Statement of Changes in Beneficial Ownership (4)
March 17 2021 - 9:30AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Bamford Lynn J |
2. Issuer Name and Ticker or Trading Symbol
CURTISS WRIGHT CORP
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CW
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
President and CEO |
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(Last)
(First)
(Middle)
C/O CURTISS-WRIGHT CORPORATION, 130 HARBOUR PLACE DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/15/2021 |
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(Street)
DAVIDSON, NC 28036
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 3/15/2021 | | C(1) | | 1543 | A | $123.49 (2) | 13007 | D | |
| Common Stock | 3/16/2021 | | S(3) | | 750 | D | $120.47 (4) | 12257 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Unit | $0.0 | 3/15/2021 | | C | | | 1543 | 3/15/2021 | 2/5/2024 | Common Stock | 1543.0 | $0 (5) | 13556 | D | |
| Explanation of Responses: |
| (1) | These shares were acquired through a restricted share unit grant under the Company's 2014 Long Term Incentive Plan, whereby units vested in common stock shares of Curtiss-Wright Common Stock after a three year vesting period. |
| (2) | Price is based on the closing market price for the securities on the New York Stock Exchange as of March 15, 2021. The date the shares vested. |
| (3) | Shares were sold in compliance with the Company's share ownership guidelines whereby the executive may sell one half of the vested shares to pay individual income tax obligations associated with the vesting of the award. |
| (4) | Average sales price for all shares sold on March 16, 2021. |
| (5) | No price on the date of issue, option having been granted as an employee benefit transaction. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Bamford Lynn J
C/O CURTISS-WRIGHT CORPORATION
130 HARBOUR PLACE DRIVE
DAVIDSON, NC 28036 | X |
| President and CEO |
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Signatures
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| Paul J. Ferdenzi through Power of Attorney for Lynn Bamford | | 3/17/2021 |
| **Signature of Reporting Person | Date |
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