Lehman Abs Corp Kinder Morgan Deben Backed Ser 2002-6 - Annual Report (10-K)
March 28 2008 - 5:28PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-K
(Mark One)
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934
For the fiscal year ended December 31, 2007
or
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934
For the transition period from ________ to ________
Commission File Number: 001-31302
filed on behalf of:
Corporate Backed Trust Certificates, Kinder Morgan Debenture-Backed
Series 2002-6 Trust
(Exact Name of Registrant as Specified in Its Charter)
by:
Lehman ABS Corporation
(Exact Name of Depositor as Specified in Its Charter)
Delaware 13-3447441
--------------------------------------------- -------------------------------
(State or other jurisdiction of incorporation (I.R.S. Employer Identification
or organization) No.)
745 Seventh Avenue, New York, New York 10019
--------------------------------------------- -------------------------------
(Address of principal executive offices) (Zip Code)
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Registrant's telephone number, including area code: (212) 526-7000
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class Name of Each Exchange on Which Registered
------------------- -----------------------------------------
Corporate Backed Trust Certificates, New York Stock Exchange ("NYSE")
Kinder Morgan Debenture-Backed
Series 2002-6
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Securities registered pursuant to Section 12(g) of the Act: None
Indicate by check mark if the registrant is a well-known seasoned issuer, as
defined in Rule 405 of the Securities Act.
Yes [ ] No [X]
Indicate by check mark if the registrant is not required to file reports
pursuant to Section 13 or Section 15(d) of the Act.
Yes [ ] No [X]
Indicate by check mark whether the registrant: (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days
Yes [X] No [ ]
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405
of Regulation S-K (ss.229.405) is not contained herein, and will
not be contained, to the best of registrant's knowledge, in definitive proxy or
information statements incorporated by reference in Part III of this Form 10-K
or any amendment to this Form 10-K. [X]
Indicate by check mark whether the registrant is a large accelerated filer, an
accelerated filer, a non-accelerated filer, or a smaller reporting company. See
the definitions of "large accelerated filer," "accelerated filer" and "smaller
reporting company" in Rule 12b-2 of the Exchange Act. (Check one):
Large Accelerated Filer [ ] Accelerated Filer [ ] Non-Accelerated Filer [X]
Smaller Reporting Company [ ]
Indicate by check mark whether the registrant is a shell company (as defined in
Rule 12b-2 of the Act).
Yes [ ] No [X]
State the aggregate market value of the voting and non-voting common equity held
by nonaffiliates computed by reference to the price at which the common equity
was last sold, or the average bid and asked price of such common equity, as of
the last business day of the registrant's most recently completed second fiscal
quarter.
The registrant has no voting stock or class of common stock that is
held by nonaffiliates.
DOCUMENTS INCORPORATED BY REFERENCE
The distribution reports to security holders filed on Form 8-K during the fiscal
year in lieu of reports on Form 10-Q which include the reports filed on Form 8-K
listed in Item 15(a) hereto are incorporated by reference into part IV of this
Annual Report.
Introductory Note
Lehman ABS Corporation (the "Depositor") is the Depositor in respect of the
Corporate Backed Trust Certificates, Kinder Morgan Debenture-Backed Series
2002-6 Trust (the "Trust"), a common law trust formed pursuant to the Standard
Terms for Trust Agreements, dated as of January 16, 2001, between the Depositor
and U.S. Bank Trust National Association, as trustee (the "Trustee"), as
supplemented by a Series Supplement (the "Series Supplement") dated as of April
16, 2002 in respect of the Trust. The Trust's assets consist solely of
debentures issued by Kinder Morgan, Inc. The Certificates do not represent
obligations of or interests in the Depositor or the Trustee.
Knight Inc. successor to Kinder Morgan, Inc., the issuer of the underlying
securities, is subject to the information reporting requirements of the
Securities Exchange Act of 1934, as amended (the "Exchange Act"). For
information on the issuer of the underlying securities, please see its periodic
and current reports filed with the Securities and Exchange Commission (the
"Commission") under Knight Inc.'s Exchange Act file number, 001-06446. The
Commission maintains a site on the World Wide Web at "http://www.sec.gov" at
which users can view and download copies of reports, proxy and information
statements and other information regarding issuers filed electronically through
the Electronic Data Gathering, Analysis and Retrieval system, or "EDGAR."
