UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No.
_)
*
Cadbury Public Limited Company
(Name of Issuer)
Ordinary Shares, 10p per Ordinary Share
(Title of Class of Securities)
G1843B107
(CUSIP Number)
December
31,
2009
(Date of Event Which Requires Filing of this Statement)
*
The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 (the "Act") or otherwise subject to the liabilities of that section
of the Act, but shall be subject to all other provisions of the Act (however,
see the Notes.)
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1.
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Credit Suisse AG
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [x]
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Switzerland
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5. SOLE VOTING POWER
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0
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6. SHARED VOTING POWER
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103,221,073
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7. SOLE DISPOSITIVE POWER
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0
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8. SHARED DISPOSITIVE POWER
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103,223,553
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
103,223,553
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10.
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.5%
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12.
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TYPE OF REPORTING PERSON
BK, HC
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Item 1.
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(a)
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Name of Issuer
Cadbury Public Limited Company
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(b)
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Address of Issuer's Principal Executive Offices
Sanderson Road,
Uxbridge,
UB8 1DH
, England and Wales
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Item 2.
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(a)
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Name of Person Filing
Credit Suisse AG. See Schedule I.
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(b)
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Address of Principal Business Office or, if None, Residence
Uetlibergstrasse 231,
P.O. Box 900,
CH 8070
Zurich
, Switzerland
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(c)
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Citizenship
Switzerland
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(d)
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Title of Class of Securities
Ordinary Shares, 10p per Ordinary Share
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(e)
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CUSIP Number
G1843B107
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Item 3.
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If This Statement is Filed Pursuant to
Rule 13d-1(b), or 13d-2(b) or (c),
Check Whether the Person Filing is a:
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(a)
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[ ]
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Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).
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(b)
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[X]
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Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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[ ]
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Insurance Company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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[ ]
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Investment Company registered under
Section 8 of the Investment Company Act of 1940
(15 U.S.C. 80a-8).
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(e)
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[ ]
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An investment adviser in accordance with
Rule 240.13d-1(b)(1)(ii)(E);
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(f)
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[ ]
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An employee benefit plan or endowment fund in accordance with
Rule 240.13d-1(b)(1)(ii)(F);
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(g)
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[X]
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A parent holding company or control person in accordance with
Rule 240.13d-1(b)(1)(ii)(G);
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(h)
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[ ]
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A savings association as defined in
Section 3(b) of the Federal Deposit Insurance Act
(12 U.S.C. 1813);
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(i)
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[ ]
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A church plan that is excluded from the
definition of an investment company under
Section 3(c)(14) of the Investment Company Act
of 1940 (15 U.S.C. 80a-3);
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(j)
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[ ]
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Group, in accordance with Rule 240.13d-1(b)(1)(ii)(J).
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Item 4.
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Ownership.
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Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.
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(a)
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Amount Beneficially Owned:
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103,223,553
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(b)
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Percent of Class:
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7.5%
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(c)
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Number of shares as to which such person has:
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(i)
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sole power to vote or to direct the vote
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0
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(ii)
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shared power to vote or to direct the vote
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103,221,073
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(iii)
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sole power to dispose or to direct the disposition of
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0
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(iv)
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shared power to dispose or to direct the disposition of
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103,223,553
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Item 5.
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Ownership of Five Percent or Less of Class.
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If this statement is being filed to report the fact that
as of the date hereof the reporting person has ceased to
be the beneficial owner of more than five percent of the
class of securities, check the following:
[ ]
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Not Applicable
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on by the Parent Holding Company
or Control Person.
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See Schedule I.
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Item 8.
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Identification and Classification of Members of the Group.
Not Applicable.
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Item 9.
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Notice of Dissolution of Group.
Not Applicable
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Item 10.
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Certification.
By signing below I certify that, to the best
of my knowledge and belief, the securities
referred to above
were acquired and are held
in the ordinary course of business and
were not acquired and are not held for the purpose
of or with the effect of changing or
influencing the control of the issuer of the
securities and were not acquired and are not held
in connection with or as a participant in any
transaction having that purpose or effect.
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In accordance with Securities and Exchange Commission Release No. 34-39538
(January 12, 1998), this Statement is being filed by
Credit Suisse AG (the "Bank"),
a Swiss bank, on behalf of its subsidiaries to the
extent that they constitute the
Investment Banking division (the "Investment Banking division"),
the Alternative Investments business (the "AI Business")
within the Asset Management division (the "Asset Management division")
and the U.S. private client services business (the "U.S. PCS Business")
within the Private Banking division (the "Private Banking division")
(the "Reporting Person").
The address of the principal business and office of
the Bank is
Uetlibergstrasse 231,
P.O. Box 900,
CH 8070
Zurich
, Switzerland
.
The address of the principal business and office
of the Reporting Person in the United States is
Eleven Madison Avenue, New York, New York 10010.
The ultimate parent company of
the Bank
is
Credit Suisse Group AG ("CSG"),
a corporation formed under the laws of Switzerland.
CSG
is a global financial services company,
active in all major financial centers and
providing a comprehensive range of banking products.
The Bank is comprised of the Investment Banking division,
the Asset Management division and the Private Banking division.
The Investment Banking division provides financial advisory and
capital raising services and sales and trading to
institutional, corporate and government clients worldwide.
The Asset Management division provides asset management and
investment advisory services to institutional,
mutual fund and private investors worldwide and offers products
across a broad range of investment classes, including alternative investments.
The Private Banking division offers global private banking and
corporate and retail banking services in Switzerland.
The business address of
CSG
is
Paradeplatz 8, P.O. Box 1, CH 8070 Zurich, Switzerland.
CSG,
for purposes of the federal securities laws,
may be deemed ultimately to control
the Bank
and the Reporting Person.
CSG,
its executive officers and directors,
and its direct and indirect subsidiaries
(including those subsidiaries that constitute the Asset Management division
(other than the AI Business) (the "Traditional AM Business")
and the Private Banking division
(other than the U.S. PCS Business (the "Non-U.S. PB Business"))
may beneficially own Shares to which this Statement relates
(the "Shares") and such Shares are not reported in this Statement.
CSG
disclaims beneficial ownership of Shares beneficially owned by its
direct and indirect subsidiaries, including the Reporting Person.
Each of the Traditional AM Business and
the Non-U.S. PB Business disclaims beneficial
ownership of Shares beneficially owned by the Reporting Person.
The Reporting Person disclaims beneficial ownership of Shares beneficially owned by
CSG,
the Traditional AM Business and the Non-U.S. PB Business.
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