- Securities Registration (section 12(b)) (8-A12B)
January 22 2009 - 12:21PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
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CITIGROUP INC.
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CITIGROUP FUNDING INC.
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(Exact Name of Registrant as Specified in Its Charter)
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(Exact Name of Registrant as Specified in Its Charter)
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DELAWARE
(State of Incorporation
or Organization)
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DELAWARE
(State of Incorporation
or Organization)
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52-1568099
(I.R.S. Employer Identification no.)
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42-1658283
(I.R.S. Employer Identification no.)
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399 Park Avenue
New York, New York 10043
(Address of Principal Executive Offices) (Zip Code)
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction
A.(c), please check the following box.
x
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If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction
A.(d), please check the following box.
¨
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Securities Act registration statement file numbers to which this form relates: 333-132370; 333-132370-01
Securities to be registered pursuant to Section 12(b) of the Act:
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Title of Each Class
to be so Registered
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Name of Each Exchange on Which
Each Class is to be Registered
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Equity LinKed Securities (ELKS
®
) Based Upon the Common Stock of Johnson & Johnson Due 2010
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NYSE Arca
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Securities to be registered pursuant to Section 12(g) of the Act:
None
(Title of class)
Item 1. Description of Registrants Securities to be Registered.
For a description of the securities to be registered hereunder, reference is made to the information under the heading Description of Debt
Securities on pages 8 through 20 of the Registrants Prospectus dated March 10, 2006 (Registration Nos. 333-132370; 333-132370-01), as supplemented by the information under the heading Description of the Notes on pages
S-7 through S-32 of the Registrants Prospectus Supplement dated April 13, 2006 and the information under the headings Summary Information Q&A, Risk Factors Relating to the ELKS and Description of
the ELKS on pages EPS-2 through EPS-7, EPS-8 through EPS-14 and EPS-15 through EPS-25, respectively, of the Registrants ELKS Product Supplement dated March 22, 2007, which information is incorporated herein by reference and made
part of this registration statement in its entirety. The description of the ELKS contained in the Pricing Supplement to be filed pursuant to Rule 424(b), which will contain the final terms of the ELKS, the ELKS Product Supplement, Prospectus
Supplement and Prospectus is deemed to be incorporated herein by reference and made part of this registration statement in its entirety.
Item 2. Exhibits.
99 (A). Prospectus dated March 10, 2006, incorporated by reference to
the Registrants automatic shelf registration statement on Form S-3 filed on March 10, 2006 (Registration Nos. 333-132370; 132370-01) (the Registration Statement).
99 (B). Prospectus Supplement dated April 13, 2006, incorporated by reference to the Registrants filing under Rule 424(b)(2) dated
April 13, 2006.
99 (C). ELKS Product Supplement dated March 22, 2007, incorporated by reference to the
Registrants filing under Rule 424(b)(2) dated March 22, 2007.
99 (D). Senior Debt Indenture among the Registrants
and The Bank of New York (as successor-in-interest to JPMorgan Chase Bank, N.A.), dated as of June 1, 2005, incorporated by reference to Exhibit 4(b) of the Registration Statement.
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, each of the Registrants has duly caused this registration statement or amendment thereto to be signed on its behalf by the
undersigned, thereunto duly authorized.
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Citigroup Inc.
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(Registrant)
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By:
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/s/ Charles E. Wainhouse
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Name:
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Charles E. Wainhouse
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Title:
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Assistant Treasurer
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Citigroup Funding Inc.
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(Registrant)
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By:
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/s/ Geoffrey S. Richards
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Name:
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Geoffrey S. Richards
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Title:
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Executive Vice President and
Assistant Treasurer
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Date: January 21, 2009
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INDEX TO EXHIBITS
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Exhibit No.
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Exhibit
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99 (A).
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Prospectus dated March 10, 2006, incorporated by reference to the Registration Statement.
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99 (B).
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Prospectus Supplement, dated April 13, 2006, incorporated by reference to the Registrants filing under Rule 424(b)(2) dated April 13, 2006.
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99 (C).
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ELKS Product Supplement dated March 22, 2007, incorporated by reference to the Registrants filing under Rule 424(b)(2) dated March 22, 2007.
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99 (D).
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Senior Debt Indenture among the Registrants and The Bank of New York (as successor-in-interest to JPMorgan Chase Bank, N.A.), dated as of June 1, 2005, incorporated by reference to Exhibit
4(b) of the Registration Statement.
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