Exercise Price: $150.00
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5
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1,125
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BLK 130119P00160000
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Expiration: January 2013, Exercise Price: $160.00
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3
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1,140
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BLK 130119P00165000
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Expiration: January 2013, Exercise Price: $165.00
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3
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1,500
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BLK 140118P00160000
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Expiration: January 2014, Exercise Price: $160.00
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15
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28,275
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The Blackstone Group LP
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BX 130119P00010000
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Expiration: January 2013, Exercise Price: $10.00
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144
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1,224
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BX 130119P00017500
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Expiration: January 2013, Exercise Price: $17.50
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21
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7,298
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BX 140118P00010000
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Expiration: January 2014, Exercise Price: $10.00
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200
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17,900
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Brookfield Asset Management Inc. - Class A
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BAM 121222P00030000
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Brookfield Asset Management Inc. - Class A
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40
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1,200
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BAM 130316P00030000
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Expiration: March 2013, Exercise Price: $30.00
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25
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1,687
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Cohen & Steers, Inc.
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CNS 121222P00025000
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Expiration: December 2012, Exercise Price: $25.00
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30
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1,875
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Federated Investors, Inc. - Class B
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FII 121020P00017500
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Expiration: October 2012, Exercise Price: $17.50
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87
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653
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FII 121020P00020000
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Expiration: October 2012, Exercise Price: $20.00
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71
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2,307
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FII 130119P00017500
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Expiration: January 2013, Exercise Price: $17.50
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25
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1,375
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Franklin Resources, Inc.
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BEN 130119P00093000
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Expiration: January 2013, Exercise Price: $93.00
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2
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115
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BEN 130119P00095000
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Expiration: January 2013, Exercise Price: $95.00
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10
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650
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BEN 130119P00110000
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Expiration: January 2013, Exercise Price: $110.00
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10
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1,950
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KKR & Co. L.P.
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KKR 130119P00011000
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Expiration: January 2013, Exercise Price: $11.00
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120
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1,500
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Legg Mason, Inc.
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LM 130119P00023000
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Expiration: January 2013, Exercise Price: $23.00
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99
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11,385
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LM 130119P00024000
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Expiration: January 2013, Exercise Price: $24.00
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6
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930
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LM 130119P00025000
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Expiration: January 2013, Exercise Price: $25.00
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63
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12,600
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LM 130216P00020000
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Expiration: February 2013, Exercise Price: $20.00
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5
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337
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LM 140118P00023000
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Expiration: January 2014, Exercise Price: $23.00
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44
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15,180
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Oaktree Capital Group LLC
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OAK 130119P00030000
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Expiration: January 2013, Exercise Price: $30.00
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25
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437
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113,929
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Beverage and Tobacco Product Manufacturing
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PepsiCo, Inc.
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PEP 130119P00052500
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Expiration: January 2013, Exercise Price: $52.50
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10
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110
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PEP 130119P00057500
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Expiration: January 2013, Exercise Price: $57.50
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19
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342
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PEP 130119P00060000
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Expiration: January 2013, Exercise Price: $60.00
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20
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480
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PEP 140118P00060000
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Expiration: January 2014, Exercise Price: $60.00
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25
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6,400
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Philip Morris International, Inc.
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PM 130119P00090000
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Expiration: January 2013, Exercise Price: $90.00
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2
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740
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PM 130316P00087500
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Expiration: March 2013, Exercise Price: $87.50
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22
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7,590
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PM 140118P00087500
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Expiration: January 2014, Exercise Price: $87.50
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20
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17,600
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PM 140118P00090000
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Expiration: January 2014, Exercise Price: $90.00
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1
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1,015
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34,277
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Broadcasting (except Internet)
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Cablevision Systems Corporation - Class A
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CVC 130119P00013000
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Expiration: January 2013, Exercise Price: $13.00
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50
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1,250
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Comcast Corporation - Class A
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CMCSA 130119P00020000
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Expiration: January 2013, Exercise Price: $20.00
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115
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575
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CMCSA 130119P00022500
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Expiration: January 2013, Exercise Price: $22.50
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8
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64
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CMCSK 130119P00025000
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Expiration: January 2013, Exercise Price: $25.00
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24
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240
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Discovery Communications, Inc. - Class A
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DISCA 121020P00045000
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Expiration: October 2012, Exercise Price: $45.00
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20
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50
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Liberty Media Corporation - Liberty Capital - Series A
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LMCA 130119P00095000
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Expiration: January 2013, Exercise Price: $95.00
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1
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243
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Time Warner Cable Inc.
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TWC 130119P00050000
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Expiration: January 2013, Exercise Price: $50.00
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17
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127
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TWC 130119P00055000
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Expiration: January 2013, Exercise Price: $55.00
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21
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210
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TWC 130119P00070000
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Expiration: January 2013, Exercise Price: $70.00
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16
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360
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Time Warner, Inc.
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TWX 140118P00035000
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Expiration: January 2014, Exercise Price: $35.00
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59
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12,302
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TWX 140118P00040000
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Expiration: January 2014, Exercise Price: $40.00
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47
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16,215
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Viacom Inc. - Class B
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VIAB 130119P00045000
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Expiration: January 2013, Exercise Price: $45.00
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4
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230
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VIAB 140118P00045000
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Expiration: January 2014, Exercise Price: $45.00
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30
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10,950
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VIAB 140118P00047000
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Expiration: January 2014, Exercise Price: $47.00
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43
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18,705
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The Walt Disney Company
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DIS 130119P00030000
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Expiration: January 2013, Exercise Price: $30.00
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15
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90
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DIS 130119P00035000
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Expiration: January 2013, Exercise Price: $35.00
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52
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572
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DIS 140118P00040000
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Expiration: January 2014, Exercise Price: $40.00
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25
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5,238
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DIS 140118P00045000
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Expiration: January 2014, Exercise Price: $45.00
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2
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680
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68,101
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Building Material and Garden Equipment and Supplies Dealers
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Lowes Companies, Inc.
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LOW 130119P00024000
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Expiration: January 2013, Exercise Price: $24.00
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6
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192
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LOW 140118P00023000
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Expiration: January 2014, Exercise Price: $23.00
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25
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4,062
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LOW 140118P00025000
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Expiration: January 2014, Exercise Price: $25.00
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4
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870
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5,124
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Chemical Manufacturing
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The Clorox Company
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CLX 130119P00062500
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Expiration: January 2013, Exercise Price: $62.50
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60
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2,250
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The Estee Lauder Companies Inc. - Class A
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EL 130119P00040000
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Expiration: January 2013, Exercise Price: $40.00
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54
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810
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EL 130119P00046250
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Expiration: January 2013, Exercise Price: $46.25
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4
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140
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EL 130119P00055000
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Expiration: January 2013, Exercise Price: $55.00
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9
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1,237
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EL 140118P00047500
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Expiration: January 2014, Exercise Price: $47.50
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29
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9,135
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LyondellBasell Industries NV - Class A
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LYB 130119P00032000
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Expiration: January 2013, Exercise Price: $32.00
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42
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1,155
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LYB 130119P00033500
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Expiration: January 2013, Exercise Price: $33.50
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20
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550
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LYB 130119P00035500
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Expiration: January 2013, Exercise Price: $35.50
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12
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450
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Monsanto Company
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MON 130119P00085000
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Expiration: January 2013, Exercise Price: $85.00
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2
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549
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MON 140118P00085000
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Expiration: January 2014, Exercise Price: $85.00
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1
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955
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OPKO Health, Inc.
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OPK 121222P00004000
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Expiration: December 2012, Exercise Price: $4.00
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335
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11,725
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The Procter & Gamble Company
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PG 130119P00057500
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Expiration: January 2013, Exercise Price: $57.50
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30
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780
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PG 130119P00060000
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Expiration: January 2013, Exercise Price: $60.00
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35
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1,295
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PG 140118P00057500
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Expiration: January 2014, Exercise Price: $57.50
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4
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828
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Sigma-Aldrich Corporation
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SIAL 121020P00065000
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Expiration: October 2012, Exercise Price: $65.00
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44
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550
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SIAL 130119P00065000
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Expiration: January 2013, Exercise Price: $65.00
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6
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690
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33,099
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Clothing and Clothing Accessories Stores
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Limited Brands, Inc.
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LTD 130119P00045000
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Expiration: January 2013, Exercise Price: $45.00
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2
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300
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LTD 140118P00044000
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Expiration: January 2014, Exercise Price: $44.00
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15
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7,650
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LTD 140118P00047000
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Expiration: January 2014, Exercise Price: $47.00
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2
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1,290
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Tiffany & Company
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TIF 130119P00040000
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Expiration: January 2013, Exercise Price: $40.00
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27
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459
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TIF 130119P00047500
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Expiration: January 2013, Exercise Price: $47.50
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21
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1,355
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TIF 130119P00050000
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Expiration: January 2013, Exercise Price: $50.00
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15
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1,432
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TIF 130119P00052500
|
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Expiration: January 2013, Exercise Price: $52.50
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|
26
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3,653
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TIF 130216P00047500
|
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Expiration: February 2013, Exercise Price: $47.50
|
|
|
20
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|
|
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1,800
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TIF 140118P00045000
|
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Expiration: January 2014, Exercise Price: $45.00
|
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|
22
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|
|
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7,700
|
|
TIF 140118P00057500
|
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Expiration: January 2014, Exercise Price: $57.50
|
|
|
2
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|
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|
1,620
|
|
|
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27,259
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|
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Computer and Electronic Product Manufacturing
|
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Anaren, Inc.
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ANEN 121020P00017500
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Expiration: October 2012, Exercise Price: $17.50
|
|
|
113
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28,250
|
|
|
|
Rockwell Collins, Inc.