Periodic and current reports and other information required to be filed pursuant
to the Exchange Act by the issuer of the underlying securities may be accessed
on this site. Neither the Depositor nor the Trustee has participated in the
preparation of such reporting documents, or made any due diligence investigation
with respect to the information provided therein. Neither the Depositor nor the
Trustee has verified the accuracy or completeness of such
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documents or reports. There can be no assurance that events affecting the issuer
of the underlying securities or the underlying securities have not occurred or
have not yet been publicly disclosed which would affect the accuracy or
completeness of the publicly available documents described above.
PART I
Item 1. Business.
Not Applicable
Item 1A. Risk Factors.
Not Applicable
Item 1B. Unresolved Staff Comments.
Not Applicable
Item 2. Properties.
Not Applicable
Item 3. Legal Proceedings.
None
Item 4. Submission of Matters to a Vote of Security Holders.
None
PART II
Item 5. Market for Registrant's Common Equity, Related Stockholder Matters and
Issuer Purchases of Equity Securities.
The publicly offered Certificates representing investors' interest in the
Trust are represented by one or more physical Certificates registered in the
name of "Cede & Co.", the nominee of The Depository Trust Company. Those
publicly offered Certificates are listed on the NYSE.
Item 6. Selected Financial Data.
Not Applicable
Item 7. Management's Discussion and Analysis of Financial Condition and Results
of Operation.
Not Applicable
Item 7A. Quantitative and Qualitative Disclosures About Market Risk.
Not Applicable
Item 8. Financial Statements and Supplementary Data.
Not Applicable
Item 9. Changes in and Disagreements With Accountants on Accounting and
Financial Disclosure. None
Item 9A. Controls and Procedures.
Not Applicable
Item 9A(T). Controls and Procedures.
Not Applicable
Item 9B. Other Information.
None
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PART III
Item 10. Directors, Executive Officers and Corporate Governance.
Not Applicable
Item 11. Executive Compensation.
Not Applicable
Item 12. Security Ownership of Certain Beneficial Owners and Management and
Related Stockholder Matters.
Not Applicable
Item 13. Certain Relationships and Related Transactions, and Director
Independence.
None
Item 14. Principal Accountant Fees and Services.
Not Applicable
PART IV
Item 15. Exhibits, Financial Statement Schedules.
(a) The following documents have been filed as part of this report.
1. Trustee's Distribution Statements documented on Form 8-K
regarding the distributions from the Trust to the
certificateholders for the period from January 1, 2007 through
and including December 31, 2007 have been filed with the
Securities and Exchange Commission and are hereby incorporated
by reference. Filing dates are listed below:
-------------------------------------------------------------------------
Trust Description Distribution Date Filed on
-------------------------------------------------------------------------
Corporate Backed Trust Certificates, Kinder 03/01/2007 03/15/2007
Morgan Debenture-Backed Series 2002-6 Trust 09/01/2007 09/14/2007
-------------------------------------------------------------------------
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2. None.
3. Exhibits:
31.1 - Certification by Senior Vice President of the
Registrant pursuant to 15 U.S.C. Section 7241, as adopted
pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2 - Annual Compliance Report by Trustee pursuant to 15
U.S.C. Section 7241, as adopted pursuant to Section 302 of the
Sarbanes-Oxley Act of 2002.
The trust covered by this Annual Report was formed prior to
June 30, 2003 and there is no requirement in the trust
agreement for the preparation of a report by an independent
public accountant regarding the Trustee's compliance with its
obligations.
(b) See Item 15(a) above.
(c) Not Applicable.
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned thereunto duly authorized.
Lehman ABS Corporation, as Depositor for the
Trust (the "Registrant")
Dated: March 26, 2008 By: /s/ Scott Barek
-------------------------
Name: Scott Barek
Title: Senior Vice President
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EXHIBIT INDEX
Reference
Number per
Item 601 of Exhibit Number
Regulation SK Description of Exhibits in this Form 10-K
------------------------------------------------------------------------
Certification by Senior Vice
President of the Registrant pursuant
(31.1) to 15 U.S.C. Section 7241, as adopted 31.1
pursuant to Section 302 of the
Sarbanes-Oxley Act of 2002.
------------------------------------------------------------------------
Annual Compliance Report by Trustee
(31.2) pursuant to 15 U.S.C. Section 7241,
as adopted pursuant to Section 302 of 31.2
the Sarbanes-Oxley Act of 2002.
------------------------------------------------------------------------
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