Statement of Changes in Beneficial Ownership (4)
June 09 2020 - 6:00PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Lewis Mitchell B |
2. Issuer Name and Ticker or Trading Symbol
BlueLinx Holdings Inc.
[
BXC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President And CEO |
(Last)
(First)
(Middle)
1950 SPECTRUM CIRCLE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/7/2020 |
(Street)
MARIETTA, GA 30067
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 6/7/2020 | | M | | 19167 (1) | A | (2) | 189979 | D | |
Common Stock | 6/7/2020 | | F | | 5770 (3) | D | $8.98 | 184209 | D | |
Common Stock | 6/8/2020 | | M | | 10238 (4) | A | (2) | 194447 | D | |
Common Stock | 6/8/2020 | | F | | 3082 (5) | D | $8.98 | 191365 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (2) | 6/7/2020 | | M | | | 19167 | (1) | (1) | Common Stock | 19167 | $0 | 38333 | D | |
Restricted Stock Units | (2) | 6/8/2020 | | M | | | 10238 | (4) | (4) | Common Stock | 10238 | $0 | 10240 | D | |
Restricted Stock Units | (2) | 6/8/2020 | | A | | 100000 | | (6) | (6) | Common Stock | 100000 | $0 | 100000 | D | |
Explanation of Responses: |
(1) | Represents the conversion of restricted stock units that vested on June 7, 2020. These are time-based restricted stock units that vest in three equal annual installments commencing on June 7, 2020. Vested shares will be delivered to the reporting person not later than 30 days after each vesting date. |
(2) | Each restricted stock unit represents a contingent right to receive one share of BlueLinx Holding Inc. common stock. |
(3) | These shares were withheld to cover tax withholding obligations when 19,167 time-based restricted stock units vested on June 7, 2020. |
(4) | Represents the conversion of restricted stock units that vested on June 8, 2020. These are time-based restricted stock units that vest in three equal annual installments commencing on June 8, 2019. Vested shares will be delivered to the reporting person not later than 30 days after each vesting date. |
(5) | These shares were withheld to cover tax withholding obligations when 10,238 time-based restricted stock units vested on June 8, 2020. |
(6) | These time-based restricted stock units vest in three equal annual installments commencing on June 8, 2021. Vested shares will be delivered to the reporting person not later than 30 days after each vesting date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Lewis Mitchell B 1950 SPECTRUM CIRCLE MARIETTA, GA 30067 | X |
| President And CEO |
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Signatures
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/s/ Justin B. Heineman, as attorney-in-fact for Mitchell B. Lewis | | 6/9/2020 |
**Signature of Reporting Person | Date |
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