Initial Statement of Beneficial Ownership (3)
March 11 2021 - 6:41PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Buscher Melissa |
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/2/2021
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3. Issuer Name and Ticker or Trading Symbol
SPX FLOW, Inc. [FLOW]
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(Last)
(First)
(Middle)
C/O SPX FLOW, INC., 13320 BALLANTYNE CORPORATE PLACE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
CCO and CMO / |
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(Street)
CHARLOTTE, NC 28277
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 591 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Unit | (1) | (1) | Common Stock | 1143.0 | (2) | D | |
| Restricted Stock Unit | (3) | (3) | Common Stock | 883.0 | (4) | D | |
| Restricted Stock Unit | (5) | (5) | Common Stock | 829.0 | (6) | D | |
| Explanation of Responses: |
| (1) | The restricted stock units vest in three equal annual installments beginning on February 3, 2021. |
| (2) | 2019 restricted stock units granted pursuant to the SPX FLOW Stock Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| (3) | The restricted stock units vest in three equal annual installments beginning on February 27, 2021. |
| (4) | 2020 restricted stock units granted pursuant to the SPX FLOW Stock Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| (5) | The restricted stock units vest in three equal annual installments beginning on February 24, 2022. |
| (6) | 2021 restricted stock units granted pursuant to the SPX FLOW Stock Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Buscher Melissa
C/O SPX FLOW, INC.
13320 BALLANTYNE CORPORATE PLACE
CHARLOTTE, NC 28277 |
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| CCO and CMO |
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Signatures
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| Peter Ryan, Attorney In Fact for Melissa Buscher | | 3/11/2021 |
| **Signature of Reporting Person | Date |
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