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COL 121020P00050000
|
|
Expiration: October 2012, Exercise Price: $50.00
|
|
|
20
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|
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|
450
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COL 130119P00045000
|
|
Expiration: January 2013, Exercise Price: $45.00
|
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|
15
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|
863
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29,563
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|
|
|
Construction of Buildings
|
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|
Lennar Corporation - Class A
|
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|
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LEN 130119P00029000
|
|
Expiration: January 2013, Exercise Price: $29.00
|
|
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4
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|
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|
416
|
|
LEN 140118P00030000
|
|
Expiration: January 2014, Exercise Price: $30.00
|
|
|
3
|
|
|
|
1,282
|
|
|
|
|
|
|
|
|
|
|
1,698
|
|
|
|
Couriers and Messengers
|
|
|
|
|
|
|
|
|
|
|
FedEx Corp.
|
|
|
|
|
|
|
|
|
FDX 130119P00075000
|
|
Expiration: January 2013, Exercise Price: $75.00
|
|
|
13
|
|
|
|
1,671
|
|
FDX 130119P00080000
|
|
Expiration: January 2013, Exercise Price: $80.00
|
|
|
31
|
|
|
|
7,564
|
|
FDX 140118P00075000
|
|
Expiration: January 2014, Exercise Price: $75.00
|
|
|
10
|
|
|
|
6,525
|
|
FDX 140118P00077500
|
|
Expiration: January 2014, Exercise Price: $77.50
|
|
|
10
|
|
|
|
7,425
|
|
|
|
United Parcel Service - Class B
|
|
|
|
|
|
|
|
|
UPS 130119P00060000
|
|
Expiration: January 2013, Exercise Price: $60.00
|
|
|
12
|
|
|
|
426
|
|
UPS 130119P00065000
|
|
Expiration: January 2013, Exercise Price: $65.00
|
|
|
12
|
|
|
|
1,044
|
|
UPS 130119P00070000
|
|
Expiration: January 2013, Exercise Price: $70.00
|
|
|
23
|
|
|
|
5,060
|
|
UPS 130119P00075000
|
|
Expiration: January 2013, Exercise Price: $75.00
|
|
|
10
|
|
|
|
4,950
|
|
UPS 140118P00070000
|
|
Expiration: January 2014, Exercise Price: $70.00
|
|
|
11
|
|
|
|
7,837
|
|
UPS 140118P00072500
|
|
Expiration: January 2014, Exercise Price: $72.50
|
|
|
4
|
|
|
|
3,360
|
|
|
|
|
|
|
|
|
|
|
45,862
|
|
|
|
Credit Intermediation and Related Activities
|
|
|
|
|
|
|
|
|
|
|
American Express Company
|
|
|
|
|
|
|
|
|
AXP 130119P00045000
|
|
Expiration: January 2013, Exercise Price: $45.00
|
|
|
18
|
|
|
|
630
|
|
|
|
Annaly Capital Management Inc.
|
|
|
|
|
|
|
|
|
NLY 130119P00015000
|
|
Expiration: January 2013, Exercise Price: $15.00
|
|
|
105
|
|
|
|
1,943
|
|
|
|
Bank of America Corporation
|
|
|
|
|
|
|
|
|
BAC 130119P00005000
|
|
Expiration: January 2013, Exercise Price: $5.00
|
|
|
60
|
|
|
|
210
|
|
BAC 130119P00007500
|
|
Expiration: January 2013, Exercise Price: $7.50
|
|
|
135
|
|
|
|
3,443
|
|
|
|
The Bank Of New York Mellon Corporation
|
|
|
|
|
|
|
|
|
BK 130119P00020000
|
|
Expiration: January 2013, Exercise Price: $20.00
|
|
|
100
|
|
|
|
4,700
|
|
BK 130119P00022000
|
|
Expiration: January 2013, Exercise Price: $22.00
|
|
|
84
|
|
|
|
8,652
|
|
|
|
M&T Bank Corporation
|
|
|
|
|
|
|
|
|
MTB 130119P00070000
|
|
Expiration: January 2013, Exercise Price: $70.00
|
|
|
15
|
|
|
|
375
|
|
MTB 130119P00075000
|
|
Expiration: January 2013, Exercise Price: $75.00
|
|
|
19
|
|
|
|
855
|
|
MTB 130119P00080000
|
|
Expiration: January 2013, Exercise Price: $80.00
|
|
|
17
|
|
|
|
1,190
|
|
MTB 130119P00085000
|
|
Expiration: January 2013, Exercise Price: $85.00
|
|
|
6
|
|
|
|
780
|
|
|
|
Northern Trust Corp.
|
|
|
|
|
|
|
|
|
NTRS 130119P00035000
|
|
Expiration: January 2013, Exercise Price: $35.00
|
|
|
6
|
|
|
|
150
|
|
NTRS 130119P00040000
|
|
Expiration: January 2013, Exercise Price: $40.00
|
|
|
41
|
|
|
|
2,767
|
|
NTRS 140118P00040000
|
|
Expiration: January 2014, Exercise Price: $40.00
|
|
|
30
|
|
|
|
9,750
|
|
|
|
State Street Corporation
|
|
|
|
|
|
|
|
|
STT 130119P00030000
|
|
Expiration: January 2013, Exercise Price: $30.00
|
|
|
10
|
|
|
|
210
|
|
STT 130119P00035000
|
|
Expiration: January 2013, Exercise Price: $35.00
|
|
|
62
|
|
|
|
3,162
|
|
STT 130119P00037000
|
|
Expiration: January 2013, Exercise Price: $37.00
|
|
|
10
|
|
|
|
780
|
|
STT 130119P00042000
|
|
Expiration: January 2013, Exercise Price: $42.00
|
|
|
11
|
|
|
|
2,563
|
|
STT 140118P00035000
|
|
Expiration: January 2014, Exercise Price: $35.00
|
|
|
11
|
|
|
|
3,492
|
|
|
|
U.S. Bancorp
|
|
|
|
|
|
|
|
|
USB 130119P00020000
|
|
Expiration: January 2013, Exercise Price: $20.00
|
|
|
40
|
|
|
|
140
|
|
USB 130119P00022000
|
|
Expiration: January 2013, Exercise Price: $22.00
|
|
|
40
|
|
|
|
240
|
|
|
|
Wells Fargo & Company
|
|
|
|
|
|
|
|
|
WFC 130119P00033000
|
|
Expiration: January 2013, Exercise Price: $33.00
|
|
|
4
|
|
|
|
464
|
|
WFC 140118P00030000
|
|
Expiration: January 2014, Exercise Price: $30.00
|
|
|
30
|
|
|
|
8,355
|
|
WFC 140118P00032000
|
|
Expiration: January 2014, Exercise Price: $32.00
|
|
|
3
|
|
|
|
1,065
|
|
|
|
|
|
|
|
|
|
|
55,916
|
|
|
|
Data Processing, Hosting and Related Services
|
|
|
|
|
|
|
|
|
|
|
CoreLogic, Inc.
|
|
|
|
|
|
|
|
|
CLGX 121020P00012500
|
|
Expiration: October 2012, Exercise Price: $12.50
|
|
|
80
|
|
|
|
600
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Defense
|
|
|
|
|
|
|
|
|
|
|
CACI International Inc. - Class A
|
|
|
|
|
|
|
|
|
CACI 121222P00050000
|
|
Expiration: December 2012, Exercise Price: $50.00
|
|
|
24
|
|
|
|
4,920
|
|
CACI 130316P00050000
|
|
Expiration: March 2013, Exercise Price: $50.00
|
|
|
75
|
|
|
|
24,750
|
|
|
|
Northrop Grumman Corporation
|
|
|
|
|
|
|
|
|
NOC 130119P00050000
|
|
Expiration: January 2013, Exercise Price: $50.00
|
|
|
22
|
|
|
|
550
|
|
NOC 130119P00052500
|
|
Expiration: January 2013, Exercise Price: $52.50
|
|
|
5
|
|
|
|
162
|
|
NOC 130119P00055000
|
|
Expiration: January 2013, Exercise Price: $55.00
|
|
|
22
|
|
|
|
990
|
|
NOC 130216P00057500
|
|
Expiration: February 2013, Exercise Price: $57.50
|
|
|
4
|
|
|
|
370
|
|
NOC 140118P00060000
|
|
Expiration: January 2014, Exercise Price: $60.00
|
|
|
20
|
|
|
|
10,000
|
|
|
|
|
|
|
|
|
|
|
41,742
|
|
|
|
Depository Credit Intermediation
|
|
|
|
|
|
|
|
|
|
|
HDFC Bank Ltd. - ADR
|
|
|
|
|
|
|
|
|
HDB 121020P00030000
|
|
Expiration: October 2012, Exercise Price: $30.00
|
|
|
38
|
|
|
|
855
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
E-Commerce
|
|
|
|
|
|
|
|
|
|
|
IAC/InterActiveCorp
|
|
|
|
|
|
|
|
|
IACI 121020P00040000
|
|
Expiration: October 2012, Exercise Price: $40.00
|
|
|
20
|
|
|
|
100
|
|
IACI 130119P00040000
|
|
Expiration: January 2013, Exercise Price: $40.00
|
|
|
53
|
|
|
|
2,252
|
|
IACI 130119P00050000
|
|
Expiration: January 2013, Exercise Price: $50.00
|
|
|
2
|
|
|
|
475
|
|
|
|
|
|
|
|
|
|
|
2,827
|
|
|
|
Fabricated Metal Product Manufacturing
|
|
|
|
|
|
|
|
|
|
|
Danaher Corporation
|
|
|
|
|
|
|
|
|
DHR 130119P00052500
|
|
Expiration: January 2013, Exercise Price: $52.50
|
|
|
2
|
|
|
|
300
|
|
DHR 140118P00052500
|
|
Expiration: January 2014, Exercise Price: $52.50
|
|
|
2
|
|
|
|
1,020
|
|
|
|
McDermott International, Inc.
|
|
|
|
|
|
|
|
|
MDR 130119P00007500
|
|
Expiration: January 2013, Exercise Price: $7.50
|
|
|
200
|
|
|
|
1,500
|
|
MDR 130119P00009000
|
|
Expiration: January 2013, Exercise Price: $9.00
|
|
|
121
|
|
|
|
2,722
|
|
MDR 130119P00010000
|
|
Expiration: January 2013, Exercise Price: $10.00
|
|
|
155
|
|
|
|
6,200
|
|
|
|
|
|
|
|
|
|
|
11,742
|
|
|
|
Food Manufacturing
|
|
|
|
|
|
|
|
|
|
|
Archer-Daniels-Midland Company
|
|
|
|
|
|
|
|
|
ADM 130119P00025000
|
|
Expiration: January 2013, Exercise Price: $25.00
|
|
|
152
|
|
|
|
9,728
|
|
ADM 130119P00028000
|
|
Expiration: January 2013, Exercise Price: $28.00
|
|
|
5
|
|
|
|
950
|
|
ADM 140118P00023000
|
|
Expiration: January 2014, Exercise Price: $23.00
|
|
|
10
|
|
|
|
1,845
|
|
ADM 140118P00025000
|
|
Expiration: January 2014, Exercise Price: $25.00
|
|
|
11
|
|
|
|
2,871
|
|
|
|
Bunge Limited
|
|
|
|
|
|
|
|
|
BG 130119P00055000
|
|
Expiration: January 2013, Exercise Price: $55.00
|
|
|
31
|
|
|
|
1,473
|
|
BG 130119P00065000
|
|
Expiration: January 2013, Exercise Price: $65.00
|
|
|
6
|
|
|
|
1,500
|
|
BG 140118P00055000
|
|
Expiration: January 2014, Exercise Price: $55.00
|
|
|
46
|
|
|
|
17,480
|
|
BG 140118P00062500
|
|
Expiration: January 2014, Exercise Price: $62.50
|
|
|
1
|
|
|
|
635
|
|
|
|
ConAgra Foods, Inc.
