UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21926
Morgan Stanley China A Share Fund, Inc.
(Exact name of registrant as specified in charter)
522
Fifth Avenue, New York, New York
|
10036
|
(Address of principal executive offices)
|
(Zip code)
|
Mary E. Mullin, Esq.
Managing Director
Morgan Stanley Investment Management Inc.
522 Fifth Avenue
New York, New York 10036
(Name and address of agent for service)
Registrant's telephone number, including area code: 800-231-2608
Date of fiscal year end: 12/31
Date of reporting period: 7/1/20 –
6/30/21
*******************************FORM N - Px REPORT*******************************
ICA File Number: 811-21926
Reporting Period: 07/01/2020 - 06/30/2021
Morgan Stanley China A Share Fund, Inc.
==================== Morgan Stanley China A Share Fund, Inc. ===================
BANK OF COMMUNICATIONS CO., LTD.
Ticker: 3328 Security ID: Y06988110
Meeting Date: MAR 24, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Management Plan (2021 - For For Management
2025)
2 Approve Issuance of Qualified For For Management
Write-down Tier 2 Capital Bonds and
Related Transactions
--------------------------------------------------------------------------------
BANK OF COMMUNICATIONS CO., LTD.
Ticker: 3328 Security ID: Y06988110
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Linping as Director For For Management
2 Elect Chang Baosheng as Director For For Management
3 Approve Donation of Materials in For For Management
Fighting the COVID-19 Pandemic in 2020
4 Approve Remuneration Plan of the For For Shareholder
Directors
5 Approve Remuneration Plan of the For For Shareholder
Supervisors
6 Elect Cai Yunge as Supervisor For For Shareholder
--------------------------------------------------------------------------------
BANK OF COMMUNICATIONS CO., LTD.
Ticker: 3328 Security ID: Y06988110
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Report For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Fixed Assets Investment Plan For For Management
6 Approve PricewaterhouseCoopers as For For Management
International Auditor and
PricewaterhouseCoopers Zhong Tian LLP
as Domestic Auditor and Authorize Board
to Determine and Enter Into Respective
Engagement with Them
--------------------------------------------------------------------------------
BEIJING NEW BUILDING MATERIALS PUBLIC LTD. CO.
Ticker: 000786 Security ID: Y07708103
Meeting Date: SEP 07, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Abstain Management
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For Abstain Management
Meetings of Board of Directors
4 Approve Provision of Guarantee For For Management
5 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
6 Elect Fu Jinguang as Supervisor For For Shareholder
--------------------------------------------------------------------------------
BEIJING THUNISOFT CORP. LTD.
Ticker: 300271 Security ID: Y0R73R114
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
BEIJING THUNISOFT CORP. LTD.
Ticker: 300271 Security ID: Y0R73R114
Meeting Date: AUG 17, 2020 Meeting Type: Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision for For For Management
Wholly-Owned Subsidiary
2 Approve Related Party Transaction in For For Management
Connection to Guarantee Provision by
Company and the Company's Ultimate
Controller for the Comprehensive Credit
Line Application of Wholly-Owned
Subsidiary
3 Approve Related Party Transaction in For For Management
Connection to Supplemental Confirmation
on Guarantee Provision by the Company's
Senior Management and Its Related
Parties for the Comprehensive Credit
Line Application of Wholly-Owned
Subsidiary
4 Approve Related Party Transaction in For For Management
Connection to Guarantee Provision by
the Company's Senior Management and Its
Related Parties for the Comprehensive
Credit Line Application of Wholly-Owned
Subsidiary
--------------------------------------------------------------------------------
BEIJING THUNISOFT CORP. LTD.
Ticker: 300271 Security ID: Y0R73R114
Meeting Date: DEC 14, 2020 Meeting Type: Special
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
--------------------------------------------------------------------------------
BEIJING THUNISOFT CORP. LTD.
Ticker: 300271 Security ID: Y0R73R114
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6.1 Approve Remuneration of Non-Independent For For Management
Directors
6.2 Approve Remuneration of Independent For For Management
Directors
7.1 Approve Remuneration of Fan Jiaojiao For For Management
7.2 Approve Remuneration of Wang Zhen For For Management
7.3 Approve Remuneration of Gong Wei For For Management
8 Approve Appointment of Auditor For For Management
9 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
BEIJING THUNISOFT CORP. LTD.
Ticker: 300271 Security ID: Y0R73R114
Meeting Date: FEB 04, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Yang Lin as Non-Independent For For Management
Director
1.2 Elect Ren Gang as Non-Independent For For Management
Director
2 Approve Amendments to Articles of For For Management
Association
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
BEIJING THUNISOFT CORP. LTD.
Ticker: 300271 Security ID: Y0R73R114
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
3 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
4 Amend Related-Party Transaction For For Management
Management System
--------------------------------------------------------------------------------
CHACHA FOOD CO., LTD.
Ticker: 002557 Security ID: Y2000X106
Meeting Date: JAN 26, 2021 Meeting Type: Special
Record Date: JAN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Employee For For Management
Share Purchase Plan
2 Approve Authorization of the Board to For For Management
Handle All Matters
3 Approve Methods to Assess the For For Management
Performance of Plan Participants
--------------------------------------------------------------------------------
CHACHA FOOD CO., LTD.
Ticker: 002557 Security ID: Y2000X106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve Completion of Raised Funds For For Management
Project and Transfer of Remaining
Raised Funds to Raised Funds Account
8 Approve Daily Related-Party Transaction For For Management
9 Approve Appointment of Auditor For For Management
10 Approve Use of Raised Funds to Purchase For For Management
Financial Products
11 Approve Comprehensive Credit Line Bank For For Management
Application
12 Approve Use of Own Funds to Invest in For For Management
Financial Products
13 Approve Provision of Guarantee For For Management
14 Amend Articles of Association For For Shareholder
--------------------------------------------------------------------------------
CHINA MERCHANTS PROPERTY OPERATION & SERVICE CO., LTD.
Ticker: 001914 Security ID: Y8345C103
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: DEC 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
CHINA MERCHANTS PROPERTY OPERATION & SERVICE CO., LTD.
Ticker: 001914 Security ID: Y8345C103
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Deposit and Loan Business For For Management
7 Approve Provision of Guarantees For For Management
8 Approve Financial Auditor and Internal For For Management
Control Auditor
9 Approve Daily Related Party For For Management
Transactions
10 Approve Shareholder Return Plan For For Management
11 Approve Purchase of Liability Insurance For For Management
for Directors, Supervisors and Senior
Management Members
12.1 Elect Yuan Jiahua as Director For For Management
12.2 Elect Xie Shuiqing as Director For For Management
12.3 Elect Wang Suwang as Director For For Management
13.1 Elect Li Shifang as Supervisor For For Management
13.2 Elect Zeng Ding as Supervisor For For Management
13.3 Elect Tang Jian as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA MERCHANTS PROPERTY OPERATION & SERVICE CO., LTD.
Ticker: 001914 Security ID: Y8345C103
Meeting Date: FEB 04, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Loan For For Management
2 Elect Chen Haizhao as Non-Independent For For Shareholder
Director
--------------------------------------------------------------------------------
CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD.
Ticker: 001979 Security ID: Y14907102
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Leaseback Financial For For Management
Leasing Business Constitute as Related
Transaction and Provision of Its
Guarantee
--------------------------------------------------------------------------------
CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD.
Ticker: 001979 Security ID: Y14907102
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Report For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Daily Related Party For For Management
Transactions
8 Approve General Authorization to Issue For For Management
Bond Products
9 Approve Deposit and Loan Transactions For For Management
10 Approve Provision of Guarantees for For Against Management
Controlled Subsidiaries
11 Approve Provision of Guarantees for For For Management
Joint Ventures Company
12 Approve Financial Assistance Provision For For Management
13 Approve Purchase of Liability Insurance For For Management
for Directors, Supervisors and Senior
Management Members
14 Approve Financial Services Agreement For Against Management
15 Approve Charitable Donations For For Management
16 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD.
