- Securities Registration (section 12(b)) (8-A12B)
December 12 2008 - 3:05PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
|
|
|
|
|
CITIGROUP INC.
(Exact Name of Registrant as
Specified in Its Charter)
|
|
CITIGROUP FUNDING INC.
(Exact Name of Registrant as
Specified in Its Charter)
|
|
SAFETY FIRST TRUST SERIES 2006-3
(Exact Name of Registrant as
Specified in Its Charter)
|
|
|
|
|
|
DELAWARE
(State of Incorporation
or Organization)
|
|
DELAWARE
(State of Incorporation
or Organization)
|
|
DELAWARE
(State of Incorporation
or Organization)
|
|
|
|
|
|
52-1568099
(I.R.S. Employer Identification no.)
|
|
42-1658283
(I.R.S. Employer Identification no.)
|
|
42-6664146
(I.R.S. Employer Identification no.)
|
399 Park Avenue
New York, New York 10043
(Address of Principal Executive Offices) (Zip Code)
|
|
|
If this Form relates to the registration of a
class of securities pursuant to Section 12(b) of
the Exchange Act and is effective pursuant to
General Instruction A.(c), please check the
following box.
þ
|
|
If this Form relates to the registration of a class
of securities pursuant to Section 12(g) of the
Exchange Act and is effective pursuant to General
Instruction A.(d), please check the following box.
o
|
|
|
|
Securities Act registration statement file number to which this form relates:
|
|
333-135867, 333-135867-08 and 333-135867-11
|
Securities to be registered pursuant to Section 12(b) of the Act:
|
|
|
Title of Each Class
|
|
Name of Each Exchange on Which
|
to be so Registered
|
|
Each Class is to be Registered
|
Principal-Protected Trust Certificates Linked to the Nikkei 225 Stock Average
SM
Due
March 23, 2011.
|
|
NYSE Arca, Inc.
|
Securities to be registered pursuant to Section 12(g) of the Act:
None
(Title of class)
Item 1. Description of Registrants Securities to be Registered.
For a description of the Principal-Protected Trust Certificates Linked to the Nikkei 225 Stock
Average
SM
Due March 23, 2011 (the Certificates), reference is made to the information
under the headings Summary Information Q&A, Risk Factors and Description of the
Certificates on pages 2 through 9, 10 through 17 and 24 through 37, respectively, of the
Registrants Prospectus and Pricing Supplement, dated April 24, 2007 (Registration Nos. 333-135867,
333-135867-08 and 333-135867-11), which information is hereby incorporated herein by reference and
made part of this registration statement in its entirety.
Item 2. Exhibits.
99 (A). Prospectus and Pricing Supplement describing the Certificates, dated April 24, 2007,
incorporated by reference to the Registrants filing under Rule 424(b)(2) dated April 26, 2007.
99 (B). Certificate of Trust of Safety First Trust Series 2006-3, incorporated by reference to
Exhibit 3(l) to the Registrants automatic shelf registration statement on Form S-3 filed on July
19, 2006 (Registration Nos. 333-135867, 333-135867-08 and 333-135867-11) (the Registration
Statement).
99 (C). Form of Amended and Restated Declaration of Trust, incorporated by reference to
Exhibit 4(a) to the Registration Statement.
99 (D). Form of the Trust Certificates Guarantee Agreement, incorporated by reference to
Exhibit 4(b) to the Registration Statement.
99 (E). Form of Certificate Representing the Certificates (included in Exhibit 99(C)).
2
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, each
registrant has duly caused this registration statement or amendment thereto to be signed on its
behalf by the undersigned, thereunto duly authorized.
|
|
|
|
|
|
Citigroup Inc.
(Registrant)
|
|
|
By:
|
/s/ Charles E. Wainhouse
|
|
|
|
Name:
|
Charles E. Wainhouse
|
|
|
|
Title:
|
Assistant Treasurer
|
|
|
|
Citigroup Funding Inc.
(Registrant)
|
|
|
By:
|
/s/ Geoffrey S. Richards
|
|
|
|
Name:
|
Geoffrey S. Richards
|
|
|
|
Title:
|
Executive Vice President and
Assistant Treasurer
|
|
|
|
Safety First Trust Series 2007-2
(formerly Safety First Trust Series 2006-3)
(Registrant)
|
|
Date: December 11, 2008
|
By:
|
/s/ Geoffrey S. Richards
|
|
|
|
Name:
|
Geoffrey S. Richards
|
|
|
|
Title:
|
Regular Trustee
|
|
3
INDEX TO EXHIBITS
|
|
|
Exhibit No.
|
|
Exhibit
|
99(A).
|
|
Prospectus and Pricing Supplement describing the Certificates, dated April 24, 2007, incorporated by reference to the
Registrants filing under Rule 424(b)(2) dated April 26, 2007.
|
|
|
|
99(B).
|
|
Certificate of Trust of Safety First Trust Series 2006-3, incorporated by reference to Exhibit 3(l) to the Registration
Statement.
|
|
|
|
99(C).
|
|
Form of Amended and Restated Declaration of Trust, incorporated by reference to Exhibit 4(a) to the Registration Statement.
|
|
|
|
99(D).
|
|
Form of the Trust Certificates Guarantee Agreement, incorporated by reference to Exhibit 4(b) to the Registration Statement.
|
|
|
|
99(E).
|
|
Form of Certificate Representing the Certificates (included in Exhibit 99(C)).
|
4
*% Elks Intl Game (NYSE:EPH)
Historical Stock Chart
From Jun 2024 to Jul 2024
*% Elks Intl Game (NYSE:EPH)
Historical Stock Chart
From Jul 2023 to Jul 2024