|
|
|
|
|
|
|
|
|
CAG 130119P00023000
|
|
Expiration: January 2013, Exercise Price: $23.00
|
|
|
12
|
|
|
|
120
|
|
CAG 130119P00025000
|
|
Expiration: January 2013, Exercise Price: $25.00
|
|
|
102
|
|
|
|
2,805
|
|
|
|
Dean Foods Company
|
|
|
|
|
|
|
|
|
DF 130119P00007500
|
|
Expiration: January 2013, Exercise Price: $7.50
|
|
|
40
|
|
|
|
400
|
|
|
|
Kellogg Company
|
|
|
|
|
|
|
|
|
K 130119P00047500
|
|
Expiration: January 2013, Exercise Price: $47.50
|
|
|
62
|
|
|
|
2,480
|
|
|
|
Kraft Foods Group, Inc.
|
|
|
|
|
|
|
|
|
KFT 130119P00040000
|
|
Expiration: January 2013, Exercise Price: $40.00
|
|
|
4
|
|
|
|
430
|
|
KFT 140118P00035000
|
|
Expiration: January 2014, Exercise Price: $35.00
|
|
|
30
|
|
|
|
3,690
|
|
KFT 140118P00040000
|
|
Expiration: January 2014, Exercise Price: $40.00
|
|
|
2
|
|
|
|
569
|
|
|
|
Mead Johnson Nutrition Company
|
|
|
|
|
|
|
|
|
MJN 130119P00070000
|
|
Expiration: January 2013, Exercise Price: $70.00
|
|
|
15
|
|
|
|
4,462
|
|
MJN 130216P00070000
|
|
Expiration: February 2013, Exercise Price: $70.00
|
|
|
20
|
|
|
|
7,050
|
|
MJN 140118P00070000
|
|
Expiration: January 2014, Exercise Price: $70.00
|
|
|
12
|
|
|
|
10,020
|
|
|
|
Unilever NV
|
|
|
|
|
|
|
|
|
UN 121117P00030000
|
|
Expiration: November 2012, Exercise Price: $30.00
|
|
|
41
|
|
|
|
513
|
|
UN 130216P00030000
|
|
Expiration: February 2013, Exercise Price: $30.00
|
|
|
10
|
|
|
|
300
|
|
|
|
|
|
|
|
|
|
|
69,321
|
|
|
|
Food Services and Drinking Places
|
|
|
|
|
|
|
|
|
|
|
Starbucks Corporation
|
|
|
|
|
|
|
|
|
SBUX 140118P00035000
|
|
Expiration: January 2014, Exercise Price: $35.00
|
|
|
118
|
|
|
|
20,945
|
|
SBUX 140118P00045000
|
|
Expiration: January 2014, Exercise Price: $45.00
|
|
|
2
|
|
|
|
930
|
|
|
|
|
|
|
|
|
|
|
21,875
|
|
|
|
Funds, Trusts, and Other Financial Vehicles
|
|
|
|
|
|
|
|
|
|
|
Entertainment Properties Trust
|
|
|
|
|
|
|
|
|
EPR 121020P00045000
|
|
Expiration: October 2012, Exercise Price: $45.00
|
|
|
20
|
|
|
|
2,200
|
|
|
|
iShares MSCI Japan Index Fund
|
|
|
|
|
|
|
|
|
EWJ 130119P00009000
|
|
Expiration: January 2013, Exercise Price: $9.00
|
|
|
443
|
|
|
|
14,176
|
|
EWJ 140118P00009000
|
|
Expiration: January 2014, Exercise Price: $9.00
|
|
|
110
|
|
|
|
9,350
|
|
|
|
iShares Russell 2000 Value Index Fund
|
|
|
|
|
|
|
|
|
IWM 130119P00077000
|
|
Expiration: January 2013, Exercise Price: $77.00
|
|
|
2
|
|
|
|
370
|
|
IWM 130216P00069000
|
|
Expiration: February 2013, Exercise Price: $69.00
|
|
|
25
|
|
|
|
2,475
|
|
IWM 140118P00079000
|
|
Expiration: January 2014, Exercise Price: $79.00
|
|
|
1
|
|
|
|
856
|
|
|
|
Market Vectors Gold Miners ETF
|
|
|
|
|
|
|
|
|
GDX 130119P00040000
|
|
Expiration: January 2013, Exercise Price: $40.00
|
|
|
47
|
|
|
|
1,739
|
|
GDX 130119P00043000
|
|
Expiration: January 2013, Exercise Price: $43.00
|
|
|
23
|
|
|
|
1,506
|
|
GDX 130119P00045000
|
|
Expiration: January 2013, Exercise Price: $45.00
|
|
|
11
|
|
|
|
1,056
|
|
GDX 130119P00050000
|
|
Expiration: January 2013, Exercise Price: $50.00
|
|
|
14
|
|
|
|
3,185
|
|
GDX 140118P00040000
|
|
Expiration: January 2014, Exercise Price: $40.00
|
|
|
5
|
|
|
|
1,438
|
|
|
|
Market Vectors Junior Gold Miners ETF
|
|
|
|
|
|
|
|
|
GDXJ 130119P00020630
|
|
Expiration: January 2013, Exercise Price: $20.63
|
|
|
10
|
|
|
|
800
|
|
GDXJ 130119P00021630
|
|
Expiration: January 2013, Exercise Price: $21.63
|
|
|
30
|
|
|
|
3,150
|
|
GDXJ 130119P00024630
|
|
Expiration: January 2013, Exercise Price: $24.63
|
|
|
15
|
|
|
|
3,450
|
|
GDXJ 130119P00027630
|
|
Expiration: January 2013, Exercise Price: $27.63
|
|
|
15
|
|
|
|
6,300
|
|
|
|
SPDR S&P 500 EFT Trust
|
|
|
|
|
|
|
|
|
SPY 130119P00138000
|
|
Expiration: January 2013, Exercise Price: $138.00
|
|
|
2
|
|
|
|
631
|
|
SPY 130316P00139000
|
|
Expiration: March 2013, Exercise Price: $139.00
|
|
|
10
|
|
|
|
5,155
|
|
SPY 140118P00138000
|
|
Expiration: January 2014, Exercise Price: $138.00
|
|
|
20
|
|
|
|
23,750
|
|
SPY 141220P00140000
|
|
Expiration: December 2014, Exercise Price: $140.00
|
|
|
1
|
|
|
|
1,877
|
|
|
|
|
|
|
|
|
|
|
83,464
|
|
|
|
Gaming
|
|
|
|
|
|
|
|
|
|
|
Las Vegas Sands Corp.
|
|
|
|
|
|
|
|
|
LVS 130119P00035000
|
|
Expiration: January 2013, Exercise Price: $35.00
|
|
|
36
|
|
|
|
2,268
|
|
LVS 130119P00040000
|
|
Expiration: January 2013, Exercise Price: $40.00
|
|
|
22
|
|
|
|
3,278
|
|
LVS 140118P00030000
|
|
Expiration: January 2014, Exercise Price: $30.00
|
|
|
70
|
|
|
|
18,130
|
|
LVS 140118P00035000
|
|
Expiration: January 2014, Exercise Price: $35.00
|
|
|
32
|
|
|
|
12,960
|
|
LVS 140118P00038000
|
|
Expiration: January 2014, Exercise Price: $38.00
|
|
|
3
|
|
|
|
1,530
|
|
|
|
Wynn Resorts Limited
|
|
|
|
|
|
|
|
|
WYNN 140118P00070000
|
|
Expiration: January 2014, Exercise Price: $70.00
|
|
|
46
|
|
|
|
14,950
|
|
WYNN 140118P00075000
|
|
Expiration: January 2014, Exercise Price: $75.00
|
|
|
12
|
|
|
|
4,920
|
|
WYNN 140118P00080000
|
|
Expiration: January 2014, Exercise Price: $80.00
|
|
|
8
|
|
|
|
4,220
|
|
WYNN 140118P00095000
|
|
Expiration: January 2014, Exercise Price: $95.00
|
|
|
4
|
|
|
|
3,860
|
|
|
|
|
|
|
|
|
|
|
66,116
|
|
|
|
General Merchandise Stores
|
|
|
|
|
|
|
|
|
|
|
J.C. Penney Company, Inc.
|
|
|
|
|
|
|
|
|
JCP 130119P00025000
|
|
Expiration: January 2013, Exercise Price: $25.00
|
|
|
32
|
|
|
|
9,920
|
|
JCP 130119P00029000
|
|
Expiration: January 2013, Exercise Price: $29.00
|
|
|
35
|
|
|
|
20,300
|
|
JCP 140118P00018000
|
|
Expiration: January 2014, Exercise Price: $18.00
|
|
|
20
|
|
|
|
5,630
|
|
|
|
Sears Holdings Corporation
|
|
|
|
|
|
|
|
|
SHLD1 130119P00055000
|
|
Expiration: January 2013, Exercise Price: $55.00
|
|
|
12
|
|
|
|
7,740
|
|
SHLD2 140118P00035000
|
|
Expiration: January 2014, Exercise Price: $35.00
|
|
|
14
|
|
|
|
8,330
|
|
SHLD2 140118P00052500
|
|
Expiration: January 2014, Exercise Price: $52.50
|
|
|
27
|
|
|
|
37,327
|
|
SHLD2 140621P00052500
|
|
Expiration: June 2014, Exercise Price: $52.50
|
|
|
2
|
|
|
|
3,235
|
|
|
|
|
|
|
|
|
|
|
92,482
|
|
|
|
Holding Company
|
|
|
|
|
|
|
|
|
|
|
Berkshire Hathaway Inc. - Class B
|
|
|
|
|
|
|
|
|
BRKB 130119P00070000
|
|
Expiration: January 2013, Exercise Price: $70.00
|
|
|
10
|
|
|
|
285
|
|
BRKB 130119P00072500
|
|
Expiration: January 2013, Exercise Price: $72.50
|
|
|
31
|
|
|
|
1,070
|
|
BRKB 130119P00075000
|
|
Expiration: January 2013, Exercise Price: $75.00
|
|
|
14
|
|
|
|
602
|
|
BRKB 140118P00080000
|
|
Expiration: January 2014, Exercise Price: $80.00
|
|
|
14
|
|
|
|
5,810
|
|
|
|
Leucadia National Corporation
|
|
|
|
|
|
|
|
|
LUK 121222P00020000
|
|
Expiration: December 2012, Exercise Price: $20.00
|
|
|
55
|
|
|
|
2,337
|
|
LUK 121222P00022500
|
|
Expiration: December 2012, Exercise Price: $22.50
|
|
|
13
|
|
|
|
1,690
|
|
LUK 130316P00022500
|
|
Expiration: March 2013, Exercise Price: $22.50
|
|
|
100
|
|
|
|
18,250
|
|
|
|
|
|
|
|
|
|
|
30,044
|
|
|
|
Insurance Carriers and Related Activities
|
|
|
|
|
|
|
|
|
|
|
American International Group, Inc.