Ticker: 001979 Security ID: Y14907102
Meeting Date: JUL 28, 2020 Meeting Type: Special
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compliance with Relevant Laws For For Management
and Regulations of Issuance of Shares,
Convertible Bonds and Cash Payment to
Purchase Assets and Raise Supporting
Funds
2.1 Approve Transaction Parties For For Management
2.2 Approve Underlying Asset For For Management
2.3 Approve Transaction Price For For Management
2.4 Approve Payment Method For For Management
2.5 Approve Issue Type and Par Value For For Management
2.6 Approve Pricing Reference Date and For For Management
Issue Price
2.7 Approve Issue Scale For For Management
2.8 Approve Lock-up Period For For Management
2.9 Approve Listing Arrangement For For Management
2.10 Approve Distribution Arrangement of For For Management
Cumulative Earnings
2.11 Approve Interim Profit and Loss For For Management
Arrangement
2.12 Approve Asset Delivery For For Management
2.13 Approve Issue Type and Par Value of For For Management
Convertible Bonds
2.14 Approve Issue Manner and Target Parties For For Management
of Convertible Bonds
2.15 Approve Issue Scale of Convertible For For Management
Bonds
2.16 Approve Determination and Adjustment of For For Management
Conversion Price of Convertible Bonds
2.17 Approve Bond Duration and Conversion For For Management
Period of Convertible Bonds
2.18 Approve Lock-up Period of Convertible For For Management
Bonds
2.19 Approve Mandatory Conversion Clause of For For Management
Convertible Bonds
2.20 Approve Method on Handling Fractional For For Management
Shares Upon Conversion of Convertible
Bonds
2.21 Approve Interest Rate of Convertible For For Management
Bonds
2.22 Approve Source of Shares of Convertible For For Management
Bonds
2.23 Approve Other Matters of Convertible For For Management
Bonds
2.24 Approve Issue Type and Par Value of For For Management
Raising Supporting Funds
2.25 Approve Issue Manner and Period of For For Management
Raising Supporting Funds
2.26 Approve Target Parties and Subscription For For Management
Manner of Raising Supporting Funds
2.27 Approve Issue Scale and Amount of For For Management
Raised Funds of Raising Supporting
Funds
2.28 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis of Raising
Supporting Funds
2.29 Approve Lock-up Arrangement of Raising For For Management
Supporting Funds
2.30 Approve Usage of Raised Funds of For For Management
Raising Supporting Funds
2.31 Approve Distribution Arrangement of For For Management
Cumulative Earnings of Raising
Supporting Funds
2.32 Approve Listing Location of Raising For For Management
Supporting Funds
2.33 Approve Resolution Validity Period of For For Management
Raising Supporting Funds
3 Approve Draft and Summary of Issuance For For Management
of Shares, Convertible Bonds and Cash
Payment and Raising Supporting Funds
4 Approve Transaction Does Not Constitute For For Management
as Related Party Transactions
5 Approve Transaction Does Not Constitute For For Management
as Major Asset Restructure
6 Approve Transaction Does Not Constitute For For Management
as Restructure and Listing
7 Approve Transaction Complies with For For Management
Article IV of Provisions on Issues
Concerning Regulating the Material
Asset Reorganizations of Listed
Companies
8 Approve Transaction Complies with For For Management
Article 11 of the Administrative
Measures for the Material Asset
Reorganizations of Listed Companies
9 Approve Transaction Complies with For For Management
Article 43 of the Administrative
Measures for the Material Asset
Reorganizations of Listed Companies
10 Approve Completeness and Compliance of For For Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
11 Approve Audit Report, Profit Forecast For For Management
Report and Appraisal Report of the
Transaction
12 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
13 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
14 Approve Fluctuation of Company's Stock For For Management
Price Does Not Meet the Relevant
Standards of Article 5 of Notice on
Regulating the Information Disclosure
of Listed Companies and the Behavior of
Related Parties
15 Approve Signing of Conditional For For Management
Agreement Regarding Issuance of Shares,
Convertible Bonds and Cash Payment to
Purchase Assets
16 Approve Signing of Supplemental For For Management
Conditional Agreement Regarding
Issuance of Shares, Convertible Bonds
and Cash Payment to Purchase Assets
17 Approve Introduction of Strategic For For Management
Investor and Signing of Strategic
Cooperation Agreement
18 Approve Signing of Supplemental For For Management
Agreement on Issuance of Shares
Subscription Agreement
19 Approve Self-inspection Report on For For Management
Company's Real Estate Business and
Related Commitments of the Transaction
20 Approve Letter of Commitment For For Management
21 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
CHINA NATIONAL ACCORD MEDICINES CORP. LTD.
Ticker: 200028 Security ID: Y77422114
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment to Bank Credit Line For For Management
and Guarantee Provision Arrangment
2.1 Elect Wu Yijian as Non-independent For For Shareholder
Director
2.2 Elect Lin Min as Non-independent For For Shareholder
Director
--------------------------------------------------------------------------------
CHINA PACIFIC INSURANCE (GROUP) CO. LTD.
Ticker: 2601 Security ID: Y1505Z103
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Board of For For Management
Supervisors
3 Approve 2020 Annual Reports For For Management
4 Approve 2020 Financial Statements and For For Management
Report
5 Approve 2020 Profit Distribution Plan For For Management
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as PRC Auditor and Internal
Control Auditor and to
PricewaterhouseCoopers as Hong Kong
Auditor
7 Approve 2020 Due Diligence Report For For Management
8 Approve 2020 Report on Performance of For For Management
Independent Directors
9 Approve 2021 Donations For For Management
10 Approve Change of Registered Capital For For Management
11 Approve Amendments to Articles of For For Management
Association and Authorization of the
Chairman to Make Such Revisions to the
Proposed Amendments
12 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
CHINA PACIFIC INSURANCE (GROUP) CO. LTD.
Ticker: 2601 Security ID: Y1505Z111
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Board of For For Management
Supervisors
3 Approve 2020 Annual Reports For For Management
4 Approve 2020 Financial Statements and For For Management
Report
5 Approve 2020 Profit Distribution Plan For For Management
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as PRC Auditor and Internal
Control Auditor and to
PricewaterhouseCoopers as Hong Kong
Auditor
7 Approve 2020 Due Diligence Report For For Management
8 Approve 2020 Report on Performance of For For Management
Independent Directors
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Approve Change of Registered Capital For For Management
11 Approve Amendments to Articles of For For Management
Association and Authorization of the
Chairman to Make Such Revisions to the
Proposed Amendments
12 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
13 Approve 2021 Donations For For Management
--------------------------------------------------------------------------------
CHINA PACIFIC INSURANCE (GROUP) CO., LTD.
Ticker: 2601 Security ID: Y1505Z103
Meeting Date: AUG 21, 2020 Meeting Type: Special
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Establishment of CPIC Fintech For For Management
Co., Ltd.
3.1 Elect Chen Ran as Director For For Management
3.2 Elect John Robert Dacey as Director For For Management
3.3 Elect Liang Hong as Director For For Management
--------------------------------------------------------------------------------
CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
2 Approve Purchase of Bank Financial For For Management
Products
--------------------------------------------------------------------------------
CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: MAR 08, 2021 Meeting Type: Special
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Daily Related Party Transaction For For Management
--------------------------------------------------------------------------------
CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Report For For Management
2 Approve Profit Distribution For For Management
3 Approve Report of the Board of For For Management
Directors
4 Approve Report of the Board of For For Management
Supervisors
5 Approve Annual Report and Summary For For Management
6 Approve Allowance of Independent For For Management
Directors
7.1 Elect Wang Chuncheng as Director For For Shareholder
7.2 Elect Han Yuewei as Director For For Shareholder
7.3 Elect Wei Xing as Director For For Shareholder
7.4 Elect Guo Wei as Director For For Shareholder
7.5 Elect Deng Ronghui as Director For For Shareholder
7.6 Elect Qiu Huawei as Director For For Management
7.7 Elect Zhou Hui as Director For For Management
8.1 Elect Yao Xingtian as Director For For Management
8.2 Elect Tu Pengfei as Director For For Management
8.3 Elect Xu Fang as Director For For Management
8.4 Elect Liu Junyong as Director For For Management
9.1 Elect Tao Ran as Supervisor For For Shareholder
9.2 Elect Weng Jingwen as Supervisor For For Shareholder
9.3 Elect Tang Na as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CHINA VANKE CO., LTD.
Ticker: 2202 Security ID: Y77421132
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Annual Report For For Management
4 Approve KPMG Huazhen LLP and KPMG as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Authorization of the Company For For Management
and Its Majority-Owned Subsidiaries to
Provide Financial Assistance to Third
Parties
6 Approve Authorization of Guarantee by For Against Management
the Company to Its Majority-Owned
Subsidiaries
7 Approve Purchase of Liability Insurance For For Management
for Directors, Supervisors and Senior
Management
8 Elect Huang Liping as Director For For Management
9 Approve Dividend Distribution Plan For For Management
10 Approve Scrip Dividend Scheme for H For For Management
Shares
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights for H Shares
12 Authorize Repurchase of Issued Share For For Management
Capital
13 Amend Articles of Association For For Management
14 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
15 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
16 Approve Iterative Non-Property For For Shareholder
Development Business Co-Investment
Mechanism
--------------------------------------------------------------------------------
CHINA VANKE CO., LTD.
Ticker: 2202 Security ID: Y77421132
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scrip Dividend Scheme for H For For Management
Shares
2 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
CHINA VANKE CO., LTD.
