Statement of Changes in Beneficial Ownership (4)
December 02 2020 - 6:32PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
DIAZ PAUL J |
2. Issuer Name and Ticker or Trading Symbol
DAVITA INC.
[
DVA
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
C/O DAVITA INC., 2000 16TH STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/30/2020 |
(Street)
DENVER, CO 80202
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 11/30/2020 | | M | | 5015 | A | $75.77 | 12316 | D | |
Common Stock | 11/30/2020 | | D | | 3459 | D | $109.88 | 8857 | D | |
Common Stock | 11/30/2020 | | M | | 7178 | A | $66.17 | 16035 | D | |
Common Stock | 11/30/2020 | | D | | 4323 | D | $109.88 | 11712 | D | |
Common Stock | 11/30/2020 | | M | | 7165 | A | $66.29 | 18877 | D | |
Common Stock | 11/30/2020 | | D | | 4323 | D | $109.88 | 14554 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Appreciation Rights | $75.77 | 11/30/2020 | | M | | | 5015 | 6/20/2017 (1) | 6/20/2021 | Common Stock | 5015.0 | $0 | 0 | D | |
Stock Appreciation Rights | $66.17 (2) | 11/30/2020 | | M | | | 7178 | 6/16/2018 (3) | 6/16/2022 | Common Stock | 7178.0 | $0 | 0 | D | |
Stock Appreciation Rights | $66.29 | 11/30/2020 | | M | | | 7165 | 5/15/2019 (4) | 5/15/2023 | Common Stock | 7165.0 | $0 | 0 | D | |
Explanation of Responses: |
(1) | The Stock Appreciation Rights were granted on 6/20/2016. 100% vested on 6/20/2017. |
(2) | Price previously reported as $13.234 on Form 4 filed on 6/20/2017. |
(3) | The Stock Appreciation Rights were granted on 6/16/2017. 100% vested on 6/16/2018. |
(4) | The Stock Appreciation Rights were granted on 5/15/2018. 100% vested on 5/15/2019. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
DIAZ PAUL J C/O DAVITA INC. 2000 16TH STREET DENVER, CO 80202 | X |
|
|
|
Signatures
|
/s/ Stephanie Berberich, Attorney-in-Fact | | 12/2/2020 |
**Signature of Reporting Person | Date |
DaVita (NYSE:DVA)
Historical Stock Chart
From Jun 2024 to Jul 2024
DaVita (NYSE:DVA)
Historical Stock Chart
From Jul 2023 to Jul 2024