Statement of Changes in Beneficial Ownership (4)
December 26 2018 - 4:01PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Dugle Lynn A
|
2. Issuer Name
and
Ticker or Trading Symbol
Engility Holdings, Inc.
[
EGL
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chairman, President & CEO
|
(Last)
(First)
(Middle)
C/O ENGILITY HOLDINGS, INC., 4803 STONECROFT BOULEVARD
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/21/2018
|
(Street)
CHANTILLY, VA 20151
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
12/21/2018
|
|
M
|
|
81803
|
A
|
(1)
|
153267
(2)
|
D
|
|
Common Stock
|
12/21/2018
|
|
F
|
|
36894
(3)
|
D
|
$27.18
|
116373
|
D
|
|
Common Stock
|
12/21/2018
|
|
M
|
|
57610
|
A
|
(1)
|
173983
|
D
|
|
Common Stock
|
12/21/2018
|
|
F
|
|
25983
(3)
|
D
|
$27.18
|
148000
|
D
|
|
Common Stock
|
12/21/2018
|
|
M
|
|
137442
|
A
|
(1)
|
285442
|
D
|
|
Common Stock
|
12/21/2018
|
|
F
|
|
61987
(3)
|
D
|
$27.18
|
223455
|
D
|
|
Common Stock
|
12/21/2018
|
|
M
|
|
27268
|
A
|
(4)
|
250723
|
D
|
|
Common Stock
|
12/21/2018
|
|
F
|
|
12298
(5)
|
D
|
$27.18
|
238425
|
D
|
|
Common Stock
|
12/21/2018
|
|
M
|
|
21337
|
A
|
(6)
|
259762
|
D
|
|
Common Stock
|
12/21/2018
|
|
F
|
|
9623
(5)
|
D
|
$27.18
|
250139
|
D
|
|
Common Stock
|
12/21/2018
|
|
M
|
|
39838
|
A
|
(6)
|
289977
|
D
|
|
Common Stock
|
12/21/2018
|
|
F
|
|
17967
(5)
|
D
|
$27.18
|
272010
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Performance Units
|
(1)
|
12/21/2018
|
|
M
|
|
|
81803
|
(1)
|
(1)
|
Common Stock
|
81803
|
$0
|
0
|
D
|
|
Performance Units
|
(1)
|
12/21/2018
|
|
M
|
|
|
57610
|
(1)
|
(1)
|
Common Stock
|
57610
|
$0
|
0
|
D
|
|
Performance Units
|
(1)
|
12/21/2018
|
|
M
|
|
|
137442
|
(1)
|
(1)
|
Common Stock
|
137442
|
$0
|
0
|
D
|
|
Restricted Stock Units
|
(4)
|
12/21/2018
|
|
M
|
|
|
27268
|
(4)
|
(4)
|
Common Stock
|
27268
|
$0
|
0
|
D
|
|
Restricted Stock Units
|
(6)
|
12/21/2018
|
|
M
|
|
|
21337
|
(6)
|
(6)
|
Common Stock
|
21337
|
$0
|
0
|
D
|
|
Restricted Stock Units
|
(6)
|
12/21/2018
|
|
M
|
|
|
39838
|
(6)
|
(6)
|
Common Stock
|
39838
|
$0
|
0
|
D
|
|
Explanation of Responses:
|
(1)
|
Reflects the annual grant of performance units. Performance units cliff-vest on the third anniversary of the date of grant, with the number of shares delivered based on the Company's performance relative to its peers in terms of revenue growth and total stockholder return.
|
(2)
|
Includes the purchase of 826 shares of stock under the Engility Employee Stock Purchase Plan.
|
(3)
|
Reflects shares withheld to cover the payment of taxes upon the vesting of performance units.
|
(4)
|
Reflects the annual grant of Restricted Stock Units ("RSUs") that vest over three years from the date of grant - 25% on the first anniversary, 25% on the second anniversary, and 50% on the third anniversary. Vested RSUs are settled in shares of common stock of Engility Holdings, Inc. (the "Issuer") or cash, which determination will be made at the sole discretion of the Issuer's Compensation Committee (or a subcommittee thereof).
|
(5)
|
Reflects shares withheld to cover the payment of taxes upon the vesting of restricted stock units.
|
(6)
|
Reflects the annual grant of Restricted Stock Units ("RSUs") that vest over three years from the date of grant - one-third (1/3) on the first anniversary, one-third (1/3) on the second anniversary, and one-third (1/3) on the third anniversary. Vested RSUs are settled in shares of common stock of Engility Holdings, Inc. (the "Issuer") or cash, which determination will be made at the sole discretion of the Issuer's Compensation Committee (or a subcommittee thereof).
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Dugle Lynn A
C/O ENGILITY HOLDINGS, INC.
4803 STONECROFT BOULEVARD
CHANTILLY, VA 20151
|
X
|
|
Chairman, President & CEO
|
|
Signatures
|
/s/ Jon Brooks as Attorney-in-Fact
|
|
12/26/2018
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Engility Holdings, Inc. (NYSE:EGL)
Historical Stock Chart
From Oct 2024 to Nov 2024
Engility Holdings, Inc. (NYSE:EGL)
Historical Stock Chart
From Nov 2023 to Nov 2024