Ticker: 2202 Security ID: Y77421116
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Annual Report For For Management
4 Approve KPMG Huazhen LLP and KPMG as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Authorization of the Company For For Management
and Its Majority-Owned Subsidiaries to
Provide Financial Assistance to Third
Parties
6 Approve Authorization of Guarantee by For Against Management
the Company to Its Majority-Owned
Subsidiaries
7 Approve Purchase of Liability Insurance For For Management
for Directors, Supervisors and Senior
Management
8 Elect Huang Liping as Director For For Management
9 Approve Dividend Distribution Plan For For Management
10 Approve Scrip Dividend Scheme for H For For Management
Shares
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights for H Shares
12 Authorize Repurchase of Issued Share For For Management
Capital
13 Amend Articles of Association For For Management
14 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
15 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
16 Approve Iterative Non-Property For For Shareholder
Development Business Co-Investment
Mechanism
--------------------------------------------------------------------------------
CHINA VANKE CO., LTD.
Ticker: 2202 Security ID: Y77421116
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scrip Dividend Scheme for H For For Management
Shares
2 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
CHINA YANGTZE POWER CO., LTD.
Ticker: 600900 Security ID: Y1516Q142
Meeting Date: MAY 31, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Appointment of Financial For For Management
Auditor
6 Approve Appointment of Internal Control For For Management
Auditor
7 Approve Short-term Fixed Income For Against Management
Investment
8 Approve Signing of Financial Service For For Management
Framework Agreement
9 Approve Changes in Registered Capital For For Management
and Amend Articles of Association
10.1 Elect Wang Shiping as Director For For Shareholder
10.2 Elect Su Jingsong as Director For For Shareholder
11.1 Elect Zeng Yi as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CHINA YANGTZE POWER CO., LTD.
Ticker: 600900 Security ID: Y1516Q142
Meeting Date: SEP 16, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Introduction of Co-Investors For For Management
for Power Distribution Project
--------------------------------------------------------------------------------
CHINA YANGTZE POWER CO., LTD.
Ticker: 600900 Security ID: Y1516Q142
Meeting Date: NOV 25, 2020 Meeting Type: Special
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhang Xingliao as Non-independent For For Shareholder
Director
--------------------------------------------------------------------------------
FOCUSED PHOTONICS (HANGZHOU), INC.
Ticker: 300203 Security ID: Y2574T101
Meeting Date: NOV 19, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Disposal For For Management
2 Approve Signing of Shareholder For For Management
Agreement
--------------------------------------------------------------------------------
FOCUSED PHOTONICS (HANGZHOU), INC.
Ticker: 300203 Security ID: Y2574T101
Meeting Date: JUL 10, 2020 Meeting Type: Special
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision Plan For For Management
--------------------------------------------------------------------------------
FOXCONN INDUSTRIAL INTERNET CO., LTD.
Ticker: 601138 Security ID: Y2620V100
Meeting Date: JUL 10, 2020 Meeting Type: Special
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Li Junqi as Non-independent For For Management
Director
1.2 Elect Zheng Hongmeng as Non-independent For For Management
Director
1.3 Elect Zhou Taiyu as Non-independent For For Management
Director
1.4 Elect Wang Jianmin as Non-independent For For Management
Director
2.1 Elect Xue Jian as Independent Director For For Management
2.2 Elect Sun Zhongliang as Independent For For Management
Director
3.1 Elect Hu Guohui as Supervisor For For Management
3.2 Elect Li Yingxin as Supervisor For For Management
4 Approve Issuance of Super Short-term For For Management
Commercial Papers
5 Approve Company's Eligibility for For For Management
Corporate Bond Issuance
6.1 Approve Issue Size For For Management
6.2 Approve Par Value and Issue Price For For Management
6.3 Approve Bond Type and Maturity For For Management
6.4 Approve Bond Interest Rate, For For Management
Determination Method and Repayment of
Capital and Interest
6.5 Approve Issue Manner For For Management
6.6 Approve Target Subscribers and Placing For For Management
Arrangement for Shareholders
6.7 Approve Use of Proceeds For For Management
6.8 Approve Terms of Sell-Back or Terms of For For Management
Redemption
6.9 Approve Company Credit Status and For For Management
Safeguard Measures of Debts Repayment
6.10 Approve Underwriting Manner and Listing For For Management
of the Bonds
6.11 Approve Resolution Validity Period For For Management
7 Approve Authorization of Board to For For Management
Handle All Related Matters
8 Approve Provision of Guarantee For For Management
9 Amend Financial Aid Management System For For Management
10 Amend Director Remuneration System For Abstain Management
--------------------------------------------------------------------------------
FOXCONN INDUSTRIAL INTERNET CO., LTD.
Ticker: 601138 Security ID: Y2620V100
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Related Party Transaction For For Management
7 Approve Adjustment, Modification and For For Management
Extension of Raised Funds Investment
Project
8 Approve Appointment of Auditor For For Shareholder
9 Approve Provision of Guarantee For For Shareholder
10.1 Approve Issuer, Issue Size and Issue For For Shareholder
Manner
10.2 Approve Issue Type For For Shareholder
10.3 Approve Period For For Shareholder
10.4 Approve Issuance Interest Rate For For Shareholder
10.5 Approve Guarantee and Other For For Shareholder
Arrangements
10.6 Approve Use of Proceeds For For Shareholder
10.7 Approve Issue Price For For Shareholder
10.8 Approve Target Subscribers For For Shareholder
10.9 Approve Listing Exchange For For Shareholder
10.10 Approve Resolution Validity Period For For Shareholder
10.11 Approve Authorization of Board to For For Shareholder
Handle All Related Matters
11 Approve Purchase of Liability Insurance For For Shareholder
for Directors, Supervisors and Senior
Management Members
12.1 Elect Yang Feifei as Supervisor For For Management
--------------------------------------------------------------------------------
GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI
Ticker: 000651 Security ID: Y2882R102
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Report For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Foreign Exchange Derivatives For For Management
Trading Business
8 Approve Use of Own Idle Funds for For Against Management
Investment in Financial Products
9 Approve Daily Related Party For For Management
Transactions
10 Approve Amendments to Articles of For Abstain Management
Association, Rules and Procedures
Regarding General Meetings of
Shareholders and Rules and Procedures
Regarding Meetings of Board of
Directors
11 Amend Rules and Procedures Regarding For Abstain Management
Meetings of Board of Supervisors
12 Approve Employee Share Purchase Plan For For Shareholder
(Draft) and Summary
13 Approve Authorization of Board to For For Shareholder
Handle All Related Matters
--------------------------------------------------------------------------------
GUANGDONG SOUTH NEW MEDIA CO., LTD.
Ticker: 300770 Security ID: Y2936Y103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For For Management
5 Approve Equity Distribution Plan For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Related Party Transaction For For Management
8 Approve Use of Idle Raised and Own For For Management
Funds to Conduct Cash Management
9 Approve Optimization of Disposal of For For Management
Retirement Compensation Plan
10 Approve Optimization of Long-term For For Management
Incentive plan
11 Approve Adjustment to Allowance of For For Management
Independent Directors
12 Approve Purchase of Liability Insurance For For Management
for Directors, Supervisors and Senior
Management Members
--------------------------------------------------------------------------------
GUANGDONG SOUTH NEW MEDIA CO., LTD.
Ticker: 300770 Security ID: Y2936Y103
Meeting Date: FEB 25, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Repurchase For For Management
--------------------------------------------------------------------------------
GUANGDONG SOUTH NEW MEDIA CO., LTD.
Ticker: 300770 Security ID: Y2936Y103
Meeting Date: JAN 18, 2021 Meeting Type: Special
Record Date: JAN 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment of Raised Funds For For Management
Project Investment Plan
--------------------------------------------------------------------------------
GUANGXI GUIGUAN ELECTRIC POWER CO., LTD.
Ticker: 600236 Security ID: Y2931R103
Meeting Date: SEP 17, 2020 Meeting Type: Special
Record Date: SEP 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Additional Daily Related Party For For Management
Transaction
2 Approve Signing of Financial Services For Against Management
Agreement
3 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
--------------------------------------------------------------------------------
GUANGXI GUIGUAN ELECTRIC POWER CO., LTD.
Ticker: 600236 Security ID: Y2931R103
Meeting Date: FEB 05, 2021 Meeting Type: Special
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect He Zibo as Non-independent For For Shareholder
Director
1.2 Elect Sun Yanwen as Non-independent For For Shareholder
Director
2.1 Elect Pan Bin as Independent Director For For Shareholder
--------------------------------------------------------------------------------
GUANGZHOU HAIGE COMMUNICATIONS GROUP INC. CO.
Ticker: 002465 Security ID: Y29328104
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Bai Ziwu as Supervisor For For Shareholder
1.2 Elect Chen Wei as Supervisor For For Shareholder
--------------------------------------------------------------------------------
GUANGZHOU HAIGE COMMUNICATIONS GROUP INC. CO.
Ticker: 002465 Security ID: Y29328104
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Use of Idle Own Funds for For For Management
Low-risk Short-term Financial Product
Investment
8 Approve Credit Line Application For For Management
9 Approve Daily Related Party Transaction For For Management
10 Approve Formulation of Shareholder For For Management
Return Plan
--------------------------------------------------------------------------------
GUANGZHOU RESTAURANT GROUP CO., LTD.