|
|
|
|
|
|
|
|
|
AIG 130119P00022500
|
|
Expiration: January 2013, Exercise Price: $22.50
|
|
|
30
|
|
|
|
495
|
|
AIG 130119P00025000
|
|
Expiration: January 2013, Exercise Price: $25.00
|
|
|
93
|
|
|
|
3,069
|
|
AIG 130119P00030000
|
|
Expiration: January 2013, Exercise Price: $30.00
|
|
|
30
|
|
|
|
3,495
|
|
|
|
China Life Insurance Co., Ltd. - ADR
|
|
|
|
|
|
|
|
|
LFC 130119P00035000
|
|
Expiration: January 2013, Exercise Price: $35.00
|
|
|
32
|
|
|
|
1,840
|
|
|
|
Loews Corporation
|
|
|
|
|
|
|
|
|
L 121222P00035000
|
|
Expiration: December 2012, Exercise Price: $35.00
|
|
|
15
|
|
|
|
338
|
|
L 130316P00035000
|
|
Expiration: March 2013, Exercise Price: $35.00
|
|
|
6
|
|
|
|
300
|
|
L 130316P00040000
|
|
Expiration: March 2013, Exercise Price: $40.00
|
|
|
40
|
|
|
|
5,900
|
|
|
|
Marsh & McLennan Companies, Inc.
|
|
|
|
|
|
|
|
|
MMC 130119P00030000
|
|
Expiration: January 2013, Exercise Price: $30.00
|
|
|
70
|
|
|
|
2,275
|
|
MMC 140118P00025000
|
|
Expiration: January 2014, Exercise Price: $25.00
|
|
|
16
|
|
|
|
1,360
|
|
|
|
The Progressive Corporation
|
|
|
|
|
|
|
|
|
PGR 130119P00017500
|
|
Expiration: January 2013, Exercise Price: $17.50
|
|
|
29
|
|
|
|
435
|
|
PGR 130119P00020000
|
|
Expiration: January 2013, Exercise Price: $20.00
|
|
|
40
|
|
|
|
2,300
|
|
PGR 130216P00019000
|
|
Expiration: February 2013, Exercise Price: $19.00
|
|
|
36
|
|
|
|
1,710
|
|
PGR 130216P00020000
|
|
Expiration: February 2013, Exercise Price: $20.00
|
|
|
110
|
|
|
|
8,800
|
|
|
|
|
|
|
|
|
|
|
32,317
|
|
|
|
Lessors of Nonfinancial Intangible Assets (except Copyrighted Works)
|
|
|
|
|
|
|
|
|
|
|
Hugoton Royalty Trust
|
|
|
|
|
|
|
|
|
HGT 121117P00012500
|
|
Expiration: November 2012, Exercise Price: $12.50
|
|
|
70
|
|
|
|
41,300
|
|
HGT 130216P00007500
|
|
Expiration: February 2013, Exercise Price: $7.50
|
|
|
70
|
|
|
|
9,100
|
|
|
|
San Juan Basin Royalty Trust
|
|
|
|
|
|
|
|
|
SJT 121020P00015000
|
|
Expiration: October 2012, Exercise Price: $15.00
|
|
|
153
|
|
|
|
18,360
|
|
SJT 130119P00012500
|
|
Expiration: January 2013, Exercise Price: $12.50
|
|
|
15
|
|
|
|
1,162
|
|
SJT 130420P00012500
|
|
Expiration: April 2013, Exercise Price: $12.50
|
|
|
100
|
|
|
|
10,000
|
|
|
|
|
|
|
|
|
|
|
79,922
|
|
|
|
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
|
|
|
|
|
|
|
|
|
|
The Howard Hughes Corporation
|
|
|
|
|
|
|
|
|
HHC 121020P00055000
|
|
Expiration: October 2012, Exercise Price: $55.00
|
|
|
18
|
|
|
|
135
|
|
HHC 130119P00055000
|
|
Expiration: January 2013, Exercise Price: $55.00
|
|
|
2
|
|
|
|
105
|
|
|
|
|
|
|
|
|
|
|
240
|
|
|
|
Machinery Manufacturing
|
|
|
|
|
|
|
|
|
|
|
Lindsay Corporation
|
|
|
|
|
|
|
|
|
LNN 130316P00060000
|
|
Expiration: March 2013, Exercise Price: $60.00
|
|
|
60
|
|
|
|
15,900
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Management of Companies and Enterprises
|
|
|
|
|
|
|
|
|
|
|
The Goldman Sachs Group, Inc.
|
|
|
|
|
|
|
|
|
GS 130119P00090000
|
|
Expiration: January 2013, Exercise Price: $90.00
|
|
|
5
|
|
|
|
640
|
|
GS 130119P00095000
|
|
Expiration: January 2013, Exercise Price: $95.00
|
|
|
11
|
|
|
|
2,030
|
|
|
|
JPMorgan Chase & Co.
|
|
|
|
|
|
|
|
|
JPM 130119P00028000
|
|
Expiration: January 2013, Exercise Price: $28.00
|
|
|
15
|
|
|
|
307
|
|
JPM 130119P00034000
|
|
Expiration: January 2013, Exercise Price: $34.00
|
|
|
11
|
|
|
|
693
|
|
JPM 130119P00037000
|
|
Expiration: January 2013, Exercise Price: $37.00
|
|
|
21
|
|
|
|
2,541
|
|
JPM 140118P00030000
|
|
Expiration: January 2014, Exercise Price: $30.00
|
|
|
100
|
|
|
|
21,100
|
|
JPM 140118P00035000
|
|
Expiration: January 2014, Exercise Price: $35.00
|
|
|
12
|
|
|
|
4,320
|
|
|
|
|
|
|
|
|
|
|
31,631
|
|
|
|
Manufactured Brands
|
|
|
|
|
|
|
|
|
|
|
Jarden Corporation
|
|
|
|
|
|
|
|
|
JAH 130119P00035000
|
|
Expiration: January 2013, Exercise Price: $35.00
|
|
|
10
|
|
|
|
175
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Merchant Wholesalers, Nondurable Goods
|
|
|
|
|
|
|
|
|
|
|
Molson Coors Brewing Company - Class B
|
|
|
|
|
|
|
|
|
TAP 130119P00040000
|
|
Expiration: January 2013, Exercise Price: $40.00
|
|
|
6
|
|
|
|
360
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Mining (except Oil and Gas)
|
|
|
|
|
|
|
|
|
|
|
Barrick Gold Corporation
|
|
|
|
|
|
|
|
|
ABX 130119P00038000
|
|
Expiration: January 2013, Exercise Price: $38.00
|
|
|
30
|
|
|
|
4,380
|
|
ABX 130119P00040000
|
|
Expiration: January 2013, Exercise Price: $40.00
|
|
|
53
|
|
|
|
11,607
|
|
ABX 130119P00043000
|
|
Expiration: January 2013, Exercise Price: $43.00
|
|
|
8
|
|
|
|
2,960
|
|
ABX 140118P00035000
|
|
Expiration: January 2014, Exercise Price: $35.00
|
|
|
11
|
|
|
|
4,235
|
|
ABX 140118P00040000
|
|
Expiration: January 2014, Exercise Price: $40.00
|
|
|
25
|
|
|
|
15,375
|
|
ABX 140118P00045000
|
|
Expiration: January 2014, Exercise Price: $45.00
|
|
|
9
|
|
|
|
8,168
|
|
|
|
Cameco Corporation
|
|
|
|
|
|
|
|
|
CCJ 130119P00015000
|
|
Expiration: January 2013, Exercise Price: $15.00
|
|
|
14
|
|
|
|
315
|
|
CCJ 130119P00018000
|
|
Expiration: January 2013, Exercise Price: $18.00
|
|
|
99
|
|
|
|
8,662
|
|
CCJ 130119P00020000
|
|
Expiration: January 2013, Exercise Price: $20.00
|
|
|
51
|
|
|
|
9,053
|
|
CCJ 130119P00021000
|
|
Expiration: January 2013, Exercise Price: $21.00
|
|
|
4
|
|
|
|
960
|
|
CCJ 130119P00022000
|
|
Expiration: January 2013, Exercise Price: $22.00
|
|
|
40
|
|
|
|
12,600
|
|
|
|
Freeport-McMoRan Copper & Gold Inc.
|
|
|
|
|
|
|
|
|
FCX 130119P00029500
|
|
Expiration: January 2013, Exercise Price: $29.50
|
|
|
30
|
|
|
|
1,410
|
|
FCX 130119P00033000
|
|
Expiration: January 2013, Exercise Price: $33.00
|
|
|
65
|
|
|
|
6,630
|
|
FCX 130119P00035000
|
|
Expiration: January 2013, Exercise Price: $35.00
|
|
|
11
|
|
|
|
1,678
|
|
FCX 140118P00035000
|
|
Expiration: January 2014, Exercise Price: $35.00
|
|
|
2
|
|
|
|
1,070
|
|
|
|
Harry Winston Diamond Corporation
|
|
|
|
|
|
|
|
|
HWD 121117P00012500
|
|
Expiration: November 2012, Exercise Price: $12.50
|
|
|
163
|
|
|
|
18,338
|
|
HWD 130216P00010000
|
|
Expiration: February 2013, Exercise Price: $10.00
|
|
|
155
|
|
|
|
8,525
|
|
HWD 130216P00012500
|
|
Expiration: February 2013, Exercise Price: $12.50
|
|
|
100
|
|
|
|
15,250
|
|
HWD 130518P00010000
|
|
Expiration: May 2013, Exercise Price: $10.00
|
|
|
30
|
|
|
|
2,100
|
|
|
|
Newmont Mining Corporation
|
|
|
|
|
|
|
|
|
NEM 130119P00046000
|
|
Expiration: January 2013, Exercise Price: $46.00
|
|
|
29
|
|
|
|
1,929
|
|
NEM 130119P00050000
|
|
Expiration: January 2013, Exercise Price: $50.00
|
|
|
5
|
|
|
|
697
|
|
NEM 130119P00052500
|
|
Expiration: January 2013, Exercise Price: $52.50
|
|
|
39
|
|
|
|
8,365
|
|
NEM 130119P00060000
|
|
Expiration: January 2013, Exercise Price: $60.00
|
|
|
10
|
|
|
|
6,100
|
|
NEM 140118P00050000
|
|
Expiration: January 2014, Exercise Price: $50.00
|
|
|
18
|
|
|
|
10,980
|
|
|
|
NovaGold Resources Inc.
