Appointment of Agent for Service of Process and Undertaking (f-x)
December 01 2020 - 10:33AM
Edgar (US Regulatory)
UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
WASHINGTON, D.C. 20549
FORM F-X
APPOINTMENT OF AGENT FOR SERVICE OF PROCESS
AND UNDERTAKING
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A.
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Name of issuer or person
filing (“Filer”):
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COMPUTERSHARE TRUST COMPANY OF CANADA
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B.
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(1) This is an (check
one):
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x
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original filing for the
Filer.
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¨
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amended filing for the
Filer.
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(2)
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Check the following box if you are filing the Form F-X
in paper in accordance with Regulation S-T Rule 101(b)(9): ¨
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C.
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Identify the filing in conjunction with which this Form is being filed:
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Name of registrant:
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CI FINANCIAL CORP.
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Form type:
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Registration Statement on Form F-10
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File
Number (if known):
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333-251032
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Filed by:
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CI FINANCIAL CORP.
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Date
Filed (if filed concurrently, so indicate):
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December 1, 2020
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D.
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The Filer is incorporated or organized under the laws of:
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Canada
and has its principal place of business
at:
100 University Ave, 8th Floor
Toronto ON, M5J 2Y1
E.
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The Filer designates and appoints Computershare Trust Company, NA (“Agent”) located at:
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8742 Lucent Boulevard, Suite 225
Highlands Ranch, Colorado 80129
as the agent of the Filer upon whom may be served any process,
pleadings, subpoenas, or other papers in:
(a) any
investigation or administrative proceeding conducted by the Commission; and
(b) any
civil suit or action brought against the Filer or to which the Filer has been joined as defendant or respondent, in any appropriate
court in any place subject to the jurisdiction of any state or of the United States or of any of its territories or possessions
or of the District of Columbia, where the investigation, proceeding or cause of action arises out of or relates to or concerns
the securities in relation to which the Filer acts as trustee pursuant to an exemption under Rule 10a-5 under the Trust Indenture
Act of 1939. The Filer stipulates and agrees that any such civil suit or action or administrative proceeding may be commenced by
the service of process upon, and that service of an administrative subpoena shall be effected by service upon such agent for service
of process, and that service as aforesaid shall be taken and held in all courts and administrative tribunals to be valid and binding
as if personal service thereof had been made.
F. The
Filer stipulates and agrees in connection with its status as trustee with respect to securities registered on Form F-10 to appoint
a successor agent for service of process and file an amended Form F-X if the Filer discharges the Agent or the Agent is unwilling
or unable to accept service on behalf of the Filer at any time during which any of the securities subject to the indenture remain
outstanding. The Filer further undertakes to advise the Commission promptly of any change to the Agent’s name or address
during such period by amendment of this Form, referencing the file number of the Form F-10 in conjunction with which the amendment
is being filed.
G. The
Filer undertakes to make available, in person or by telephone, representatives to respond to inquiries made by the Commission staff,
and to furnish promptly, when requested to do so by the Commission staff, information relating to the Form F-10, the securities
to which the Form F-10 relates; and the transactions in such securities.
The Filer certifies that it has duly caused
this power of attorney, consent, stipulation and agreement to be signed on its behalf by the undersigned, thereunto duly authorized,
in the City of Toronto, Province of Ontario, Country of Canada, on this 1st day of December, 2020.
Filer:
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COMPUTERSHARE TRUST COMPANY OF CANADA
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By:
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/s/ Lisa M. Kudo
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Name: Lisa M. Kudo
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Title: Corporate Trust Officer
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By:
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/s/ Danny Snider
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Name: Danny Snider
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Title: Corporate Trust Officer
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This statement has been signed by the following person in the
capacity and on the date indicated.
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COMPUTERSHARE TRUST COMPANY, NA
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(Agent for Service)
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By:
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/s/ Jerry Urbanek
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Name: Jerry Urbanek
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Title: Corporate Trust Officer
Date: December 1, 2020
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