Ticker: 603043 Security ID: Y2936P102
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
--------------------------------------------------------------------------------
GUANGZHOU RESTAURANT GROUP CO., LTD.
Ticker: 603043 Security ID: Y2936P102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Report on the Deposit and Usage For For Management
of Raised Funds
7 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
--------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD.
Ticker: 600690 Security ID: Y7166P102
Meeting Date: SEP 01, 2020 Meeting Type: Special
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Major Asset Restructure For For Management
Complies with Relevant Laws and
Regulations
2.1 Approve Transaction Overview For For Management
2.2 Approve Regulatory Approval For For Management
2.3 Approve Transaction Parties For For Management
2.4 Approve Target Assets For For Management
2.5 Approve Underlying Asset Valuation and For For Management
Transaction Price
2.6 Approve Issue Type and Par Value For For Management
2.7 Approve Listing Location For For Management
2.8 Approve Issue Period For For Management
2.9 Approve Target Parties For For Management
2.10 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Manner of H Shares
2.11 Approve Issue Scale of H Shares For For Management
2.12 Approve Conversion Ratio For For Management
2.13 Approve Cash Payment Consideration For For Management
2.14 Approve Fragment Stock Processing For For Management
Method
2.15 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.16 Approve Lock-up Period Arrangement For For Management
2.17 Approve Resolution Validity Period For For Management
3 Approve Transaction Constitutes as For For Management
Related Party Transactions
4 Approve Transaction Constitutes as For For Management
Major Asset Restructure
5 Approve Transaction Does Not For For Management
Constitutes as Reorganization and
Listing
6 Approve Draft and Summary Major Asset For For Management
Acquisition and Related Party
Transaction
7 Approve Transaction Complies with For For Management
Article 11 of the Administrative
Measures for the Material Asset
Reorganizations of Listed Companies and
Article IV of Provisions on Issues
Concerning Regulating the Material
Asset Reorganizations of Listed
Companies
8 Approve Relevant Audit Report, Review For For Management
Report of the Transaction
9 Approve Relevant Audit Report of For For Management
Underlying Assets of Transaction and
Review Report
10 Approve Valuation Reports Related to For For Management
Underlying Assets of Transaction
11 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
12 Approve Completeness and Compliance of For For Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
13 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
14 Approve Report on the Deposit and Usage For For Management
of Raised Funds
15 Approve Shareholder Return Plan For For Management
16 Approve Amendments to Articles of For For Management
Association of H Shares
17 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders of H
Shares
18 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors of H
Shares
19 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors of H
Shares
20 Amend Management System of Raised Funds For For Management
of H Shares
21 Amend Related Party Transaction Fair For For Management
Decision Making System of H Shares
22 Amend Working System for Independent For For Management
Directors of H Shares
23 Amend Investment Management System of H For For Management
Shares
24 Amend External Guarantee Management For For Management
System of H Shares
25 Amend Confidentiality and File For For Management
Management System Related to Overseas
Securities Issuance and Listing of H
Shares
26 Approve Authorization on Daily Related For For Management
Party Transaction
27 Approve Authorization of the Board to For For Management
Handle All Related Matters
28 Approve Adjustment Plan on Exchangeable For For Management
Bonds Issued by Company Through its
Overseas Wholly-owned Subsidiaries
29 Approve Transfer of Equity For For Management
--------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD.
Ticker: 600690 Security ID: Y7166P102
Meeting Date: SEP 01, 2020 Meeting Type: Special
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Transaction Overview For For Management
1.2 Approve Regulatory Approval For For Management
1.3 Approve Transaction Parties For For Management
1.4 Approve Target Assets For For Management
1.5 Approve Underlying Asset Valuation and For For Management
Transaction Price
1.6 Approve Issue Type and Par Value For For Management
1.7 Approve Listing Location For For Management
1.8 Approve Issue Period For For Management
1.9 Approve Target Parties For For Management
1.10 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Manner of H Shares
1.11 Approve Issue Scale of H Shares For For Management
1.12 Approve Conversion Ratio For For Management
1.13 Approve Cash Payment Consideration For For Management
1.14 Approve Fragment Stock Processing For For Management
Method
1.15 Approve Distribution Arrangement of For For Management
Undistributed Earnings
1.16 Approve Lock-up Period Arrangement For For Management
1.17 Approve Resolution Validity Period For For Management
2 Approve Adjustment Plan on Exchangeable For For Management
Bonds Issued by Company Through its
Overseas Wholly-owned Subsidiaries
--------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD.
Ticker: 6690 Security ID: Y716ED100
Meeting Date: MAR 05, 2021 Meeting Type: Special
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Appointment of International For For Management
Accounting Standards Auditor for 2020
3 Approve General Mandate for the For For Management
Repurchase of H Shares
4.1 Elect Xie Ju Zhi as Director For For Management
4.2 Elect Yu Hon To, David as Director For Against Management
4.3 Elect Eva Li Kam Fun as Director For For Management
5.1 Elect Li Shipeng as Director For For Management
--------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD.
Ticker: 6690 Security ID: Y716ED100
Meeting Date: MAR 05, 2021 Meeting Type: Special
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve General Mandate for the For For Management
Repurchase of H Shares
--------------------------------------------------------------------------------
HEFEI MEYER OPTOELECTRONIC TECHNOLOGY INC.
Ticker: 002690 Security ID: Y3123L102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For For Management
6 Approve Profit Distribution For For Management
7 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
8 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
9 Approve Use of Idle Excess Raised Funds For Against Management
and Own Funds for Cash Management
10 Approve Appointment of Auditor For For Management
11 Approve Application of Bank Credit For For Management
Lines
--------------------------------------------------------------------------------
HUAFA INDUSTRIAL CO., LTD. ZHUHAI
Ticker: 600325 Security ID: Y3739J103
Meeting Date: JUL 29, 2020 Meeting Type: Special
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For For Management
Connection to Asset-backed Plan
2 Approve Related Party Transaction in For For Management
Connection to Guarantee Provision Plan
3 Approve Related Party Transaction in For For Management
Connection to Entrusted Management of
Real Estate Projects
--------------------------------------------------------------------------------
HUANENG LANCANG RIVER HYDROPOWER INC.
Ticker: 600025 Security ID: Y3R3DJ106
Meeting Date: DEC 08, 2020 Meeting Type: Special
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Horizontal For For Management
Competition Preventive Agreement
--------------------------------------------------------------------------------
HUANENG LANCANG RIVER HYDROPOWER INC.
Ticker: 600025 Security ID: Y3R3DJ106
Meeting Date: FEB 01, 2021 Meeting Type: Special
Record Date: JAN 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Independent For For Management
Directors
2.1 Elect Yuan Xianghua as Non-Independent For For Management
Director
2.2 Elect Yang Wanhua as Non-Independent For For Management
Director
2.3 Elect Li Shuangyou as Non-Independent For For Management
Director
2.4 Elect Sun Wei as Non-Independent For For Management
Director
2.5 Elect Xu Ping as Non-Independent For For Management
Director
2.6 Elect Li Xide as Non-Independent For For Management
Director
2.7 Elect Liu Yujie as Non-Independent For For Management
Director
2.8 Elect Zhou Manfu as Non-Independent For For Management
Director
2.9 Elect Li Qinghua as Non-Independent For For Management
Director
3.1 Elect Zhang Qizhi as Independent For For Management
Director
3.2 Elect Liu Huijiang as Independent For For Management
Director
3.3 Elect Yang Xianming as Independent For For Management
Director
3.4 Elect Chen Tieshui as Independent For For Management
Director
3.5 Elect Yin Xiaobing as Independent For For Management
Director
4.1 Elect Xia Aidong as Supervisor For For Management
4.2 Elect Hu Chunjin as Supervisor For For Management
4.3 Elect Wang Bin as Supervisor For For Management
--------------------------------------------------------------------------------
HUATAI SECURITIES CO., LTD.
Ticker: 6886 Security ID: Y37426106
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Final Financial Report For For Management
4 Approve Annual Report For For Management
5 Approve Profit Distribution Plan For For Management
6.1 Approve Ordinary Related-Party For For Management
Transactions with Jiangsu Guoxin
Investment Group Limited and Its
Related Companies
6.2 Approve Ordinary Related-Party For For Management
Transactions with Jiangsu
Communications Holding Co., Ltd. and
Its Related Companies
6.3 Approve Ordinary Related-Party For For Management
Transactions with Govtor Capital Group
Co., Ltd. and Its Related Companies
6.4 Approve Ordinary Related-Party For For Management
Transactions with Other Related Parties
7 Approve Estimated Investment Amount for For For Management
Proprietary Business
8 Approve KPMG Huazhen LLP as Auditor for For For Management
Annual Accounting Statements and as
Internal Control Auditor and Fix Their
Remuneration
9 Elect Au King-chi as Director For For Management
--------------------------------------------------------------------------------
HUATAI SECURITIES CO., LTD.