|
|
|
|
|
|
|
|
|
NG 140118P00005000
|
|
Expiration: January 2014, Exercise Price: $5.00
|
|
|
420
|
|
|
|
51,450
|
|
NG1 140118P00005000
|
|
Expiration: January 2014, Exercise Price: $5.00
|
|
|
150
|
|
|
|
16,125
|
|
NG1 140118P00007000
|
|
Expiration: January 2014, Exercise Price: $7.00
|
|
|
285
|
|
|
|
67,687
|
|
|
|
Rio Tinto PLC - ADR
|
|
|
|
|
|
|
|
|
RIO 130119P00050000
|
|
Expiration: January 2013, Exercise Price: $50.00
|
|
|
22
|
|
|
|
12,320
|
|
RIO 130119P00052500
|
|
Expiration: January 2013, Exercise Price: $52.50
|
|
|
20
|
|
|
|
14,700
|
|
RIO 130119P00060000
|
|
Expiration: January 2013, Exercise Price: $60.00
|
|
|
12
|
|
|
|
16,020
|
|
RIO 140118P00032500
|
|
Expiration: January 2014, Exercise Price: $32.50
|
|
|
35
|
|
|
|
10,937
|
|
|
|
Royal Gold, Inc.
|
|
|
|
|
|
|
|
|
RGLD 130119P00060000
|
|
Expiration: January 2013, Exercise Price: $60.00
|
|
|
4
|
|
|
|
30
|
|
RGLD 130119P00062500
|
|
Expiration: January 2013, Exercise Price: $62.50
|
|
|
4
|
|
|
|
60
|
|
|
|
Vale SA
|
|
|
|
|
|
|
|
|
VALE 130119P00025000
|
|
Expiration: January 2013, Exercise Price: $25.00
|
|
|
80
|
|
|
|
60,800
|
|
|
|
|
|
|
|
|
|
|
411,516
|
|
|
|
Miscellaneous Manufacturing
|
|
|
|
|
|
|
|
|
|
|
3M Co.
|
|
|
|
|
|
|
|
|
MMM 130119P00065000
|
|
Expiration: January 2013, Exercise Price: $65.00
|
|
|
10
|
|
|
|
170
|
|
MMM 130119P00067500
|
|
Expiration: January 2013, Exercise Price: $67.50
|
|
|
23
|
|
|
|
494
|
|
|
|
International Game Technology
|
|
|
|
|
|
|
|
|
IGT 130119P00011000
|
|
Expiration: January 2013, Exercise Price: $11.00
|
|
|
95
|
|
|
|
3,088
|
|
IGT 130119P00012500
|
|
Expiration: January 2013, Exercise Price: $12.50
|
|
|
118
|
|
|
|
9,145
|
|
IGT 130119P00015000
|
|
Expiration: January 2013, Exercise Price: $15.00
|
|
|
81
|
|
|
|
18,630
|
|
|
|
|
|
|
|
|
|
|
31,527
|
|
|
|
Motion Picture and Sound Recording Industries
|
|
|
|
|
|
|
|
|
|
|
DreamWorks Animation SKG, Inc. - Class A
|
|
|
|
|
|
|
|
|
DWA 121222P00017500
|
|
Expiration: December 2012, Exercise Price: $17.50
|
|
|
80
|
|
|
|
5,600
|
|
DWA 130316P00017500
|
|
Expiration: March 2013, Exercise Price: $17.50
|
|
|
196
|
|
|
|
22,540
|
|
|
|
|
|
|
|
|
|
|
28,140
|
|
|
|
Motor Vehicle and Parts Dealers
|
|
|
|
|
|
|
|
|
|
|
AutoNation, Inc.
|
|
|
|
|
|
|
|
|
AN 121020P00029000
|
|
Expiration: October 2012, Exercise Price: $29.00
|
|
|
80
|
|
|
|
600
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Non-Store Retailers
|
|
|
|
|
|
|
|
|
|
|
Amazon.com, Inc.
|
|
|
|
|
|
|
|
|
AMZN 130119P00150000
|
|
Expiration: January 2013, Exercise Price: $150.00
|
|
|
5
|
|
|
|
300
|
|
AMZN 130119P00165000
|
|
Expiration: January 2013, Exercise Price: $165.00
|
|
|
2
|
|
|
|
185
|
|
AMZN 130119P00170000
|
|
Expiration: January 2013, Exercise Price: $170.00
|
|
|
2
|
|
|
|
212
|
|
AMZN 130119P00180000
|
|
Expiration: January 2013, Exercise Price: $180.00
|
|
|
4
|
|
|
|
592
|
|
|
|
eBay, Inc.
|
|
|
|
|
|
|
|
|
EBAY 130119P00025000
|
|
Expiration: January 2013, Exercise Price: $25.00
|
|
|
60
|
|
|
|
630
|
|
EBAY 130119P00043000
|
|
Expiration: January 2013, Exercise Price: $43.00
|
|
|
2
|
|
|
|
278
|
|
EBAY 140118P00045000
|
|
Expiration: January 2014, Exercise Price: $45.00
|
|
|
2
|
|
|
|
1,210
|
|
|
|
Liberty Interactive Corporation - Class A
|
|
|
|
|
|
|
|
|
LINTA 121020P00017000
|
|
Expiration: October 2012, Exercise Price: $17.00
|
|
|
6
|
|
|
|
60
|
|
|
|
Sotheby's
|
|
|
|
|
|
|
|
|
BID 130119P00025000
|
|
Expiration: January 2013, Exercise Price: $25.00
|
|
|
55
|
|
|
|
5,088
|
|
BID 130119P00030000
|
|
Expiration: January 2013, Exercise Price: $30.00
|
|
|
45
|
|
|
|
10,350
|
|
BID 140118P00023000
|
|
Expiration: January 2014, Exercise Price: $23.00
|
|
|
20
|
|
|
|
5,400
|
|
|
|
|
|
|
|
|
|
|
24,305
|
|
|
|
Oil and Gas and Consumable Fuels
|
|
|
|
|
|
|
|
|
|
|
China Petroleum and Chemical Corporation - ADR
|
|
|
|
|
|
|
|
|
SNP 121020P00100000
|
|
Expiration: October 2012, Exercise Price: $100.00
|
|
|
37
|
|
|
|
28,675
|
|
|
|
PetroChina Company Ltd. - ADR
|
|
|
|
|
|
|
|
|
PTR 130119P00115000
|
|
Expiration: January 2013, Exercise Price: $115.00
|
|
|
14
|
|
|
|
3,745
|
|
PTR 130119P00125000
|
|
Expiration: January 2013, Exercise Price: $125.00
|
|
|
16
|
|
|
|
8,640
|
|
|
|
|
|
|
|
|
|
|
41,060
|
|
|
|
Oil and Gas Extraction
|
|
|
|
|
|
|
|
|
|
|
Canadian Natural Resources Ltd.
|
|
|
|
|
|
|
|
|
CNQ 130119P00030000
|
|
Expiration: January 2013, Exercise Price: $30.00
|
|
|
78
|
|
|
|
15,990
|
|
CNQ 130119P00031000
|
|
Expiration: January 2013, Exercise Price: $31.00
|
|
|
13
|
|
|
|
3,315
|
|
CNQ 130119P00033000
|
|
Expiration: January 2013, Exercise Price: $33.00
|
|
|
26
|
|
|
|
9,620
|
|
CNQ 130119P00037000
|
|
Expiration: January 2013, Exercise Price: $37.00
|
|
|
12
|
|
|
|
8,040
|
|
CNQ 140118P00028000
|
|
Expiration: January 2014, Exercise Price: $28.00
|
|
|
25
|
|
|
|
10,250
|
|
CNQ 140118P00030000
|
|
Expiration: January 2014, Exercise Price: $30.00
|
|
|
3
|
|
|
|
1,500
|
|
|
|
Cenovus Energy Inc.
|
|
|
|
|
|
|
|
|
CVE 130316P00030000
|
|
Expiration: March 2013, Exercise Price: $30.00
|
|
|
100
|
|
|
|
12,750
|
|
|
|
CNOOC Ltd. - ADR
|
|
|
|
|
|
|
|
|
CEO 121222P00175000
|
|
Expiration: December 2012, Exercise Price: $175.00
|
|
|
3
|
|
|
|
720
|
|
CEO 121222P00180000
|
|
Expiration: December 2012, Exercise Price: $180.00
|
|
|
5
|
|
|
|
1,700
|
|
CEO 130316P00180000
|
|
Expiration: March 2013, Exercise Price: $180.00
|
|
|
22
|
|
|
|
14,850
|
|
|
|
Encana Corporation
|
|
|
|
|
|
|
|
|
ECA 130119P00017500
|
|
Expiration: January 2013, Exercise Price: $17.50
|
|
|
205
|
|
|
|
7,688
|
|
ECA 130119P00025000
|
|
Expiration: January 2013, Exercise Price: $25.00
|
|
|
13
|
|
|
|
4,940
|
|
ECA 140118P00018000
|
|
Expiration: January 2014, Exercise Price: $18.00
|
|
|
50
|
|
|
|
10,750
|
|
ECA 140118P00020000
|
|
Expiration: January 2014, Exercise Price: $20.00
|
|
|
9
|
|
|
|
2,722
|
|
ECA 140118P00022000
|
|
Expiration: January 2014, Exercise Price: $22.00
|
|
|
5
|
|
|
|
2,050
|
|
|
|
EXCO Resources, Inc.
|
|
|
|
|
|
|
|
|
XCO 130316P00006000
|
|
Expiration: March 2013, Exercise Price: $6.00
|
|
|
250
|
|
|
|
8,125
|
|
|
|
Occidental Petroleum Corporation
|
|
|
|
|
|
|
|
|
OXY 140118P00055000
|
|
Expiration: January 2014, Exercise Price: $55.00
|
|
|
82
|
|
|
|
25,010
|
|
|
|
Penn West Petroleum Ltd.
