Securities Registration (section 12(b)) (8-a12b)
June 15 2022 - 1:29PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF
THE
SECURITIES EXCHANGE ACT OF 1934
DUKE ENERGY CORPORATION
(Exact Name of Registrant as Specified in its Charter)
Delaware |
|
20-2777218 |
(State or Other Jurisdiction of Incorporation) |
|
(IRS Employer
Identification No.) |
526 South Church Street, Charlotte, North Carolina
28202
(Address of Principal Executive Offices, including
Zip Code)
Securities to be registered pursuant to Section 12(b) of
the Act:
Title of Each Class
to be so registered |
|
Name of each exchange on which each
class is to be registered |
3.10% Senior Notes due 2028
3.85% Senior Notes due 2034 |
|
New York Stock Exchange |
If this form relates to the registration of a class of securities
pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), please check
the following box. x
If
this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective
pursuant to General Instruction A.(d) or (e), check the following box. ¨
If
this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ¨
Securities Act registration statement file number to which this form
relates (if applicable): 333-233896
Securities to be registered pursuant to Section 12(g) of
the Act: None
INFORMATION REQUIRED IN REGISTRATION STATEMENT
| Item 1. | Description of Registrant’s Securities to be Registered. |
The securities to be registered hereby are 3.10%
Senior Notes due 2028 (the “2028 Notes”) and 3.85% Senior Notes due 2034 (the “2034 Notes” and together with the
2028 Notes, the “Notes”) of Duke Energy Corporation, a Delaware corporation (the “Company”). The description
of the Notes is contained in the Company’s Prospectus, dated September 23, 2019, included in the Company’s registration
statement on Form S-3, (File No. 333-233896) under the caption “Description of Debt Securities,” and
the Company’s Prospectus Supplement with respect to the Notes, dated June 8, 2022, under the caption “Description of
the Notes,” and those sections are incorporated herein by reference. The Notes are expected to be listed on the New York Stock Exchange.
The summary description of the Notes does not purport
to be complete and is qualified in its entirety by reference to the exhibits, which are incorporated by reference herein and may be
amended from time to time.
The documents listed below are filed as exhibits
to this Registration Statement.
Exhibit |
|
Description |
|
|
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4.1 |
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Indenture between Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee, dated as of June 3, 2008 (incorporated by reference to Exhibit 4.1 to Duke Energy Corporation's Current Report on Form 8-K filed on June 16, 2008, File No. 1-32853). |
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4.2 |
|
Twenty-seventh Supplemental Indenture, dated as of June 15, 2022, to the Indenture, dated as of June 3, 2008, between Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee, and forms of global notes included therein (incorporated by reference to Exhibit 4.1 to Duke Energy Corporation’s Current Report on Form 8-K filed on June 15, 2022). |
|
|
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4.3 |
|
Forms of the Notes (included in Exhibit 4.2 hereto). |
SIGNATURE
Pursuant to the requirements of Section 12
of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned
hereunto duly authorized.
|
DUKE ENERGY CORPORATION |
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|
Date: June 15, 2022 |
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|
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By: |
/s/ Robert T. Lucas III |
|
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Name: |
Robert T. Lucas III |
|
|
Title: |
Assistant Corporate Secretary |
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