Ticker: 6886 Security ID: Y37426106
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ke Xiang as Director For For Shareholder
2 Approve General Mandate for the For For Management
Domestic and Foreign Debt Financing
Instruments
3 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
4 Approve Restricted Share Incentive For Against Management
Scheme of A Shares (Draft) and Its
Summary
5 Approve Administrative Measures for the For Against Management
Restricted Share Incentive Scheme of A
Shares
6 Approve Administrative Measures for the For Against Management
Implementation and Appraisal of the
Restricted Share Incentive Scheme of A
Shares
7 Authorize Board to Handle All Matters For Against Management
in Relation to the Restricted Share
Incentive Scheme of A Shares
--------------------------------------------------------------------------------
INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B104
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2021-2023 Capital Planning of For For Management
ICBC
2 Approve Issuance of Undated Additional For For Management
Tier 1 Capital Bonds
3 Approve Payment Plan of Remuneration to For For Management
Directors for 2019
4 Approve Payment Plan of Remuneration to For For Management
Supervisors for 2019
--------------------------------------------------------------------------------
INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B104
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Audited Accounts For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Fixed Asset Investment Budget For For Management
6 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Domestic External Auditor and Deloitte
Touche Tohmatsu as International
External Auditor
7 Approve Application for Authorization For For Management
Limit for Special Donations for Poverty
Alleviation
8 Elect Chen Yifang as Director For For Management
9 Approve Issuance of Eligible Tier 2 For For Management
Capital Instruments
10 Approve Extension of Validity Period of For Against Management
Undated Capital Bonds
11 Approve Donation of Materials for For For Management
Epidemic Prevention and Control in 2020
--------------------------------------------------------------------------------
INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD.
Ticker: 600887 Security ID: Y408DG116
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Operation Strategy and For For Management
Investment Plan
5 Approve Financial Statements and For For Management
Financial Budget Report
6 Approve Profit Distribution For For Management
7 Approve Report of the Independent For For Management
Directors
8 Approve Provision of Guarantees to For For Management
Upstream and Downstream Partners of the
Industry Chain
9 Approve Issuance of Super Short-term For For Management
Commercial Papers
10 Approve Provision of Guarantees to For For Management
Wholly-owned Subsidiaries
11 Approve Provision of Guarantees to For Against Management
Hohhot Yixing Dairy Investment
Management Co., Ltd.
12 Approve Repurchase and Cancellation of For For Management
Performance Shares
13 Approve Amendments to Articles of For For Management
Association
14 Amend Working System for Independent For Against Management
Directors
15 Amend Related-party Transaction For Against Management
Management System
16 Approve Appointment of Auditor For For Management
--------------------------------------------------------------------------------
INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD.
Ticker: 600887 Security ID: Y408DG116
Meeting Date: JUN 28, 2021 Meeting Type: Special
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Principle
2.4 Approve Issue Size For For Management
2.5 Approve Target Subscribers and For For Management
Subscription Method
2.6 Approve Amount and Use of Proceeds For For Management
2.7 Approve Lock-up Period Arrangement For For Management
2.8 Approve Listing Exchange For For Management
2.9 Approve Distribution Arrangement of For For Management
Cumulative Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve No Need to Produce a Report on For For Management
the Usage of Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Shareholder Return Plan For For Management
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD.
Ticker: 600887 Security ID: Y408DG116
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary on Long-term For Abstain Management
Service Plan
2 Approve Long-term Service Plan For Abstain Management
Management Rules (Draft)
3 Approve Repurchase and Cancellation of For For Management
Performance Shares
4 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
JIANGSU EXPRESSWAY COMPANY LIMITED
Ticker: 177 Security ID: Y4443L111
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Financial Statements and Audit For For Management
Report
4 Approve Final Accounting Report For For Management
5 Approve Financial Budget Report For Against Management
6 Approve Final Profit Distribution Plan For For Management
and Final Dividend
7 Approve KPMG Huazhen LLP as Auditors For For Management
and Internal Control and Authorize
Board to Fix Their Remuneration
8 Approve Registration and Issuance of For For Management
Ultra-Short-Term Notes and Related
Transactions
9 Approve Registration and Issuance of For For Management
Medium-Term Notes and Related
Transactions
10 Approve Use of Proceeds Raised from For Against Management
Direct Financing to Provide Loans to
Jiangsu Wufengshan Toll Bridge Company
Limited and Related Transactions
11 Approve Use of Proceeds Raised from For For Management
Direct Financing to Provide Loans to
Jiangsu Guangjing Xicheng Expressway
Limited and Related Transactions
12 Approve Renewal of Annual Liability For For Management
Insurance for Directors, Supervisors
and Senior Management and Authorize Yao
Yongjia to Handle the Follow-up Related
Matters
13.1 Elect Sun Xibin as Director and Approve For For Management
the Signing of a Service Contract with
Him
13.2 Elect Cheng Xiaoguang as Director and For For Management
Approve the Signing of a Service
Contract with Him
13.3 Elect Yao Yongjia as Director and For For Management
Approve the Signing of a Service
Contract with Him
13.4 Elect Chen Yanli as Director and For For Management
Approve the Signing of an Appointment
Letter with Him
13.5 Elect Wang Yingjian as Director and For For Management
Approve the Signing of an Appointment
Letter with Him
13.6 Elect Wu Xinhua as Director and Approve For For Management
the Signing of an Appointment Letter
with Him
13.7 Elect Ma Chung Lai, Lawrence as For Against Management
Director and Approve the Signing of an
Appointment Letter with Him
13.8 Elect Li Xiaoyan as Director and For For Management
Approve the Signing of an Appointment
Letter with Her
14.1 Elect Lin Hui as Director and Approve For For Management
the Signing of a Service Contract with
Him
14.2 Elect Zhou Shudong as Director and For For Management
Approve the Signing of a Service
Contract with Him
14.3 Elect Liu Xiaoxing as Director and For For Management
Approve the Signing of a Service
Contract with Him
14.4 Elect Xu Guanghua as Director and For For Management
Approve the Signing of a Service
Contract with Him
14.5 Elect Yu Mingyuan as Director and For For Management
Approve the Signing of a Service
Contract with Him
15.1 Elect Yang Shiwei as Supervisor and For For Management
Approve the Signing of Appointment
Letter with Him
15.2 Elect Ding Guozhen as Supervisor and For For Management
Approve the Signing of Appointment
Letter with Him
15.3 Elect Pan Ye as Supervisor and Approve For For Management
the Signing of Appointment Letter with
Him
--------------------------------------------------------------------------------
JIANGSU HENGLI HYDRAULIC CO., LTD.
Ticker: 601100 Security ID: Y443AC115
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Report of the Independent For For Management
Directors
7 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
8 Approve Appointment of Auditor For For Management
9 Approve Amendments to Articles of For For Management
Association
10 Approve to Formulate Shareholder Return For For Management
Plan
11 Elect Fang Youtong as Independent For For Management
Director
--------------------------------------------------------------------------------
JIANGSU HENGRUI MEDICINE CO., LTD.
Ticker: 600276 Security ID: Y4446S105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Annual Report and Summary For For Management
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Financial Auditor and Internal For For Management
Control Auditor as well as Payment of
Remuneration
7 Approve Amendments to Articles of For For Management
Association
8 Approve Repurchase and Cancellation of For For Management
Equity Incentive Stocks
9 Elect Dong Jiahong as Independent For For Management
Director
--------------------------------------------------------------------------------
JIANGSU NHWA PHARMACEUTICAL CO., LTD.
Ticker: 002262 Security ID: Y4449J102
Meeting Date: APR 02, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For For Management
6 Approve Repurchase and Cancellation of For For Management
Performance Shares
7 Approve Change of Registered Address For For Management
8 Approve Amendments to Articles of For For Management
Association
9 Approve Profit Distribution For For Management
10 Approve Provision of Guarantee For Against Management
11 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
12 Approve Use of Funds for Cash For For Management
Management
13 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
JIANGSU NHWA PHARMACEUTICAL CO., LTD.
Ticker: 002262 Security ID: Y4449J102
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Repurchase Plan For For Management
1.1 Approve Purpose and Usage of Share For For Management
Repurchase
1.2 Approve Share Repurchase Plan in For For Management
Compliance with Relevant Conditions
1.3 Approve Method and Price Range of the For For Management
Share Repurchase
1.4 Approve Type, Amount and Proportion to For For Management
the Company's Total Share Capital
1.5 Approve Total Funds Used for Repurchase For For Management
and Source of Funds
1.6 Approve Implementation Period of the For For Management
Share Repurchase
1.7 Approve Resolution Validity Period For For Management
2 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD.
Ticker: 600380 Security ID: Y7742H103
Meeting Date: FEB 25, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Purpose of Share Repurchase For For Management
1.2 Approve Types of Share Repurchase For For Management
1.3 Approve Manner of Share Repurchase For For Management
1.4 Approve Period of Share Repurchase For For Management
1.5 Approve Purpose, Quantity, Proportion For For Management
of the Company's Total Share Capital
and Total Funds of the Share Repurchase
1.6 Approve Price Range and Pricing For For Management
Principle of Share Repurchase
1.7 Approve Source of Funds Used for For For Management
Repurchase
2 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD.