|
|
|
|
|
|
|
|
|
PWE 121222P00012000
|
|
Expiration: December 2012, Exercise Price: $12.00
|
|
|
110
|
|
|
|
2,750
|
|
PWE 121222P00014000
|
|
Expiration: December 2012, Exercise Price: $14.00
|
|
|
172
|
|
|
|
13,760
|
|
PWE 130316P00013000
|
|
Expiration: March 2013, Exercise Price: $13.00
|
|
|
60
|
|
|
|
5,400
|
|
|
|
Petroleo Brasileiro S.A. - ADR
|
|
|
|
|
|
|
|
|
PBR 130119P00023000
|
|
Expiration: January 2013, Exercise Price: $23.00
|
|
|
41
|
|
|
|
7,606
|
|
PBR 130119P00025000
|
|
Expiration: January 2013, Exercise Price: $25.00
|
|
|
101
|
|
|
|
31,310
|
|
PBR 130119P00035000
|
|
Expiration: January 2013, Exercise Price: $35.00
|
|
|
8
|
|
|
|
9,920
|
|
|
|
Sasol Ltd. - ADR
|
|
|
|
|
|
|
|
|
SSL 121222P00040000
|
|
Expiration: December 2012, Exercise Price: $40.00
|
|
|
24
|
|
|
|
3,780
|
|
SSL 121222P00045000
|
|
Expiration: December 2012, Exercise Price: $45.00
|
|
|
15
|
|
|
|
5,100
|
|
SSL 130316P00040000
|
|
Expiration: March 2013, Exercise Price: $40.00
|
|
|
50
|
|
|
|
8,500
|
|
|
|
StatoilHydro ASA - ADR
|
|
|
|
|
|
|
|
|
STO 130119P00022500
|
|
Expiration: January 2013, Exercise Price: $22.50
|
|
|
24
|
|
|
|
900
|
|
|
|
Suncor Energy, Inc.
|
|
|
|
|
|
|
|
|
SU 130119P00028000
|
|
Expiration: January 2013, Exercise Price: $28.00
|
|
|
9
|
|
|
|
576
|
|
SU 130119P00030000
|
|
Expiration: January 2013, Exercise Price: $30.00
|
|
|
6
|
|
|
|
666
|
|
SU 130119P00032000
|
|
Expiration: January 2013, Exercise Price: $32.00
|
|
|
85
|
|
|
|
15,555
|
|
SU 140118P00025000
|
|
Expiration: January 2014, Exercise Price: $25.00
|
|
|
12
|
|
|
|
2,574
|
|
SU 140118P00030000
|
|
Expiration: January 2014, Exercise Price: $30.00
|
|
|
43
|
|
|
|
16,985
|
|
|
|
Total SA - ADR
|
|
|
|
|
|
|
|
|
TOT 130119P00045000
|
|
Expiration: January 2013, Exercise Price: $45.00
|
|
|
84
|
|
|
|
9,030
|
|
TOT 140118P00040000
|
|
Expiration: January 2014, Exercise Price: $40.00
|
|
|
14
|
|
|
|
3,815
|
|
TOT 140118P00042500
|
|
Expiration: January 2014, Exercise Price: $42.50
|
|
|
16
|
|
|
|
5,840
|
|
|
|
WPX Energy Inc.
|
|
|
|
|
|
|
|
|
WPX 130119P00015000
|
|
Expiration: January 2013, Exercise Price: $15.00
|
|
|
141
|
|
|
|
11,632
|
|
WPX 140118P00012500
|
|
Expiration: January 2014, Exercise Price: $12.50
|
|
|
100
|
|
|
|
21,000
|
|
|
|
|
|
|
|
|
|
|
316,719
|
|
|
|
Performing Arts, Spectator Sports, and Related Industries
|
|
|
|
|
|
|
|
|
|
|
The Madison Square Garden Company
|
|
|
|
|
|
|
|
|
MSG 130216P00037000
|
|
Expiration: February 2013, Exercise Price: $37.00
|
|
|
2
|
|
|
|
350
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Personal and Laundry Services
|
|
|
|
|
|
|
|
|
|
|
Weight Watchers International, Inc.
|
|
|
|
|
|
|
|
|
WTW 121020P00065000
|
|
Expiration: October 2012, Exercise Price: $65.00
|
|
|
40
|
|
|
|
48,800
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Petroleum and Coal Products Manufacturing
|
|
|
|
|
|
|
|
|
|
|
Exxon Mobile Corporation
|
|
|
|
|
|
|
|
|
XOM 130119P00085000
|
|
Expiration: January 2013, Exercise Price: $85.00
|
|
|
2
|
|
|
|
239
|
|
XOM 140118P00082500
|
|
Expiration: January 2014, Exercise Price: $82.50
|
|
|
20
|
|
|
|
10,750
|
|
XOM 140118P00087500
|
|
Expiration: January 2014, Exercise Price: $87.50
|
|
|
1
|
|
|
|
723
|
|
|
|
|
|
|
|
|
|
|
11,712
|
|
|
|
Pharmaceuticals and Biotechnology
|
|
|
|
|
|
|
|
|
|
|
Novartis AG - ADR
|
|
|
|
|
|
|
|
|
NVS 130119P00047500
|
|
Expiration: January 2013, Exercise Price: $47.50
|
|
|
22
|
|
|
|
220
|
|
NVS 130119P00050000
|
|
Expiration: January 2013, Exercise Price: $50.00
|
|
|
20
|
|
|
|
300
|
|
NVS 130119P00052500
|
|
Expiration: January 2013, Exercise Price: $52.50
|
|
|
30
|
|
|
|
600
|
|
|
|
Sanofi - ADR
|
|
|
|
|
|
|
|
|
SNY 121222P00034000
|
|
Expiration: December 2012, Exercise Price: $34.00
|
|
|
79
|
|
|
|
1,383
|
|
SNY 130316P00040000
|
|
Expiration: March 2013, Exercise Price: $40.00
|
|
|
35
|
|
|
|
5,075
|
|
|
|
|
|
|
|
|
|
|
7,578
|
|
|
|
Pipeline Transportation
|
|
|
|
|
|
|
|
|
|
|
The Williams Companies, Inc.
|
|
|
|
|
|
|
|
|
WMB1 130119P00020000
|
|
Expiration: January 2013, Exercise Price: $20.00
|
|
|
80
|
|
|
|
1,040
|
|
WMB1 130119P00025000
|
|
Expiration: January 2013, Exercise Price: $25.00
|
|
|
15
|
|
|
|
360
|
|
WMB 130216P00025000
|
|
Expiration: February 2013, Exercise Price: $25.00
|
|
|
65
|
|
|
|
1,268
|
|
|
|
|
|
|
|
|
|
|
2,668
|
|
|
|
Primary Metal Manufacturing
|
|
|
|
|
|
|
|
|
|
|
Commercial Metals Company
|
|
|
|
|
|
|
|
|
CMC 130316P00012000
|
|
Expiration: March 2013, Exercise Price: $12.00
|
|
|
230
|
|
|
|
19,550
|
|
|
|
Mueller Industries, Inc.
|
|
|
|
|
|
|
|
|
MLI 121222P00035000
|
|
Expiration: December 2012, Exercise Price: $35.00
|
|
|
20
|
|
|
|
3,100
|
|
MLI 130316P00045000
|
|
Expiration: March 2013, Exercise Price: $45.00
|
|
|
15
|
|
|
|
4,500
|
|
|
|
|
|
|
|
|
|
|
27,150
|
|
|
|
Professional, Scientific, and Technical Services
|
|
|
|
|
|
|
|
|
|
|
Automatic Data Processing, Inc.
|
|
|
|
|
|
|
|
|
ADP 130119P00050000
|
|
Expiration: January 2013, Exercise Price: $50.00
|
|
|
32
|
|
|
|
1,120
|
|
ADP 140118P00052500
|
|
Expiration: January 2014, Exercise Price: $52.50
|
|
|
3
|
|
|
|
1,080
|
|
|
|
|
|
|
|
|
|
|
2,200
|
|
|
|
Publishing Industries (except Internet)
|
|
|
|
|
|
|
|
|
|
|
News Corporation - Class A
|
|
|
|
|
|
|
|
|
NWSA 130119P00017500
|
|
Expiration: January 2013, Exercise Price: $17.50
|
|
|
225
|
|
|
|
1,687
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Rail Transportation
|
|
|
|
|
|
|
|
|
|
|
Canadian National Railway Company
|
|
|
|
|
|
|
|
|
CNI 130119P00075000
|
|
Expiration: January 2013, Exercise Price: $75.00
|
|
|
6
|
|
|
|
480
|
|
CNI 130420P00080000
|
|
Expiration: April 2013, Exercise Price: $80.00
|
|
|
42
|
|
|
|
12,075
|
|
|
|
Canadian Pacific Railway Limited
|
|
|
|
|
|
|
|
|
CP 121222P00065000
|
|
Expiration: December 2012, Exercise Price: $65.00
|
|
|
26
|
|
|
|
845
|
|
CP 121222P00070000
|
|
Expiration: December 2012, Exercise Price: $70.00
|
|
|
30
|
|
|
|
1,800
|
|
CP 130316P00075000
|
|
Expiration: March 2013, Exercise Price: $75.00
|
|
|
15
|
|
|
|
3,675
|
|
|
|
CSX Corporation
|
|
|
|
|
|
|
|
|
CSX 130119P00020000
|
|
Expiration: January 2013, Exercise Price: $20.00
|
|
|
178
|
|
|
|
15,753
|
|
CSX 140118P00017500
|
|
Expiration: January 2014, Exercise Price: $17.50
|
|
|
36
|
|
|
|
5,994
|
|
CSX 140118P00020000
|
|
Expiration: January 2014, Exercise Price: $20.00
|
|
|
45
|
|
|
|
12,150
|
|
|
|
Norfolk Southern Corporation
|
|
|
|
|
|
|
|
|
NSC 130119P00062500
|
|
Expiration: January 2013, Exercise Price: $62.50
|
|
|
15
|
|
|
|
4,200
|
|
NSC 130119P00065000
|
|
Expiration: January 2013, Exercise Price: $65.00
|
|
|
32
|
|
|
|
13,120
|
|
NSC 130119P00070000
|
|
Expiration: January 2013, Exercise Price: $70.00
|
|
|
15
|
|
|
|
11,400
|
|
NSC 140118P00065000
|
|
Expiration: January 2014, Exercise Price: $65.00
|
|
|
15
|
|
|
|
14,475
|
|
|
|
Union Pacific Corporation
|
|
|
|
|
|
|
|
|
UNP 130119P00090000
|
|
Expiration: January 2013, Exercise Price: $90.00
|
|
|
4
|
|
|
|
180
|
|
UNP 130119P00097500
|
|
Expiration: January 2013, Exercise Price: $97.50
|
|
|
7
|
|
|
|
623
|
|
UNP 130119P00100000
|
|
Expiration: January 2013, Exercise Price: $100.00
|
|
|
26
|
|
|
|
2,938
|
|
UNP 140118P00095000
|
|
Expiration: January 2014, Exercise Price: $95.00
|
|
|
11
|
|
|
|
7,205
|
|
UNP 140118P00100000
|
|
Expiration: January 2014, Exercise Price: $100.00
|
|
|
5
|
|
|
|
3,975
|
|
|
|
|
|
|
|
|
|
|
110,888
|
|
|
|
Real Estate
|
|
|
|
|
|
|
|
|
|
|
Boston Properties, Inc.
