Designate a New Effective Date for a Post-effective Amendment Previously Filed Pursuant to Rule 485(a) (485bxt)
March 07 2014 - 1:50PM
Edgar (US Regulatory)
Securities Act Registration No. 333-178833
Investment Company Act Registration No. 811-22655
As filed with the Securities and Exchange Commission on
March
7,
2014
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
ý
¨
Pre-Effective Amendment No.
ý
Post-Effective Amendment No.
99
and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
ý
ý
Amendment No.
100
(Check appropriate box or boxes.)
Northern Lights Fund Trust III
(Exact Name of Registrant as Specified in Charter)
17605 Wright Street, Omaha, NE 68130
(Address of Principal Executive Offices)(Zip Code)
Registrant’s Telephone Number, including Area Code:
(402) 895-1600
The Corporation Trust Company
1209 Orange Street
Wilmington, DE 19801
(Name and Address of Agent for Service)
With copy to:
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JoAnn M. Strasser, Thompson Hine LLP
41 South High Street, 17th Floor
Columbus, Ohio 43215
614-469-3265 (phone)
614-469-3361 (fax)
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James P. Ash,
Gemini Fund Services, LLC
80 Arkay Drive
Hauppauge, New York 11788
(631) 470-2600
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Approximate date of proposed public offering: As soon as practicable after the effective date of the Registration Statement.
It is proposed that this filing will become effective:
¨
Immediately
upon filing pursuant to paragraph (b)
¨
On
(date)
pursuant to paragraph (b)
¨
60 days after filing pursuant to paragraph (a)(1)
¨
On (date) pursuant to paragraph (a)(1)
¨
75 days after filing pursuant to paragraph (a)(2)
¨
On (date) pursuant to paragraph (a)(2) of Rule 485.
If appropriate, check the following box:
X This post-effective amendment designates a new effective date for a previously filed post-effective amendment.
The sole purpose of this filing is to delay the effectiveness of the Trust’s Post-Effective Amendment No.
80
to its Registration Statement until
March
27,
2014.
Post-Effective Amendment No.
80
to the Trust’s Registration Statement relates to
the
Rogé Partners Fund
. Parts A, B and C of Registrant’s Post-Effective Amendment No.
80
under the Securities Act of 1933 and Amendment No.
81
under the Investment Company Act of 1940, filed on
November 26,
2013, are incorporated by reference herein.
Signatures
Pursuant to the requirements of the Securities Act of 1933, as amended, and Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this registration statement under rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No.
99
to the Registration Statement on Form N-1A to be signed on its behalf by the undersigned, duly authorized in the City of
Hauppauge
, State of
New York
on the
7
th
day of
March
,2014.
NORTHERN LIGHTS FUND TRUST III
(Registrant)
/s/ Andrew Rogers
By: Andrew Rogers,
President and Principal Executive Officer
Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
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Name
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Title
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Andrew Rogers*
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President
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Brian Curley*
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Treasurer
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Mark H. Taylor*
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Independent Trustee
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Jerry Vincentini*
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Independent Trustee
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Anthony M. Payne*
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Independent Trustee
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James U. Jensen*
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Independent Trustee
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John Palancia*
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Independent Trustee
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By:
Date:
/s/ James Ash
March 7,
2014
James Ash
*Attorney-in-Fact – Pursuant to Powers of Attorney previously filed on May 30, 2013
and June 4, 2013
to the Registrant’s Registration Statement on Form N-1A.
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