Current Report Filing (8-k)
July 02 2021 - 8:39AM
Edgar (US Regulatory)
0000811156
false
0000201533
false
8-K
2021-06-29
false
false
false
false
0000811156
2021-06-29
2021-06-29
0000811156
cms:ConsumersEnergyCompanyMember
2021-06-29
2021-06-29
0000811156
us-gaap:CommonStockMember
2021-06-29
2021-06-29
0000811156
cms:A5.625JuniorSubordinatedNotesDue2078Member
2021-06-29
2021-06-29
0000811156
cms:A5.875JuniorSubordinatedNotesDue2078Member
2021-06-29
2021-06-29
0000811156
cms:A5.875JuniorSubordinatedNotesDue2079Member
2021-06-29
2021-06-29
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF
THE SECURITIES
EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported)
June 29, 2021
Commission
|
|
Registrant; State of Incorporation;
|
|
IRS Employer
|
File Number
|
|
Address; and Telephone Number
|
|
Identification No.
|
|
|
|
|
|
1-9513
|
|
CMS ENERGY CORPORATION
(A Michigan Corporation)
One Energy Plaza
Jackson, Michigan 49201
(517) 788-0550
|
|
38-2726431
|
|
|
|
|
|
1-5611
|
|
CONSUMERS ENERGY COMPANY
(A
Michigan Corporation)
One Energy Plaza
Jackson, Michigan 49201
(517) 788-0550
|
|
38-0442310
|
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant
to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of
the Act:
Title of each class
|
|
Trading Symbol(s)
|
|
Name of each exchange
on which registered
|
CMS Energy Corporation Common Stock, $0.01 par value
|
|
CMS
|
|
New York Stock Exchange
|
CMS Energy Corporation 5.625% Junior Subordinated Notes due 2078
|
|
CMSA
|
|
New York Stock Exchange
|
CMS Energy Corporation 5.875% Junior Subordinated Notes due 2078
|
|
CMSC
|
|
New York Stock Exchange
|
CMS Energy Corporation 5.875% Junior Subordinated Notes due 2079
|
|
CMSD
|
|
New York Stock Exchange
|
Consumers Energy Company Cumulative Preferred Stock, $1.00 par value: $4.50 Series
|
|
CMS-PB
|
|
New York Stock Exchange
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth
company: CMS Energy Corporation ¨ Consumers
Energy Company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the
Exchange Act. CMS Energy Corporation ¨ Consumers Energy
Company ¨
Co-Registrant CIK
|
0000201533
|
Co-Registrant Amendment Flag
|
false
|
Co-Registrant Form Type
|
8-K
|
Co-Registrant DocumentPeriodEndDate
|
2021-06-29
|
Co-Registrant Written Communications
|
false
|
Co-Registrant Solicitating Materials
|
false
|
Co-Registrant PreCommencement Tender Offer
|
false
|
Co-Registrant PreCommencement Issuer Tender Offer
|
false
|
Emerging Growth Company
|
false
|
Item 1.01. Entry into a Material Definitive Agreement.
On June 29, 2021, CMS Energy Corporation (CMS Energy)
and Barclays Bank PLC (Barclays), as Agent for itself and the other financial institutions (the Banks) named in
the $550 million Fourth Amended and Restated Revolving Credit Agreement dated as of June 5, 2018 between CMS Energy, the Banks and
the Agent (the CMS Agreement), agreed to extend the termination date of the CMS Agreement. The CMS Agreement and its first
amendment were previously filed as Exhibit 10.1 to the Form 8-K filed June 5, 2018 and Exhibit 10.2 to the Form
10-Q for the quarterly period ended June 30, 2020 and are incorporated herein by reference. Subject to the terms of the CMS Agreement,
effective as of June 30, 2021, the termination date will extend for a period of one year to June 5, 2024.
On June 29, 2021, Consumers and JPMorgan Chase Bank, N.A. (JPMorgan),
as Agent for itself and other Banks named in the $850 million Fifth Amended and Restated Revolving Credit Facility dated as of June 5,
2018 between Consumers, the Banks and the Agent (the Consumers Agreement), agreed to extend the termination date of the Consumers
Agreement. The Consumers Agreement was previously filed as Exhibit 10.2 to the Form 8-K filed June 5, 2018 and is
incorporated herein by reference. Subject to the terms of the Consumers Agreement, effective as of June 30, 2021, the termination date
will extend for a period of one year to June 5, 2024.
Obligations under the Consumers Agreement in the amount of $850 million
will continue to be secured by first mortgage bonds of Consumers issued pursuant to the 114th Supplemental Indenture dated
as of March 31, 2011, the 123rd Supplemental Indenture dated as of December 20, 2013, and the 132nd Supplemental
Indenture dated as of June 5, 2018 between Consumers and The Bank of New York Mellon, Trustee.
Barclays, JPMorgan and the Banks have provided banking and underwriting
services to CMS Energy and Consumers in the ordinary course of business.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrants have duly caused this report to be signed on their behalf by the undersigned hereunto duly authorized.
|
|
CMS ENERGY
CORPORATION
|
|
|
|
|
Dated:
|
July 2, 2021
|
By:
|
/s/
Rejji P. Hayes
|
|
|
|
Rejji P. Hayes
|
|
|
|
Executive Vice President and Chief Financial Officer
|
|
|
|
|
|
|
CONSUMERS
ENERGY COMPANY
|
|
|
|
|
Dated:
|
July 2, 2021
|
By:
|
/s/
Rejji P. Hayes
|
|
|
|
Rejji P. Hayes
|
|
|
|
Executive Vice President and Chief Financial Officer
|
CMS Energy (NYSE:CMS-B)
Historical Stock Chart
From Jun 2024 to Jul 2024
CMS Energy (NYSE:CMS-B)
Historical Stock Chart
From Jul 2023 to Jul 2024