|
|
|
|
|
|
|
|
|
BXP 130119P00077500
|
|
Expiration: January 2013, Exercise Price: $77.50
|
|
|
2
|
|
|
|
55
|
|
BXP 130119P00095000
|
|
Expiration: January 2013, Exercise Price: $95.00
|
|
|
8
|
|
|
|
700
|
|
|
|
CBRE Group, Inc. - Class A
|
|
|
|
|
|
|
|
|
CBG 121222P00017000
|
|
Expiration: December 2012, Exercise Price: $17.00
|
|
|
105
|
|
|
|
8,137
|
|
CBG 130316P00014000
|
|
Expiration: March 2013, Exercise Price: $14.00
|
|
|
60
|
|
|
|
3,150
|
|
|
|
General Growth Properties, Inc.
|
|
|
|
|
|
|
|
|
GGP 130119P00015000
|
|
Expiration: January 2013, Exercise Price: $15.00
|
|
|
90
|
|
|
|
1,710
|
|
|
|
Jones Lang LaSalle Inc.
|
|
|
|
|
|
|
|
|
JLL 121222P00060000
|
|
Expiration: December 2012, Exercise Price: $60.00
|
|
|
6
|
|
|
|
465
|
|
JLL 121222P00070000
|
|
Expiration: December 2012, Exercise Price: $70.00
|
|
|
4
|
|
|
|
1,010
|
|
JLL 130316P00060000
|
|
Expiration: March 2013, Exercise Price: $60.00
|
|
|
15
|
|
|
|
2,925
|
|
|
|
Vornado Realty Trust - REIT
|
|
|
|
|
|
|
|
|
VNO 130119P00070000
|
|
Expiration: January 2013, Exercise Price: $70.00
|
|
|
11
|
|
|
|
770
|
|
VNO 130119P00080000
|
|
Expiration: January 2013, Exercise Price: $80.00
|
|
|
33
|
|
|
|
10,230
|
|
VNO 130316P00075000
|
|
Expiration: March 2013, Exercise Price: $75.00
|
|
|
6
|
|
|
|
1,470
|
|
VNO 140118P00080000
|
|
Expiration: January 2014, Exercise Price: $80.00
|
|
|
1
|
|
|
|
960
|
|
|
|
Washington - REIT
|
|
|
|
|
|
|
|
|
WRE 121020P00025000
|
|
Expiration: October 2012, Exercise Price: $25.00
|
|
|
30
|
|
|
|
225
|
|
WRE 130119P00025000
|
|
Expiration: January 2013, Exercise Price: $25.00
|
|
|
30
|
|
|
|
1,650
|
|
|
|
|
|
|
|
|
|
|
33,457
|
|
|
|
Restaurants
|
|
|
|
|
|
|
|
|
|
|
The Wendy's Company
|
|
|
|
|
|
|
|
|
WEN 130119P00005000
|
|
Expiration: January 2013, Exercise Price: $5.00
|
|
|
750
|
|
|
|
45,000
|
|
WEN 130216P00005000
|
|
Expiration: February 2013, Exercise Price: $5.00
|
|
|
170
|
|
|
|
10,625
|
|
|
|
|
|
|
|
|
|
|
55,625
|
|
|
|
Satellite Telecommunication
|
|
|
|
|
|
|
|
|
|
|
DISH Network Corp. - Class A
|
|
|
|
|
|
|
|
|
DISH 130119P00026000
|
|
Expiration: January 2013, Exercise Price: $26.00
|
|
|
25
|
|
|
|
1,937
|
|
DISH 140118P00030000
|
|
Expiration: January 2014, Exercise Price: $30.00
|
|
|
3
|
|
|
|
1,500
|
|
|
|
|
|
|
|
|
|
|
3,437
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Securities, Commodity Contracts, and Other Financial Investments and Related Activities
|
|
|
|
|
|
|
|
|
|
|
CBOE Holdings Inc.
|
|
|
|
|
|
|
|
|
CBOE 130119P00025000
|
|
Expiration: January 2013, Exercise Price: $25.00
|
|
|
122
|
|
|
|
2,745
|
|
CBOE 140118P00025000
|
|
Expiration: January 2014, Exercise Price: $25.00
|
|
|
25
|
|
|
|
3,438
|
|
CBOE 140118P00027000
|
|
Expiration: January 2014, Exercise Price: $27.00
|
|
|
60
|
|
|
|
12,300
|
|
|
|
The Charles Schwab Corporation
|
|
|
|
|
|
|
|
|
SCHW 130119P00010000
|
|
Expiration: January 2013, Exercise Price: $10.00
|
|
|
50
|
|
|
|
500
|
|
SCHW 130119P00012500
|
|
Expiration: January 2013, Exercise Price: $12.50
|
|
|
201
|
|
|
|
13,567
|
|
SCHW 130119P00015000
|
|
Expiration: January 2013, Exercise Price: $15.00
|
|
|
50
|
|
|
|
12,000
|
|
|
|
CME Group Inc.
|
|
|
|
|
|
|
|
|
CME 130119P00044000
|
|
Expiration: January 2013, Exercise Price: $44.00
|
|
|
10
|
|
|
|
300
|
|
CME 130119P00048000
|
|
Expiration: January 2013, Exercise Price: $48.00
|
|
|
40
|
|
|
|
2,400
|
|
CME 130119P00052000
|
|
Expiration: January 2013, Exercise Price: $52.00
|
|
|
30
|
|
|
|
3,450
|
|
CME 140118P00048000
|
|
Expiration: January 2014, Exercise Price: $48.00
|
|
|
10
|
|
|
|
4,100
|
|
CME 140118P00052000
|
|
Expiration: January 2014, Exercise Price: $52.00
|
|
|
2
|
|
|
|
1,100
|
|
|
|
Interactive Brokers Group, Inc. - Class A
|
|
|
|
|
|
|
|
|
IBKR 130119P00013210
|
|
Expiration: January 2013, Exercise Price: $13.21
|
|
|
50
|
|
|
|
1,875
|
|
IBKR 140118P00013000
|
|
Expiration: January 2014, Exercise Price: $13.00
|
|
|
180
|
|
|
|
20,700
|
|
|
|
Invesco Ltd.
|
|
|
|
|
|
|
|
|
IVZ 130119P00019000
|
|
Expiration: January 2013, Exercise Price: $19.00
|
|
|
55
|
|
|
|
1,238
|
|
IVZ 130420P00023000
|
|
Expiration: April 2013, Exercise Price: $23.00
|
|
|
47
|
|
|
|
7,402
|
|
|
|
|
|
|
|
|
|
|
87,115
|
|
|
|
Support Activities for Mining
|
|
|
|
|
|
|
|
|
|
|
Halliburton Company
|
|
|
|
|
|
|
|
|
HAL 130119P00032000
|
|
Expiration: January 2013, Exercise Price: $32.00
|
|
|
11
|
|
|
|
1,804
|
|
HAL 130119P00035000
|
|
Expiration: January 2013, Exercise Price: $35.00
|
|
|
70
|
|
|
|
21,350
|
|
HAL 140118P00030000
|
|
Expiration: January 2014, Exercise Price: $30.00
|
|
|
45
|
|
|
|
16,650
|
|
|
|
|
|
|
|
|
|
|
39,804
|
|
|
|
Support Activities for Transportation
|
|
|
|
|
|
|
|
|
|
|
The Brink's Company
|
|
|
|
|
|
|
|
|
BCO 130316P00025000
|
|
Expiration: March 2013, Exercise Price: $25.00
|
|
|
150
|
|
|
|
30,000
|
|
|
|
Expeditors International of Washington, Inc.
|
|
|
|
|
|
|
|
|
EXPD 130119P00037500
|
|
Expiration: January 2013, Exercise Price: $37.50
|
|
|
78
|
|
|
|
21,450
|
|
EXPD 130119P00040000
|
|
Expiration: January 2013, Exercise Price: $40.00
|
|
|
53
|
|
|
|
23,850
|
|
|
|
Grupo Aeroportuario del Pacifico SAB de CV - ADR
|
|
|
|
|
|
|
|
|
PAC 121020P00035000
|
|
Expiration: October 2012, Exercise Price: $35.00
|
|
|
25
|
|
|
|
313
|
|
|
|
|
|
|
|
|
|
|
75,613
|
|
|
|
Telecommunications
|
|
|
|
|
|
|
|
|
|
|
China Unicom (Hong Kong) Limited - ADR
|
|
|
|
|
|
|
|
|
CHU 121020P00016000
|
|
Expiration: October 2012, Exercise Price: $16.00
|
|
|
57
|
|
|
|
1,995
|
|
|
|
DIRECTV
|
|
|
|
|
|
|
|
|
DTV 140118P00050000
|
|
Expiration: January 2014, Exercise Price: $50.00
|
|
|
2
|
|
|
|
1,020
|
|
|
|
Verizon Communications Inc.
