Initial Statement of Beneficial Ownership (3)
November 14 2022 - 5:00PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
APPELGATE BRIAN |
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/8/2022
|
3. Issuer Name and Ticker or Trading Symbol
Holley Inc. [HLLY]
|
|
(Last)
(First)
(Middle)
1801 RUSSELLVILLE ROAD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
Interm Chief Operating Officer / |
|
(Street)
BOWLING GREEN, KY 42101
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 21780 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Option (Right to Buy) (2) | (3) | 7/16/2031 | Common Stock | 58462 | $12.0600 | D | |
| Stock Option (Right to Buy) (2) | (4) | 2/15/2032 | Common Stock | 20284 | $12.2900 | D | |
| Explanation of Responses: |
| (1) | Represents grants of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest in equal, or nearly equal installments of 2,815 on February 15 of each of 2023, 2024 and 2025, and equal installments of 6,667 on July 16 of each of 2023 and 2024, subject to the reporting person's continuous employment through such date. |
| (2) | Represents stock options granted pursuant to the Issuer's 2021 Omnibus Incentive Plan. |
| (3) | The shares subject to the stock option vest and become exercisable in equal or nearly equal installments on July 16 of each of 2022, 2023, and 2024, subject to the reporting person's continuous employment through such date. |
| (4) | The shares subject to the stock option vest and become exercisable in equal or nearly equal installments on February 15 of each of 2023, 2024, and 2025, subject to the reporting person's continuous employment through such date. |
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
APPELGATE BRIAN
1801 RUSSELLVILLE ROAD
BOWLING GREEN, KY 42101 |
|
| Interm Chief Operating Officer |
|
Signatures
|
| /s/ Carly Kennedy, Attorney-In-Fact for Brian Appelgate | | 11/14/2022 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Empower (NYSE:EMPW)
Historical Stock Chart
From Dec 2024 to Jan 2025
Empower (NYSE:EMPW)
Historical Stock Chart
From Jan 2024 to Jan 2025
