Current Report Filing (8-k)
March 31 2022 - 9:01AM
Edgar (US Regulatory)
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2022-03-31
2022-03-31
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2022-03-31
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frge:WarrantsEachExercisableForOneShareOfCommonStockAtExercisePriceOf11.50Member
2022-03-31
2022-03-31
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xbrli:shares
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
March 31, 2022
Forge
Global Holdings, Inc.
(Exact name of registrant as specified in its
charter)
Delaware |
001-39794 |
98-1561111 |
(State or other jurisdiction
of incorporation) |
(Commission
File Number) |
(I.R.S. Employer
Identification No.) |
415 Mission St.
Suite 5510
San Francisco, California
(Address of principal executive offices) |
94105
(Zip Code) |
(415) 881-1612
(Registrant’s telephone number, including
area code)
N/A
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of
the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each
exchange on
which registered |
Common
Stock, $0.0001 par value per share |
|
FRGE |
|
NYSE |
Warrants, each exercisable for one share of common stock at an exercise price of $11.50 |
|
FRGE WS |
|
NYSE |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth
company x
If an emerging growth
company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 7.01 Regulation FD Disclosure.
On March 31, 2022, Forge Global
Holdings, Inc. (the “Company”) posted supplemental financial information and key business metrics to its website at
https://ir.forgeglobal.com, a copy of which is furnished herewith as Exhibit 99.1 and incorporated herein by reference.
The information in this report (including
Exhibit 99.1) is being furnished pursuant to this Item 7.01 and shall not be deemed to be “filed” for purposes of Section
18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that
section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange
Act regardless of any general incorporation language in such filing.
Item 9.01 Financial Statements and
Exhibits.
(d) Exhibits.
SIGNATURE
Pursuant to the requirements of the Exchange
Act, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
Forge Global Holdings, Inc. |
|
|
Date: March 31, 2022 |
By: |
/s/ Mark Lee |
|
Name: |
Mark Lee |
|
Title: |
Chief Financial Officer |
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