|
|
|
|
|
|
|
|
|
VZ 130119P00044000
|
|
Expiration: January 2013, Exercise Price: $44.00
|
|
|
4
|
|
|
|
526
|
|
VZ 130420P00040000
|
|
Expiration: April 2013, Exercise Price: $40.00
|
|
|
45
|
|
|
|
4,343
|
|
VZ 140118P00040000
|
|
Expiration: January 2014, Exercise Price: $40.00
|
|
|
28
|
|
|
|
7,868
|
|
VZ 140118P00042000
|
|
Expiration: January 2014, Exercise Price: $42.00
|
|
|
23
|
|
|
|
8,280
|
|
|
|
Vodafone Group PLC - ADR
|
|
|
|
|
|
|
|
|
VOD1 130119P00022500
|
|
Expiration: January 2013, Exercise Price: $22.50
|
|
|
45
|
|
|
|
337
|
|
VOD 130119P00023000
|
|
Expiration: January 2013, Exercise Price: $23.00
|
|
|
49
|
|
|
|
613
|
|
VOD 130119P00025000
|
|
Expiration: January 2013, Exercise Price: $25.00
|
|
|
43
|
|
|
|
860
|
|
VOD1 130119P00025000
|
|
Expiration: January 2013, Exercise Price: $25.00
|
|
|
25
|
|
|
|
500
|
|
VOD 130119P00026000
|
|
Expiration: January 2013, Exercise Price: $26.00
|
|
|
3
|
|
|
|
112
|
|
VOD 140118P00023000
|
|
Expiration: January 2014, Exercise Price: $23.00
|
|
|
22
|
|
|
|
2,750
|
|
|
|
|
|
|
|
|
|
|
29,204
|
|
|
|
Transportation Equipment Manufacturing
|
|
|
|
|
|
|
|
|
|
|
The Boeing Company
|
|
|
|
|
|
|
|
|
BA 130119P00065000
|
|
Expiration: January 2013, Exercise Price: $65.00
|
|
|
5
|
|
|
|
910
|
|
BA 130119P00067500
|
|
Expiration: January 2013, Exercise Price: $67.50
|
|
|
19
|
|
|
|
5,007
|
|
BA 130119P00070000
|
|
Expiration: January 2013, Exercise Price: $70.00
|
|
|
7
|
|
|
|
2,625
|
|
BA 130216P00067500
|
|
Expiration: February 2013, Exercise Price: $67.50
|
|
|
2
|
|
|
|
670
|
|
BA 140118P00062500
|
|
Expiration: January 2014, Exercise Price: $62.50
|
|
|
31
|
|
|
|
18,057
|
|
BA 140118P00070000
|
|
Expiration: January 2014, Exercise Price: $70.00
|
|
|
12
|
|
|
|
11,070
|
|
BA 140118P00072500
|
|
Expiration: January 2014, Exercise Price: $72.50
|
|
|
1
|
|
|
|
1,060
|
|
|
|
Federal-Mogul Corporation
|
|
|
|
|
|
|
|
|
FDML 121020P00012500
|
|
Expiration: October 2012, Exercise Price: $12.50
|
|
|
72
|
|
|
|
23,940
|
|
FDML 121020P00015000
|
|
Expiration: October 2012, Exercise Price: $15.00
|
|
|
50
|
|
|
|
29,250
|
|
FDML 130420P00010000
|
|
Expiration: April 2013, Exercise Price: $10.00
|
|
|
180
|
|
|
|
27,450
|
|
|
|
General Dynamics Corporation
|
|
|
|
|
|
|
|
|
GD 130119P00062500
|
|
Expiration: January 2013, Exercise Price: $62.50
|
|
|
22
|
|
|
|
4,015
|
|
GD 130119P00065000
|
|
Expiration: January 2013, Exercise Price: $65.00
|
|
|
30
|
|
|
|
8,100
|
|
GD 140118P00060000
|
|
Expiration: January 2014, Exercise Price: $60.00
|
|
|
10
|
|
|
|
5,550
|
|
|
|
Lear Corporation
|
|
|
|
|
|
|
|
|
LEA 130316P00035000
|
|
Expiration: March 2013, Exercise Price: $35.00
|
|
|
30
|
|
|
|
7,425
|
|
|
|
Oshkosh Corporation
|
|
|
|
|
|
|
|
|
OSK 130119P00019000
|
|
Expiration: January 2013, Exercise Price: $19.00
|
|
|
20
|
|
|
|
600
|
|
OSK 130119P00020000
|
|
Expiration: January 2013, Exercise Price: $20.00
|
|
|
75
|
|
|
|
3,000
|
|
OSK 130119P00025000
|
|
Expiration: January 2013, Exercise Price: $25.00
|
|
|
85
|
|
|
|
12,113
|
|
|
|
Toyota Motor Corporation - ADR
|
|
|
|
|
|
|
|
|
TM 130119P00067500
|
|
Expiration: January 2013, Exercise Price: $67.50
|
|
|
21
|
|
|
|
1,754
|
|
TM 130119P00070000
|
|
Expiration: January 2013, Exercise Price: $70.00
|
|
|
11
|
|
|
|
1,325
|
|
TM 130119P00072500
|
|
Expiration: January 2013, Exercise Price: $72.50
|
|
|
10
|
|
|
|
1,725
|
|
TM 140118P00070000
|
|
Expiration: January 2014, Exercise Price: $70.00
|
|
|
16
|
|
|
|
9,640
|
|
TM 140118P00075000
|
|
Expiration: January 2014, Exercise Price: $75.00
|
|
|
14
|
|
|
|
10,150
|
|
|
|
|
|
|
|
|
|
|
185,436
|
|
|
|
U.S. Equity Exchanges
|
|
|
|
|
|
|
|
|
|
|
The NASDAQ OMX Group, Inc.
|
|
|
|
|
|
|
|
|
NDAQ 130119P00022000
|
|
Expiration: January 2013, Exercise Price: $22.00
|
|
|
55
|
|
|
|
4,400
|
|
NDAQ 130119P00024000
|
|
Expiration: January 2013, Exercise Price: $24.00
|
|
|
32
|
|
|
|
5,520
|
|
NDAQ 130119P00025000
|
|
Expiration: January 2013, Exercise Price: $25.00
|
|
|
66
|
|
|
|
15,510
|
|
NDAQ 140118P00020000
|
|
Expiration: January 2014, Exercise Price: $20.00
|
|
|
30
|
|
|
|
6,300
|
|
|
|
NYSE Euronext
|
|
|
|
|
|
|
|
|
NYX 130119P00023000
|
|
Expiration: January 2013, Exercise Price: $23.00
|
|
|
16
|
|
|
|
1,240
|
|
NYX 130119P00025000
|
|
Expiration: January 2013, Exercise Price: $25.00
|
|
|
141
|
|
|
|
22,701
|
|
NYX 140118P00023000
|
|
Expiration: January 2014, Exercise Price: $23.00
|
|
|
16
|
|
|
|
4,656
|
|
NYX 140118P00025000
|
|
Expiration: January 2014, Exercise Price: $25.00
|
|
|
4
|
|
|
|
1,590
|
|
|
|
|
|
|
|
|
|
|
61,917
|
|
|
|
Utilities
|
|
|
|
|
|
|
|
|
|
|
Cadiz Inc.
|
|
|
|
|
|
|
|
|
CDZI 121117P00007500
|
|
Expiration: November 2012, Exercise Price: $7.50
|
|
|
232
|
|
|
|
6,380
|
|
CDZI 121117P00010000
|
|
Expiration: November 2012, Exercise Price: $10.00
|
|
|
45
|
|
|
|
5,288
|
|
|
|
FirstEnergy Corp.
|
|
|
|
|
|
|
|
|
FE 130119P00035000
|
|
Expiration: January 2013, Exercise Price: $35.00
|
|
|
10
|
|
|
|
100
|
|
FE 130119P00038000
|
|
Expiration: January 2013, Exercise Price: $38.00
|
|
|
28
|
|
|
|
630
|
|
FE 130119P00040000
|
|
Expiration: January 2013, Exercise Price: $40.00
|
|
|
45
|
|
|
|
1,800
|
|
FE 130119P00043000
|
|
Expiration: January 2013, Exercise Price: $43.00
|
|
|
31
|
|
|
|
3,720
|
|
FE 140118P00040000
|
|
Expiration: January 2014, Exercise Price: $40.00
|
|
|
13
|
|
|
|
4,193
|
|
|
|
Huaneng Power International, Inc. - ADR
|
|
|
|
|
|
|
|
|
HNP 121117P00020000
|
|
Expiration: November 2012, Exercise Price: $20.00
|
|
|
165
|
|
|
|
7,425
|
|
HNP 121117P00022500
|
|
Expiration: November 2012, Exercise Price: $22.50
|
|
|
11
|
|
|
|
2,310
|
|
HNP 130216P00025000
|
|
Expiration: February 2013, Exercise Price: $25.00
|
|
|
10
|
|
|
|
625
|
|
|
|
National Grid PLC - ADR
|
|
|
|
|
|
|
|
|
NGG 121222P00050000
|
|
Expiration: December 2012, Exercise Price: $50.00
|
|
|
20
|
|
|
|
850
|
|
NGG 130316P00050000
|
|
Expiration: March 2013, Exercise Price: $50.00
|
|
|
20
|
|
|
|
1,850
|
|
|
|
PICO Holdings, Inc.
|
|
|
|
|
|
|
|
|
PICO 121020P00022500
|
|
Expiration: October 2012, Exercise Price: $22.50
|
|
|
137
|
|
|
|
4,452
|
|
|
|
Utilities Select Sector SPDR Fund
|
|
|
|
|
|
|
|
|
XLU 130119P00030000
|
|
Expiration: January 2013, Exercise Price: $30.00
|
|
|
30
|
|
|
|
240
|
|
XLU 130119P00031000
|
|
Expiration: January 2013, Exercise Price: $31.00
|
|
|
12
|
|
|
|
2,550
|
|
XLU 130119P00032000
|
|
Expiration: January 2013, Exercise Price: $32.00
|
|
|
50
|
|
|
|
1,075
|
|
|
|
Veolia Environnement - ADR
|
|
|
|
|
|
|
|
|
VE 121020P00012500
|
|
Expiration: October 2012, Exercise Price: $12.50
|
|
|
219
|
|
|
|
36,682
|
|
VE 130119P00010000
|
|
Expiration: January 2013, Exercise Price: $10.00
|
|
|
25
|
|
|
|
1,250
|
|
VE 130420P00010000
|
|
Expiration: April 2013, Exercise Price: $10.00
|
|
|
140
|
|
|
|
10,850
|
|
|
|
|
|
|
|
|
|
|
92,270
|
|
|
|
Waste Management and Remediation Services
|
|
|
|
|
|
|
|
|
|
|
Republic Services, Inc.
|
|
|
|
|
|
|
|
|
RSG 121020P00025000
|
|
Expiration: October 2012, Exercise Price: $25.00
|
|
|
100
|
|
|
|
750
|
|
RSG 121020P00030000
|
|
Expiration: October 2012, Exercise Price: $30.00
|
|
|
7
|
|
|
|
1,855
|
|
RSG 130119P00025000
|
|
Expiration: January 2013, Exercise Price: $25.00
|
|
|
42
|
|
|
|
1,785
|
|
|
|
Waste Management, Inc.
|
|
|
|
|
|
|
|
|
WM 130119P00030000
|
|
Expiration: January 2013, Exercise Price: $30.00
|
|
|
83
|
|
|
|
5,188
|
|
WM 140118P00025000
|
|
Expiration: January 2014, Exercise Price: $25.00
|
|
|
35
|
|
|
|
4,200
|
|
WM 140118P00030000
|
|
Expiration: January 2014, Exercise Price: $30.00
|
|
|
57
|
|
|
|
15,817
|
|
|
|
|
|
|
|
|
|
|
29,595
|
|
|
|
Water Transportation
|
|
|
|
|
|
|
|
|
|
|
Carnival Corporation
|
|
|
|
|
|
|
|
|
CCL 130119P00023000
|
|
Expiration: January 2013, Exercise Price: $23.00
|
|
|
60
|
|
|
|
450
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL PUT OPTIONS WRITTEN
|
|
|
|
|
|
|
|
|
|
|
(premiums received ($4,535,171))
|
|
|
|
|
|
$
|
2,763,860
|
|