Initial Statement of Beneficial Ownership (3)
January 10 2023 - 5:20PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Delmoro Scott Richard |
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/1/2023
|
3. Issuer Name and Ticker or Trading Symbol
DCP Midstream, LP [DCP]
|
(Last)
(First)
(Middle)
6900 EAST LAYTON AVENUE, SUITE 900 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Principal Financial Officer / |
(Street)
DENVER, CO 80237
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Series B Preferred Units | 450 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Phantom Common Units | (1) | (1) | Common Units | 11419.993 | (2) | D | |
Restricted Phantom Units | 2/27/2023 | 2/27/2023 | Common Units | 5260.0 | (3) | D | |
Restricted Phantom Units | 2/27/2024 | 2/27/2024 | Common Units | 4970.0 | (3) | D | |
Restricted Phantom Units | 2/27/2025 | 2/27/2025 | Common Units | 3980.0 | (3) | D | |
Explanation of Responses: |
(1) | This represents holdings of phantom common units within the issuer's executive deferred compensation plan. The phantom common units become payable in cash upon the reporting person's separation from service or upon earlier disposition, in accordance with the terms of the plan. |
(2) | Each phantom common unit is the economic equivalent of one DCP common unit. |
(3) | Each restricted phantom unit is the economic equivalent of one DCP common unit. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Delmoro Scott Richard 6900 EAST LAYTON AVENUE SUITE 900 DENVER, CO 80237 |
|
| Principal Financial Officer |
|
Signatures
|
/s/ Jenarae N. Garland, as Attorney-in-Fact | | 1/10/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
DCP Midstream (NYSE:DCP-C)
Historical Stock Chart
From Jul 2024 to Aug 2024
DCP Midstream (NYSE:DCP-C)
Historical Stock Chart
From Aug 2023 to Aug 2024