Ticker: 600380 Security ID: Y7742H103
Meeting Date: JUL 29, 2020 Meeting Type: Special
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For Against Management
Private Placement of Shares
2.1 Approve Issue Type and Par Value For Against Management
2.2 Approve Issue Manner and Period For Against Management
2.3 Approve Target Parties and Subscription For Against Management
Manner
2.4 Approve Issue Price and Pricing Basis For Against Management
2.5 Approve Issue Scale For Against Management
2.6 Approve Amount and Usage of Raised For Against Management
Funds
2.7 Approve Restriction Period Arrangement For Against Management
2.8 Approve Listing Location For Against Management
2.9 Approve Distribution Arrangement of For Against Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For Against Management
3 Approve Plan on Private Placement of For Against Management
Shares
4 Approve Feasibility Analysis Report on For Against Management
the Use of Proceeds
5 Approve Introduction of Strategic For Against Management
Investor
6 Approve Signing of Conditional For Against Management
Subscription Agreement and Strategic
Cooperation Agreement
7 Approve Related Party Transactions in For Against Management
Connection to Private Placement
8 Approve Report on the Usage of For Against Management
Previously Raised Funds
9 Approve Impact of Dilution of Current For Against Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
10 Approve Shareholder Return Plan For Against Management
11 Approve Authorization of Board to For Against Management
Handle All Related Matters
12 Approve Set-up of Social Responsibility For For Management
Committee Under the Board
--------------------------------------------------------------------------------
JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD.
Ticker: 600380 Security ID: Y7742H103
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Supervisors
2 Approve Report of the Board of For For Management
Directors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Internal Control Audit Report For For Management
7 Approve Special Audit Report on the For For Management
Summary Table of Non-operating Capital
Occupation and Other Related Capital
Transactions
8 Approve Provision of Guarantee For For Management
9 Approve Appointment of Auditor For For Management
10 Approve Postponement of Raised Funds For For Management
Investment Project
11 Approve Change in Registered Capital For For Management
12 Approve Amendments to Articles of For For Management
Association
13 Approve Purchase of Liability Insurance For For Management
for Directors, Supervisors and Senior
Management Members
--------------------------------------------------------------------------------
JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD.
Ticker: 600380 Security ID: Y7742H103
Meeting Date: DEC 02, 2020 Meeting Type: Special
Record Date: NOV 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Registered Capital For For Management
2 Amend Articles of Association For For Management
3 Amend Medium and Long-term Business For Against Management
Partner Shareholding Plan (Draft) and
its Abstract
4 Approve Authorization of the Board to For Against Management
Handle All Related Matters
5 Approve Provision of Guarantee and For For Management
Counter Guarantee
--------------------------------------------------------------------------------
JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD.
Ticker: 600380 Security ID: Y7742H103
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Restructuring For For Management
--------------------------------------------------------------------------------
KWEICHOW MOUTAI CO., LTD.
Ticker: 600519 Security ID: Y5070V116
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For For Management
6 Approve Profit Distribution For For Management
7 Approve Report of the Independent For For Management
Directors
8 Approve to Appoint Financial Auditor For For Management
and Internal Control Auditor
--------------------------------------------------------------------------------
MAYINGLONG PHARMACEUTICAL GROUP CO., LTD.
Ticker: 600993 Security ID: Y97116100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Financial Statements For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Profit Distribution For For Management
7 Approve to Appoint Auditors and to Fix For For Management
Their Remuneration
8 Approve Use of Own Funds for Entrusted For Against Management
Asset Management
9.1 Elect Ye Qi as Supervisor For For Management
--------------------------------------------------------------------------------
MIDEA GROUP CO. LTD.
Ticker: 000333 Security ID: Y6S40V103
Meeting Date: JAN 25, 2021 Meeting Type: Special
Record Date: JAN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares in 2017
2 Approve Repurchase and Cancellation of For For Management
Performance Shares in 2018
3 Approve Repurchase and Cancellation of For For Management
Performance Shares in 2019
4 Approve Repurchase and Cancellation of For For Management
Performance Shares in 2020
--------------------------------------------------------------------------------
MIDEA GROUP CO. LTD.
Ticker: 000333 Security ID: Y6S40V103
Meeting Date: OCT 16, 2020 Meeting Type: Special
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-off of Subsidiary on For For Management
ChiNext in Accordance with Relevant
Laws and Regulations
2 Approve Spin-off of Subsidiary on For For Management
ChiNext
3 Approve Plan on Spin-off of Subsidiary For For Management
on ChiNext
4 Approve Transaction Complies with For For Management
Several Provisions on the Pilot Program
of Listed Companies' Spin-off of
Subsidiaries for Domestic Listing
5 Approve Transaction is Conducive to For For Management
Safeguarding the Legal Rights and
Interests of Shareholders and Creditors
6 Approve Proposal on the Company's For For Management
Independence and Sustainability
7 Approve Subsidiary's Corresponding For For Management
Standard Operational Ability
8 Approve Explanation of the For For Management
Completeness, Compliance and Validity
of Legal Documents Submitted in the
Spin-off
9 Approve Purpose, Commercial For For Management
Rationality, Necessity and Feasibility
Analysis of Spin-off
10 Approve Participation of Directors and For For Management
Senior Executives in the Employee Share
Purchase Plan in Connection to the
Spin-off
11 Approve Authorization of Board to For For Management
Handle All Related Matters
12 Elect Dong Wentao as Supervisor For For Management
--------------------------------------------------------------------------------
MIDEA GROUP CO. LTD.
Ticker: 000333 Security ID: Y6S40V103
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Draft and Summary on Stock For For Management
Option Incentive Plan
7 Approve Methods to Assess the For For Management
Performance of Stock Option Incentive
Plan Participants
8 Approve Authorization of the Board to For For Management
Handle All Related Matters to Stock
Option Incentive Plan
9 Approve Draft and Summary on For For Management
Performance Share Incentive Plan
10 Approve Methods to Assess the For For Management
Performance of Performance Share
Incentive Plan Participants
11 Approve Authorization of the Board to For For Management
Handle All Related Matters to
Performance Share Incentive Plan
12 Approve Share Purchase Plan (Draft) and For For Management
Summary Phase VII
13 Approve Methods to Assess the For For Management
Performance of Share Purchase Plan
Phase VII Participants
14 Approve Authorization of the Board to For For Management
Handle All Related Matters to Share
Purchase Plan Phase VII
15 Approve Draft and Summary on Share For For Management
Purchase Plan Phase IV
16 Approve Methods to Assess the For For Management
Performance of Share Purchase Plan
Phase IV Participants
17 Approve Authorization of the Board to For For Management
Handle All Related Matters to Share
Purchase Plan Phase IV
18 Approve Provision of Guarantee For For Management
19 Approve Special Report on Foreign For For Management
Exchange Fund Derivatives Business
Investment
20 Approve Related Party Transaction For Against Management
21 Approve to Appoint Auditor For For Management
22 Approve Amendments to Articles of For For Management
Association
23 Approve Repurchase of the Company's For For Shareholder
Shares
--------------------------------------------------------------------------------
MIDEA GROUP CO. LTD.
Ticker: 000333 Security ID: Y6S40V103
Meeting Date: JUN 25, 2021 Meeting Type: Special
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018 Repurchase and For For Management
Cancellation of Performance Shares
2 Approve 2019 Repurchase and For For Management
Cancellation of Performance Shares
3 Approve 2020 Repurchase and For For Management
Cancellation of Performance Shares
--------------------------------------------------------------------------------
PETPAL PET NUTRITION TECHNOLOGY CO., LTD.
Ticker: 300673 Security ID: Y1372E100
Meeting Date: JUN 11, 2021 Meeting Type: Special
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Issue Type For For Management
2.2 Approve Issue Size For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Period and Manner of Repayment For For Management
of Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Determination and Adjustment of For For Management
Conversion Price
2.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.10 Approve Method on Handling Fractional For For Management
Shares Upon Conversion
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Dividend Distribution Post For For Management
Conversion
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Matters Relating to Meetings of For For Management
Bondholders
2.17 Approve Use of Proceeds For For Management
2.18 Approve Raised Funds Management and For For Management
Deposit Account
2.19 Approve Guarantee Matters For For Management
2.20 Approve Validity Period For For Management
3 Approve Plan on Convertible Bond For For Management
Issuance
4 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of
Convertible Bonds
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators,
the Relevant Measures to be Taken and
Commitment from Relevant Parties
8 Approve Formulation of Rules and For For Management
Procedures Regarding General Meetings
of Convertible Bondholders
9 Approve Authorization of Board to For For Management
Handle All Related Matters
10 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
PETPAL PET NUTRITION TECHNOLOGY CO., LTD.
