Statement of Changes in Beneficial Ownership (4)
February 26 2019 - 4:19PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
LIBERATORE THOMAS S
|
2. Issuer Name
and
Ticker or Trading Symbol
Eclipse Resources Corp
[
ECR
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
EVP, Corp Dev & Geosciences
|
(Last)
(First)
(Middle)
2121 OLD GATESBURG ROAD, SUITE 110
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/23/2019
|
(Street)
STATE COLLEGE, PA 16803
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
2/23/2019
|
|
F
|
|
13332
(1)
|
D
|
$1.13
|
737814
|
D
|
|
Common Stock
|
2/24/2019
|
|
F
|
|
27619
(2)
|
D
|
$1.13
|
710195
|
D
|
|
Common Stock
|
|
|
|
|
|
|
|
248329
|
I
|
See Footnote
(3)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(1)
|
Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units for an award granted to the Reporting Person on February 23, 2018 under the Company's 2014 Long-Term Incentive Plan. The restricted stock units represent the right to receive one share of common stock per unit granted and vest in three equal installments of 33.3% on February 23, 2019, February 23, 2020, and February 23, 2021.
|
(2)
|
Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units for an award granted to the Reporting Person on February 24, 2017 under the Company's 2014 Long-Term Incentive Plan. The restricted stock units represent the right to receive one share of common stock per unit granted and vest in three equal installments of 33.3% on February 24, 2018, February 24, 2019, and February 24, 2020.
|
(3)
|
Represents shares of the issuer's common stock held by Kirkwood Capital, L.P., which is controlled by the Reporting Person.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
LIBERATORE THOMAS S
2121 OLD GATESBURG ROAD
SUITE 110
STATE COLLEGE, PA 16803
|
|
|
EVP, Corp Dev & Geosciences
|
|
Signatures
|
/s/ Thomas S. Liberatore
|
|
2/26/2019
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
ECLIPSE RESOURCES CORP (NYSE:ECR)
Historical Stock Chart
From Oct 2024 to Nov 2024
ECLIPSE RESOURCES CORP (NYSE:ECR)
Historical Stock Chart
From Nov 2023 to Nov 2024