Ticker: 300673 Security ID: Y1372E100
Meeting Date: JAN 19, 2021 Meeting Type: Special
Record Date: JAN 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Chen Zhenbiao as Non-Independent For For Management
Director
1.2 Elect Chen Zhenlu as Non-Independent For For Management
Director
1.3 Elect Zheng Xianglan as Non-Independent For For Management
Director
1.4 Elect Tang Zhaobo as Non-Independent For For Management
Director
2.1 Elect Tong Aiqin as Independent For For Management
Director
2.2 Elect Xie Zhilei as Independent For For Management
Director
2.3 Elect Liu Lijun as Independent Director For For Management
3.1 Elect Deng Zhaochun as Supervisor For For Management
3.2 Elect Lin De as Supervisor For For Management
--------------------------------------------------------------------------------
PETPAL PET NUTRITION TECHNOLOGY CO., LTD.
Ticker: 300673 Security ID: Y1372E100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Internal Control For For Management
Self-Evaluation Report
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve Profit Distribution For For Management
8 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
9 Approve Daily Related Party For For Management
Transactions
10 Approve Appointment of Auditor For For Management
11 Approve Application of Credit Lines For For Management
12 Approve Provision of Guarantees For For Management
13 Approve Foreign Exchange Hedging For For Management
Business
14 Approve Use of Idle Funds for Cash For Against Management
Management
15 Approve Repurchase and Cancellation of For For Management
Performance Shares
16 Approve Decrease in Registered Capital For For Management
17 Amend Articles of Association For For Management
18 Approve Change in Use of Raised Funds For For Management
--------------------------------------------------------------------------------
SHANDONG PUBLISHING & MEDIA CO., LTD.
Ticker: 601019 Security ID: ADPV41225
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Annual Report and Summary For For Management
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve Use of Funds to Invest in For For Management
Financial Products
8 Approve Use of Raised Funds to Invest For For Management
in Financial Products
9 Approve Daily Related-party For For Management
Transactions
10 Approve Provision of Guarantee For For Management
11 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
12 Approve Allowance of Independent For For Management
Directors
--------------------------------------------------------------------------------
SHANDONG PUBLISHING & MEDIA CO., LTD.
Ticker: 601019 Security ID: ADPV41225
Meeting Date: OCT 28, 2020 Meeting Type: Special
Record Date: OCT 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Financial and For For Management
Internal Control Auditor
--------------------------------------------------------------------------------
SHANGHAI MILKGROUND FOOD TECH CO., LTD.
Ticker: 600882 Security ID: Y7678G103
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Strategic Cooperation Agreement For For Management
with Target Subscribers
2 Approve Investment Agreement with For For Management
Target Subscribers
3 Approve Private Placement of Shares For For Management
Complies with Relevant Laws and
Regulations
4.1 Approve Share Type and Par Value For For Management
4.2 Approve Issue Manner and Issue Time For For Management
4.3 Approve Target Subscribers and For For Management
Subscription Method
4.4 Approve Issue Price and Pricing Basis For For Management
4.5 Approve Issue Size and Raised Funds For For Management
Amount
4.6 Approve Lock-up Period For For Management
4.7 Approve Distribution Arrangement of For For Management
Undistributed Earnings
4.8 Approve Listing Exchange For For Management
4.9 Approve Raised Funds Amount and For For Management
Investment Project
4.10 Approve Resolution Validity Period For For Management
5 Approve Plan on Private Placement of For For Management
Shares
6 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
7 Approve Private Placement of Shares For For Management
Constitutes as Related Party
Transaction
8 Approve Conditional Shares Subscription For For Management
Agreement
9 Approve Counter-dilution Measures in For For Management
Connection to the Private Placement
10 Approve No Need for Report on the Usage For For Management
of Previously Raised Funds
11 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
SHANGHAI MILKGROUND FOOD TECH CO., LTD.
Ticker: 600882 Security ID: Y7678G103
Meeting Date: FEB 22, 2021 Meeting Type: Special
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Partnership For For Management
Agreement
--------------------------------------------------------------------------------
SHANGHAI MILKGROUND FOOD TECH CO., LTD.
Ticker: 600882 Security ID: Y7678G103
Meeting Date: FEB 05, 2021 Meeting Type: Special
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Stock For For Management
Option and Performance Share Incentive
Plan
2 Approve Daily Related Party Transaction For For Management
--------------------------------------------------------------------------------
SHENZHEN AIRPORT CO., LTD.
Ticker: 000089 Security ID: Y7741V103
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Daily Related Party For For Management
Transactions
7 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
8 Approve Renewal of Apron Lease For For Management
Agreement with Shenzhen Airport (Group)
Co., Ltd. and Related Party Transaction
9 Approve Signing of Lease Agreement for For For Management
No. 2 International Cargo Terminal with
Shenzhen Airport International Cargo
Terminal Co., Ltd. and Related Party
Transaction
10 Approve Provision of Financial For For Management
Assistance by Controlling Shareholder
--------------------------------------------------------------------------------
SHENZHEN AIRPORT CO., LTD.
Ticker: 000089 Security ID: Y7741V103
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Related Party Transaction For For Management
Decision-making System
3 Amend External Guarantee For For Management
Decision-making System
4 Amend Management System of Raised Funds For For Management
5 Amend Working System for Independent For For Management
Directors
6 Approve Use of Own Funds to Purchase For For Management
Guaranteed Financial Products
--------------------------------------------------------------------------------
SHENZHEN GAS CORP. LTD.
Ticker: 601139 Security ID: Y7T44L108
Meeting Date: FEB 05, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhou Yunfu as Non-Independent For For Shareholder
Director
--------------------------------------------------------------------------------
SHENZHEN GAS CORP. LTD.
Ticker: 601139 Security ID: Y7T44L108
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Settlement of Convertible Bond For For Management
Fundraising Projects and Use of Excess
Raised Funds to Replenish Working
Capital
2 Approve Capital Increase in For For Management
Wholly-owned Subsidiary
--------------------------------------------------------------------------------
SHENZHEN GAS CORP. LTD.
Ticker: 601139 Security ID: Y7T44L108
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yu Yan as Non-independent For For Management
Director
--------------------------------------------------------------------------------
TOLY BREAD CO. LTD.
Ticker: 603866 Security ID: Y774AK107
Meeting Date: MAY 27, 2021 Meeting Type: Special
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment in the Investment For For Management
Amount and Implementation Progress of
Raised Funds Investment Project
--------------------------------------------------------------------------------
UNISPLENDOUR CO., LTD.
Ticker: 000938 Security ID: Y8997B106
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Financial Report For For Management
and Internal Control Auditor as well as
Payment of Remuneration
7 Approve Guarantee Provision for the For For Management
Comprehensive Credit Lines Applied by
Subsidiary
8 Approve Provision of Guarantee to For For Management
Supplier
9 Approve Signing of Financial Services For Against Management
Agreement and Provision of Guarantee
10.1 Elect Yu Yingtao as Director For Against Management
10.2 Elect Wang Hongtao as Director For Against Management
10.3 Elect Wang Huixuan as Director For Against Management
10.4 Elect Li Tianchi as Director For Against Management
11.1 Elect Wang Xinxin as Director For For Management
11.2 Elect Xu Jingchang as Director For For Management
11.3 Elect Zhao Shaopeng as Director For For Management
12.1 Elect Guo Jingrong as Supervisor For For Management
12.2 Elect Zhu Wuxiang as Supervisor For For Management
--------------------------------------------------------------------------------
UNISPLENDOUR CO., LTD.
Ticker: 000938 Security ID: Y8997B106
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition For For Management
2 Approve Provision of Guarantee For For Management
3 Approve Provision of Guarantee for For For Management
Comprehensive Credit Line Bank
Application
--------------------------------------------------------------------------------
UNISPLENDOUR CO., LTD.
Ticker: 000938 Security ID: Y8997B106
Meeting Date: APR 06, 2021 Meeting Type: Special
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Daily Related Party Transaction For For Management
--------------------------------------------------------------------------------
UNISPLENDOUR CO., LTD.
Ticker: 000938 Security ID: Y8997B106
Meeting Date: AUG 10, 2020 Meeting Type: Special
Record Date: AUG 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Guo Jingrong as Supervisor For For Management
--------------------------------------------------------------------------------
UNISPLENDOUR CO., LTD.
Ticker: 000938 Security ID: Y8997B106
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee for For For Management
Credit Line Bank Application
2 Approve Provision of Guarantee for For For Management
Credit Line Manufacturer Application
3 Amend Articles of Association For Against Management
4 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
5 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
6 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
UNIVERSAL SCIENTIFIC INDUSTRIAL (SHANGHAI) CO., LTD.
Ticker: 601231 Security ID: Y92776106
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve 2020 Related Party Transaction For For Management
7 Approve 2021 Related Party Transaction For For Management
8 Approve Use of Idle Own Funds to Invest For For Management
in Financial Products
9 Approve Application of Bank Credit For Abstain Management
Lines
10 Approve Financial Derivatives For For Management
Transactions
11 Approve to Appoint Financial Auditor For For Management
12 Approve to Appoint Internal Control For For Management
Auditor
13 Approve Amendments to Articles of For For Management
Association
14 Approve Mutual Guarantees For For Management
15 Amend External Guarantee Management For Against Management
System
16.1 Elect Gilles Baruk Benhamou as Director For For Management
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A117
Meeting Date: JAN 29, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of the General Mandate to For Against Management
Issue Shares to the Board
2 Approve Compliance with the Conditions For For Management
of Non-Public Issuance of A Shares
3.1 Approve Class and Par Value of Shares For For Management
to be Issued
3.2 Approve Method and Time of Issuance For For Management
3.3 Approve Target Subscribers and For For Management
Subscription Method
3.4 Approve Pricing Benchmark Date, Issue For For Management
Price and Pricing
3.5 Approve Number of Shares to be Issued For For Management
3.6 Approve Lock-Up Period Arrangement For For Management
3.7 Approve Place of Listing of the New A For For Management
Shares to be Issued
3.8 Approve Arrangement of Accumulated For For Management
Undistributed Profits
3.9 Approve Validity of the Resolutions in For For Management
Respect of the Non-Public Issuance of A
Shares
3.10 Approve Use of Proceeds For For Management
4 Approve Plan for the Non-Public For For Management
Issuance of A Shares
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds from the Non-Public
Issuance of A Shares
6 Approve Absence of Need to Prepare a For For Management
Report on the Use of Previously Raised
Proceeds
7 Approve Remedial Measures for the For For Management
Dilution of Immediate Returns Upon the
Non-Public Issuance of A Shares and
Undertakings by the Relevant Persons
8 Approve Plan on Shareholders' Return For For Management
for the Upcoming Three Years
(2021-2023)
9 Authorize Board and Its Authorized For For Management
Persons Board to Deal with All Matters
in Relation to the Non-Public Issuance
of A Shares
10 Approve Proposed Amendments to the For For Management
Management Measures on the Use of
Raised Proceeds
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A117
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Agreement to the For For Management
Weichai Sale and Processing Services
Agreement and Relevant New Caps
2 Approve Supplemental Agreement to the For For Management
Weichai Holdings Utilities Services
Agreement and Chongqing Weichai
Utilities Services and Relevant New
Caps
3 Approve Supplemental Agreement to the For For Management
Weichai Heavy Machinery Purchase and
Processing Services Agreement and
Relevant New Caps
4 Approve Supplemental Agreement to the For For Management
Weichai Power Diesel Engines Supply
Framework Agreement and the Weichai
Yangzhou Diesel Engines Supply
FrameworkAgreement and Relevant New
Caps
5 Approve Supplemental Agreement to the For For Management
Transmissions Supply Framework
Agreement and Relevant New Caps
6 Approve Supplemental Agreement to the For For Management
Axles Supply Framework Agreement and
Relevant New Caps
7 Approve Supplemental Agreement to the For For Management
Weichai Westport Supply Agreement and
Relevant New Caps
8 Approve Supplemental Agreement to the For For Management
Weichai Westport Purchase Agreement and
Relevant New Caps
9 Approve Supplemental Agreement to the For For Management
Weichai Westport Logistics Agreement
and Relevant New Caps
10 Approve Supplemental Agreement to the For For Management
Weichai Westport Leasing Agreement and
Relevant New Caps
11 Approve Grant of the Guarantee(s) by For For Management
the Company for the Benefit of Weichai
Power Hong Kong International
Development Co., Limited in Respect of
Certain Loans
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
YANTAI CHINA PET FOODS CO., LTD.
Ticker: 002891 Security ID: Y973A9100
Meeting Date: FEB 10, 2021 Meeting Type: Special
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Implementing Manner For For Management
and Location of Raised Funds
2 Approve Daily Related Party For For Shareholder
Transactions
--------------------------------------------------------------------------------
YANTAI CHINA PET FOODS CO., LTD.
Ticker: 002891 Security ID: Y973A9100
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For Abstain Management
6 Approve Profit Distribution For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
9 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
10 Approve Credit Lines Application and For Against Management
Loan Application and Provision of
Guarantees
11 Approve Financial Derivatives For For Management
Transactions
--------------------------------------------------------------------------------
YANTAI CHINA PET FOODS CO., LTD.
Ticker: 002891 Security ID: Y973A9100
Meeting Date: JAN 29, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction For For Management
--------------------------------------------------------------------------------
YIXINTANG PHARMACEUTICAL GROUP CO., LTD.
Ticker: 002727 Security ID: Y98815106
Meeting Date: APR 13, 2021 Meeting Type: Special
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Amend Articles of Association For For Management
3 Approve Use of Idle Raised Funds to For For Management
Replenish Working Capital
4 Approve Rent of Property For For Management
5 Approve Related Party Transaction For For Management
6 Approve Guarantee Provision For For Management
--------------------------------------------------------------------------------
YIXINTANG PHARMACEUTICAL GROUP CO., LTD.
Ticker: 002727 Security ID: Y98815106
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report on the Deposit and Usage For For Management
of Raised Funds
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Financial Statements For For Management
--------------------------------------------------------------------------------
YIXINTANG PHARMACEUTICAL GROUP CO., LTD.
Ticker: 002727 Security ID: Y98815106
Meeting Date: JUN 08, 2021 Meeting Type: Special
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
2 Approve Purchase of Land Use Rights For For Management
3 Approve Application of Credit Line and For For Management
Provision of Guarantee
--------------------------------------------------------------------------------
YUNNAN BAIYAO GROUP CO., LTD.
Ticker: 000538 Security ID: Y9879F108
Meeting Date: JUN 29, 2021 Meeting Type: Special
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compliance of Major Asset For For Management
Acquisition and Related Party
Transactions with Major Asset
Acquisition Conditions
2 Approve Major Asset Acquisition For For Management
Constitutes as Related Party
Transaction
3.1 Approve Overview of this Transaction For For Management
Plan
3.2 Approve Transaction Parties and Target For For Management
Assets
3.3 Approve Pricing Basis and Transaction For For Management
Price
3.4 Approve Payment Method and Payment For For Management
Period of this Transaction
3.5 Approve Source of Funds For For Management
4 Approve Draft and Summary Report on For For Management
Company's Major Asset Acquisition and
Related Party Transactions
5 Approve Transaction Complies with For For Management
Article 11 of the Administrative
Measures on Material Asset
Restructuring of Listed Companies
6 Approve Transaction Does Not Constitute For For Management
Article 13 of the Administrative
Measures on Material Asset
Restructuring of Listed Companies
7 Approve Transaction Complies with For For Management
Article 4 of the Provisions on Issues
Concerning Regulating the Material
Asset Reorganizations of Listed
Companies
8 Approve Transaction Constitute as Major For For Management
Asset Restructuring
9 Approve the Completeness and Compliance For For Management
of Implementation of Legal Proceedings
of the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
10 Approve The Main Body of This For For Management
Transaction Does Not Exist
Strengthening the Supervision over
Abnormal Stock Trading Related to the
Material Asset Reorganizations of
Listed Companies of Article 13
11 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
12 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
13 Approve Relevant Pro Forma Review For For Management
Report and Valuation Report of Major
Asset Acquisition
14 Approve Authorization of Board to For For Management
Handle All Related Matters
15 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
YUNNAN BAIYAO GROUP CO., LTD.
Ticker: 000538 Security ID: Y9879F108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Financial Budget For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Employee Share Purchase Plan For Against Management
(Draft) and Summary
9 Approve Management Method of Employee For Against Management
Share Purchase Plan
10 Approve Authorization of the Board to For Against Management
Handle All Matters Related to Employee
Share Purchase Plan
11 Approve Purchase of Liability Insurance For For Management
for Directors, Supervisors and Senior
Management Members
12 Elect Liu Guoen as Independent Director For For Shareholder
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY COMPANY LIMITED
Ticker: 1818 Security ID: Y988A6104
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Corporate Bonds and For For Management
Related Transactions
2 Approve Issuance of Medium-term Notes For For Management
and Related Transactions
3 Approve Issuance of Perpetual For For Management
Medium-term Notes and Related
Transactions
4a Amend Articles of Association For For Management
4b Authorize Board to Deal With All For For Management
Matters in Relation to the Amendment of
Articles of Association
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment
Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Morgan Stanley China A Share Fund, Inc.
By (Signature and Title)*
|
/s/ John H. Gernon
|
|
|
John H. Gernon
|
|
|
President and Principal Executive Officer
|
|
Date August 27, 2021
* Print the name and title of
each signing officer under his or her signature.
Morgan Stanley China A S... (NYSE:CAF)
Historical Stock Chart
From Jun 2024 to Jul 2024
Morgan Stanley China A S... (NYSE:CAF)
Historical Stock Chart
From Jul 2023 to Jul 2024